AUGO (NASDAQ) Form 144/A: Kapitalo lists 25,898 shares for resale

Rhea-AI Filing Summary

AUGO selling notice: a Form 144/A filing lists proposed resale of 25,898 common shares by Kapitalo International Fund SPC - Segregated Portfolio D, dated 05/12/2026. The filing states the shares were acquired in open market purchases on 03/31/2021 and identifies BofA Securities in the broker fields.

The filing shows an aggregate dollar figure of $2,174,124.15 next to the share line and indicates cash as the consideration for the earlier acquisition on 04/01/2021. Trading venue is listed as NASDAQ.

Insights

Securities Compliance Counsel

Form 144/A records a proposed resale by a fund; details focus on method and quantities.

The excerpt shows a selling notification for 25,898 common shares by Kapitalo International Fund SPC - Segregated Portfolio D, with a dollar amount of $2,174,124.15 and a filing date of 05/12/2026. It specifies the shares were acquired via open market purchases on 03/31/2021.

Compliance dependencies include broker identification (listed as BofA Securities) and the procedural nature of a Form 144/A. Subsequent transaction completion and reporting depend on market sales and post-sale filings.

Key Figures

Filing date: 05/12/2026 Shares proposed for resale: 25,898 shares Dollar figure shown: $2,174,124.15 +3 more

6 metrics

Filing date 05/12/2026 Form 144/A line for seller

Shares proposed for resale 25,898 shares Kapitalo International Fund SPC - Segregated Portfolio D

Dollar figure shown $2,174,124.15 Amount listed alongside 25,898 shares

Acquisition date 03/31/2021 Shares were acquired in open market purchases

Broker identifier 6512 Broker code field appearing in excerpt

Acquisition consideration Cash Consideration noted for acquisition entry dated 04/01/2021

Key Terms

Form 144/A, Open Market Purchases, Common Shares no par value, Selling holder

4 terms

Form 144/A regulatory

"144/A: Securities To Be Sold"

Open Market Purchases market

"Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Common Shares no par value financial

"Common Shares no par value | 03/31/2021"

Selling holder regulatory

"KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO D USD"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares no par value	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	6512	492499.30	83789223	05/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares no par value	03/31/2021	Open Market Purchases	Shares were acquired in the open market trades			6512	04/01/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO D USD Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo DE 01451-000	Common Shares no par value	05/12/2026	25898	2174124.15

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144/A show about the planned sale by Kapitalo?

It reports a proposed resale of 25,898 common shares by Kapitalo International Fund SPC - Segregated Portfolio D dated 05/12/2026. The filing lists $2,174,124.15 adjacent to that share line and notes acquisition via open market purchases.

When were the shares listed in the Form 144/A originally acquired?

The filing states the shares were acquired in the open market on 03/31/2021. It also notes cash as the consideration associated with an entry dated 04/01/2021 in the excerpt.

Which broker is identified in the Form 144/A excerpt for AUGO?

The excerpt lists BofA Securities Inc with an address at 1209 Orange Street, Corporation Trust Center, Wilmington DE 19801, appearing in the securities/broker fields of the filing.

Does the Form 144/A indicate where the shares may be sold?

The filing lists NASDAQ as the trading venue in the securities information section. Specific execution methods beyond the open market descriptor are not detailed in the provided excerpt.