[Form 5] Aether Holdings, Inc. Annual Statement of Beneficial Ownership

Rhea-AI Filing Summary

Aether Holdings, Inc. (ATHR)09/30/2025. The filing shows that Up and Up Ventures Ltd, which is a reporting person of the issuer and is represented by director Nicolas Kuan Liang Lin, beneficially owned 2,375,000 shares of common stock at the end of the fiscal year, held as direct ownership.

The Form 5 indicates that Up and Up Ventures Ltd became a reporting person as of April 9, 2025. No derivative securities are listed in the derivative securities table, so the disclosure focuses on the non-derivative common stock position.

11/14/2025 - 08:48 PM

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

Up & Up Ventures Ltd

(Last) (First) (Middle)

C/O AETHER HOLDINGS, INC.

1441 BROADWAY, 30TH FLOOR

(Street)

NEW YORK NY 10018

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Aether Holdings, Inc. [ ATHR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
09/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
				Amount	(A) or (D)	Price
Common Stock			3(1)				2,375,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
					(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Up and Up Ventures Ltd became a Reporting Person of the Issuer as of April 9, 2025.

	/s/ Nicolas Kuan Liang Lin, Director, Up & Up Ventures Ltd	11/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does Aether Holdings, Inc. (ATHR) report in this Form 5?

The Form 5 reports the beneficial ownership of Aether Holdings, Inc. common stock by a reporting person, summarizing holdings as of the issuer's fiscal year ended 09/30/2025.

How many Aether Holdings (ATHR) shares does the reporting person own?

The filing shows that Up and Up Ventures Ltd beneficially owned 2,375,000 shares of common stock at the end of the issuer's fiscal year.

Who is the reporting person in this Aether Holdings (ATHR) Form 5?

The reporting person is Up and Up Ventures Ltd, with the form signed by its director, Nicolas Kuan Liang Lin.

What is the relationship of the reporting person to Aether Holdings, Inc. (ATHR)?

The reporting person is identified as a Director of Aether Holdings, Inc., as indicated in the relationship section of the form.

When did Up and Up Ventures Ltd become a reporting person for Aether Holdings (ATHR)?

According to the explanation of responses, Up and Up Ventures Ltd became a reporting person of the issuer as of April 9, 2025.

Are any derivative securities reported for Aether Holdings (ATHR) in this Form 5?

The Table II section for derivative securities is present but contains no entries, indicating that no derivative securities are reported in this filing.

Is the ownership of Aether Holdings (ATHR) shares direct or indirect?

The Form 5 indicates that the 2,375,000 common shares are held with direct ownership by the reporting person.