Kapitalo K10 Master FIM (AUGO) notifies sale of 6,950 BDRs via BofA Securities

Rhea-AI Filing Summary

AUGO affiliate (Kapitalo K10 Master FIM) filed a Form 144 to sell Brazilian Depositary Receipts. The filing lists a sale dated 05/13/2026 of 6,950 Brazilian Depositary Receipts for $189,730.00. The filing also notes prior open‑market purchases on 05/13/2022 and an acquisition via cash on 05/17/2022.

Insights

Securities Compliance Analyst

Routine Form 144 resale notice by an affiliate, listing specific sale quantity and proceeds.

The filing records a resale of 6,950 Brazilian Depositary Receipts dated 05/13/2026 for $189,730.00. It identifies the selling holder as Kapitalo K10 Master FIM and shows broker details (BofA Securities).

Timing, method, and broker are specified in the excerpt; cash‑flow treatment to issuer is not stated in the excerpt. Subsequent public disclosures may report transaction settlement details.

Key Figures

Shares sold: 6,950 shares Proceeds reported: $189,730.00 Prior acquisition date: 05/13/2022 +3 more

6 metrics

Shares sold 6,950 shares Sale dated 05/13/2026

Proceeds reported $189,730.00 Proceeds tied to the 6,950 BDR sale on 05/13/2026

Prior acquisition date 05/13/2022 Open market purchases noted in filing

Acquisition settlement date 05/17/2022 Acquisition via cash settlement noted in filing

Selling holder Kapitalo K10 Master FIM Named as the selling holder in the Form 144

Exchange B3 - Brazil Exchange Market where the Brazilian Depositary Receipts are listed

Key Terms

Brazilian Depositary Receipts, Form 144, Open Market Purchases, B3 - Brazil Exchange

4 terms

Brazilian Depositary Receipts market

"Brazilian Depositary Receipts | BofA Securities, Inc."

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchases transaction

"Open Market Purchases | Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

B3 - Brazil Exchange market

"B3 - Brazil Exchange 144: Securities To Be Sold"

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Accepted by SEC EDGAR 05/14/2026 - 06:43 PM Learn about SEC filing dates

FAQ

What did AUGO Form 144 disclose about the sale?

It disclosed a sale of 6,950 Brazilian Depositary Receipts for $189,730.00 dated May 13, 2026. The filing names Kapitalo K10 Master FIM as the selling holder and lists BofA Securities as broker and transfer agent details.

Who is the selling holder on the AUGO Form 144?

The selling holder is listed as Kapitalo K10 Master FIM at Avenida Brigadeiro Faria Lima 3144, Sao Paulo. The filing attaches this entity to the sale of Brazilian Depositary Receipts on May 13, 2026.

Which securities were involved in the AUGO Form 144 filing?

The filing involves Brazilian Depositary Receipts (BDRs) traded on B3 - Brazil Exchange. The excerpt shows open‑market acquisition history and a resale of 6,950 BDRs on May 13, 2026.

What broker handled the transactions in the Form 144?

BofA Securities, Inc. is listed in the filing with an address at 1209 Orange Street, Wilmington, DE. The broker is associated with the listed Brazilian Depositary Receipts transactions.

Does the Form 144 state how the securities were acquired originally?

Yes; the excerpt notes the securities were acquired in open market trades on May 13, 2022 and by cash settlement on May 17, 2022. Those acquisition entries appear in the filing's transaction history.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian Depositary Receipts	BofA Securities, Inc. 1209 Orange Street Corporation Trust Center Wilmington DE 19801	7404	198827.62	83789223	05/14/2026	B3 - Brazil Exchange

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian Depositary Receipts	05/13/2022	Open Market Purchases	Shares were acquired in the open market trades			7404	05/17/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO K10 MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao paulo D5 01451-000	Brazilian Depositary Receipts	05/13/2026	6950	189730.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)