Auburn National Bancorporation, Inc (AUBN) director adds 275 shares in open‑market buys

Rhea-AI Filing Summary

Auburn National Bancorporation, Inc. director Walton T. Conn Jr. reported open‑market purchases of the company’s common stock on January 29, 2026. He bought 100 shares at $25.00 into a jointly owned brokerage account with his spouse, bringing that direct holding to 1,450 shares.

He also purchased 175 shares through an IRA for his benefit, consisting of 100 shares at $25.00 and 75 shares at $25.40. Following these IRA trades, his indirect IRA holdings stood at 775 shares and 850 shares in two IRA positions that include 2025 dividend reinvestment shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Conn Walton T Jr.

(Last) (First) (Middle)

P. O. BOX 3110

(Street)

AUBURN AL 36831-3110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AUBURN NATIONAL BANCORPORATION, INC [ AUBN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock, par value $0.1	01/29/2026		P		100	A	$25	1,450(1)(2)	D
common stock, par value $0.1	01/29/2026		P		100	A	$25	775(2)	I	IRA FBO Walton T Conn, Jr.
common stock, par value $0.1	01/29/2026		P		75	A	$25.4	850(2)	I	IRA FBO Walton T Conn, Jr.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Owned as Joint Tenant in brokerage account with spouse.

2. includes 2025 drip shares

	/s/ Walton T. Conn, Jr.	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AUBN director Walton T. Conn Jr. report?

Walton T. Conn Jr., a director of Auburn National Bancorporation, Inc. (AUBN), reported buying common stock on January 29, 2026. The Form 4 shows open‑market purchases totaling 275 shares across a joint brokerage account and an IRA.

How many AUBN shares did Walton T. Conn Jr. buy and at what prices?

He bought 275 AUBN common shares on January 29, 2026. This included 200 shares at $25.00 per share and 75 shares at $25.40 per share, spread between a joint brokerage account and an IRA account.

What are Walton T. Conn Jr.’s AUBN holdings after these transactions?

After the reported trades, he beneficially owned 1,450 AUBN shares directly in a joint brokerage account with his spouse. He also held 775 shares and 850 shares indirectly through IRA accounts for his benefit, which include 2025 dividend reinvestment shares.

How are Walton T. Conn Jr.’s AUBN direct holdings structured?

His direct ownership of 1,450 AUBN common shares is held as a joint tenant with his spouse in a brokerage account. The Form 4 notes this joint ownership structure explicitly in the footnotes to the non‑derivative securities table.

What does the Form 4 say about AUBN shares held in Walton T. Conn Jr.’s IRA?

The filing lists indirect ownership through an IRA for the benefit of Walton T. Conn Jr.. After the January 29, 2026 purchases, the IRA positions held 775 shares and 850 shares, which the footnotes state include certain 2025 dividend reinvestment shares.

Were any derivative securities involved in Walton T. Conn Jr.’s AUBN filing?

No derivative securities are reported for Walton T. Conn Jr. in this Form 4. The Table II section for options, warrants, or other derivatives is present but shows no entries, indicating only common stock transactions on January 29, 2026.