KapitAlo (AUGO) sells 15,626 shares in amended Rule 144 filing

Rhea-AI Filing Summary

AUGO reported amended Form 144 disclosures showing proposed sales of Common Shares by KapitAlo International Fund SPC (Segregated Portfolio K USD). The amendment lists two sales: 12,486 shares on 05/12/2026 totaling $1,048,193.45 and 3,140 shares on 05/27/2026 totaling $237,476.63. The filings state the shares were acquired in open market purchases and sold for cash. The notice identifies BofA Securities Inc. as a broker.

Insights

Securities Compliance Analyst

Amended Rule 144 notices document completed open-market dispositions by an institutional holder.

The amendment records two specific cash sales by KapitAlo International Fund SPC: 12,486 shares on 05/12/2026 and 3,140 shares on 05/27/2026, with dollar totals provided. The filings state the shares were acquired in open-market trades and sold for cash.

These notices function as compliance filings under Rule 144; cash-flow treatment is identified as cash and a broker (BofA Securities Inc.) is named. Subsequent disclosures, if any, would appear in further Form 144/A amendments.

Institutional Trading Specialist

Activity shows routine institutional liquidations via open-market sales with brokered execution.

The two reported transactions total 15,626 shares and list explicit proceeds of $1,048,193.45 and $237,476.63. The filing cites open-market acquisition dates and cash sales, indicating ordinary-market mechanics rather than private placements.

Market impact depends on volume relative to float (not provided). Cash proceeds are attributed to the selling holder; no use-of-proceeds detail is disclosed in the excerpt.

Key Figures

Shares sold (first): 12,486 shares Proceeds (first): $1,048,193.45 Shares sold (second): 3,140 shares +3 more

6 metrics

Shares sold (first) 12,486 shares sale date <date>05/12/2026</date>

Proceeds (first) $1,048,193.45 sale date <date>05/12/2026</date>

Shares sold (second) 3,140 shares sale date <date>05/27/2026</date>

Proceeds (second) $237,476.63 sale date <date>05/27/2026</date>

Total shares reported 15,626 shares aggregate of two reported sales (examples shown)

Acquisition date listed 03/31/2021 acquisition method: Open Market Purchases

Key Terms

Rule 144, Open Market Purchases, Common Shares no par value, Brokered execution

4 terms

Rule 144 regulatory

"Amended Form 144 disclosure of proposed sales under resale conditions"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Open Market Purchases market

"Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Common Shares no par value financial

"Securities type listed as Common Shares no par value"

Brokered execution market

"BofA Securities Inc named as broker for transactions"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares no par value	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	10525	810270.28	83789223	05/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares no par value	03/31/2021	Open Market Purchases	Shares were acquired in the open market trades			10525	04/01/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO K USD Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Common Shares no par value	05/12/2026	12486	1048193.45
KAPITALO INTERNATIONAL FUND SPC - SEGREGATED PORTFOLIO K USD Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Common Shares no par value	05/27/2026	3140	237476.63

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144/A amendment disclose about sales by KapitAlo?

The amendment discloses two cash sales by KapitAlo: 12,486 shares on 05/12/2026 and 3,140 shares on 05/27/2026, executed via open-market trades with broker involvement.

How much did KapitAlo receive from the reported AUGO share sales?

KapitAlo's two reported sales show proceeds of $1,048,193.45 (12,486 shares) and $237,476.63 (3,140 shares), as stated in the amended filing.

Were the AUGO shares sold under Rule 144 acquired recently or held long-term?

The filing states the shares were acquired in open market trades with an acquisition date shown as 03/31/2021, indicating the securities were purchased prior to the reported sales.

Which broker is named in the AUGO Form 144/A amendment?

The amendment names BofA Securities Inc. and provides an address at 1209 Orange Street, Wilmington, DE, indicating broker-assisted execution for the reported transactions.

Does the Form 144/A amendment state how the proceeds will be used?

The amendment lists the transaction consideration as cash but does not provide any information on the selling holder's intended use of proceeds in the provided excerpt.