Aura Minerals (AUGO) holder readies next BDR sale after August trades

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) that are the subject of this Form 144 notice. The notice is filed for Kapitalo Master V Fundo de Investimento Multimercado, which may be deemed an affiliate and intends to sell Aura BDRs on B3 through J.P. Morgan Securities LLC.

The filing covers up to 9,563 Brazilian depositary receipts, with an aggregate market value of 267,560.34 as of the notice. The BDRs were acquired in open-market purchases on 08/12/2022, with cash payment on 08/16/2022. The notice states that three BDRs represent one common share of Aura Minerals.

Over the past three months, the fund has already sold BDRs in multiple transactions, including 2,138 BDRs for 59,828.57 on 08/19/2026 and 8,566 BDRs for 255,072.11 on 08/26/2026. The notice is dated 08/28/2026 and is signed by Joao Carlos T Pinho.

Key Figures

Brazilian depositary receipts to be sold: 9,563 Brazilian depositary receipts Aggregate market value of BDRs: 267,560.34 Recent sale on 08/19/2026: 2,138 Brazilian depositary receipts for 59,828.57 +4 more

7 metrics

Brazilian depositary receipts to be sold 9,563 Brazilian depositary receipts Maximum amount covered by the Form 144 notice

Aggregate market value of BDRs 267,560.34 Value associated with 9,563 Brazilian depositary receipts

Recent sale on 08/19/2026 2,138 Brazilian depositary receipts for 59,828.57 Sale by KAPITALO MASTER V FIM during past 3 months

Recent sale on 08/25/2026 703 Brazilian depositary receipts for 21,060.38 Sale by KAPITALO MASTER V FIM during past 3 months

Recent sale on 08/26/2026 8,566 Brazilian depositary receipts for 255,072.11 Largest reported single-day sale in the three-month period

BDR-to-share ratio 3 BDRs per 1 common share Each three Brazilian depositary receipts represent one common share of Aura Minerals

Date of Notice 08/28/2026 Date the Form 144 notice is signed and dated

Key Terms

Rule 144, Brazilian depositary receipts, B3, affiliate

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Brazilian depositary receipts financial

"Brazilian depositary receipts are certificates representing Common Shares of the Issuer."

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

B3 market

"Brazilian depositary receipts | J.P. Morgan Securities LLC ... | B3"

b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

affiliate regulatory

"May be deemed affiliate"

FAQ

What does the Form 144 filing mean for Aura Minerals Inc. (AUGO)?

The filing reports that Kapitalo Master V Fundo de Investimento Multimercado, which may be deemed an affiliate, plans to sell Brazilian depositary receipts of Aura Minerals on B3 under Rule 144. It is a notice of a potential resale of restricted or control securities.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered by this Form 144?

The notice covers up to 9,563 Brazilian depositary receipts of Aura Minerals, with an aggregate market value of 267,560.34 stated in the filing. These BDRs are to be sold on B3 through J.P. Morgan Securities LLC as broker.

What is the share ratio for Aura Minerals (AUGO) Brazilian depositary receipts?

The filing states that Brazilian depositary receipts are certificates representing common shares of Aura Minerals and that three BDRs represent one common share of the issuer. This ratio links the BDRs traded on B3 to the underlying common shares.

When were the Aura Minerals (AUGO) BDRs being sold previously and in what amounts?

In the past three months, reported sales include 2,138 BDRs for 59,828.57 on 08/19/2026, 703 BDRs for 21,060.38 on 08/25/2026, and 8,566 BDRs for 255,072.11 on 08/26/2026, among other smaller trades.

Who is selling Aura Minerals (AUGO) securities under this Form 144 notice?

The person for whose account the securities are to be sold is Kapitalo Master V Fundo de Investimento Multimercado (also referenced as KAPITALO MASTER V FIM). The filing notes this party may be deemed an affiliate of Aura Minerals for Rule 144 purposes.

When were the Aura Minerals (AUGO) BDRs acquired that are now subject to the Form 144?

The BDRs covered by the notice were acquired in open market trades on 08/12/2022, with the filing stating that the shares were acquired in the open market trades and that cash was used as consideration on 08/16/2022.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/28/2026 - 08:11 PM Accepted by SEC EDGAR 08/28/2026 - 08:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002126751
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Aura Minerals Inc.
SEC File Number	001-42744
Address of Issuer	3390 Mary St Suite 116 Coconut Grove FLORIDA 33133
Phone	1-305-239-9332
Name of Person for Whose Account the Securities are To Be Sold	Kapitalo Master V Fundo de Investimento Multimercado
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	May be deemed affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian depositary receipts	J.P. Morgan Securities LLC 270 Park Ave - New York NY 10017	9563	267560.34	83789223	08/28/2026	B3

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian depositary receipts	08/12/2022	Open Market Purchases	Shares were acquired in the open market trades			9563	08/16/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO MASTER V FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/19/2026	2138	59828.57
KAPITALO MASTER V FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/20/2026	543	15593.89
KAPITALO MASTER V FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/24/2026	17	503.98
KAPITALO MASTER V FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/25/2026	703	21060.38
KAPITALO MASTER V FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/26/2026	8566	255072.11
KAPITALO MASTER V FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/27/2026	1543	46077.71

144: Remarks and Signature

Remarks	Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer
Date of Notice	08/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joao Carlos T Pinho
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)