STOCK TITAN

AtlasClear Holdings (ATCH) grants new stock options to CFO and General Counsel

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AtlasClear Holdings, Inc. reported that its CFO and General Counsel, Sandip I. Patel, received two grants of stock options on July 14, 2026. One grant covers 731,030 options to acquire common stock, and a second grant covers 45,000 options. Both option grants carry a $0.1800 exercise price per share, with expiration dates on June 30, 2031 and January 26, 2030, respectively. These awards are classified as grant or award acquisitions, not open-market purchases or sales.

Positive

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Negative

  • None.
Insider Patel Sandip I
Role CFO and General Counsel
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 45,000 $0.00 --
Grant/Award Stock Option (right to buy) 731,030 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 45,000 shares (Direct)
Footnotes (1)
Options granted 731,030 options Stock option grant on 2026-07-14 to acquire common stock
Second option grant 45,000 options Additional stock option grant on 2026-07-14 to acquire common stock
Exercise price $0.1800 per share Conversion or exercise price for both option grants
First grant expiration 2031-06-30 Expiration date of the 731,030-option award
Second grant expiration 2030-01-26 Expiration date of the 45,000-option award
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
conversion or exercise price financial
"conversion_or_exercise_price: 0.1800"
derivative securities financial
"transaction_type: derivative"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
expiration date financial
"expiration_date: 2031-06-30"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did ATCH report for Sandip I. Patel?

AtlasClear Holdings (ATCH) reported that Sandip I. Patel received two stock option grants on July 14, 2026, covering 731,030 and 45,000 underlying common shares, respectively, both at an exercise price of $0.1800 per share.

How many stock options were granted to the ATCH CFO and General Counsel?

The CFO and General Counsel of ATCH, Sandip I. Patel, was granted 731,030 stock options in one award and 45,000 stock options in a second award, each relating to common stock and reported as derivative acquisitions.

What is the exercise price of Sandip Patel’s AtlasClear (ATCH) option grants?

Both of Sandip Patel’s option awards from AtlasClear (ATCH) have an exercise price of $0.1800 per share. Each grant is a stock option to buy common stock, with different expiration dates but the same stated conversion or exercise price.

When do the reported ATCH stock options held by Sandip Patel expire?

The reported AtlasClear (ATCH) stock option grants to Sandip Patel expire on June 30, 2031 for the 731,030-option award and January 26, 2030 for the 45,000-option award, according to the expiration dates disclosed for each derivative security.

Were any AtlasClear (ATCH) shares sold by Sandip Patel in this Form 4?

No. All transactions reported for Sandip Patel involve grants of stock options classified as acquisitions of derivative securities. The filing shows no sales or dispositions of AtlasClear common stock or options in these reported transactions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Patel Sandip I

(Last)(First)(Middle)
C/O ATLASCLEAR HOLDINGS, INC.
4350 WEST CYPRESS STREET, SUITE 270

(Street)
TAMPA FLORIDA 33607

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AtlasClear Holdings, Inc. [ ATCH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CFO and General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$0.1807/14/2026A45,00007/14/202601/26/2030Common Stock45,000$045,000D
Stock Option (right to buy)$0.1807/14/2026A731,03007/14/202606/30/2031Common Stock731,030$0731,030D
Explanation of Responses:
/s/ Jason Simon, Attorney-in-Fact07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)