Brazilian fund lines up new Aura Minerals (AUGO) BDR sale

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) that a selling security holder, Kapitalo K10 Master Fundo de Investimento Multimercado, plans to sell under Rule 144. The notice covers up to 24,749 BDRs, to be sold through J.P. Morgan Securities LLC on the B3 exchange. The filer states these BDRs were acquired via open market purchases in March 2021. In the prior three months, the same holder reported multiple BDR sales on B3, including 12,237 BDRs on August 20, 2026 and several smaller trades through August 27, 2026. Each BDR represents a fraction of Aura’s common shares, with three BDRs equal to one common share.

Key Figures

BDRs to be sold under Rule 144: 24,749 Brazilian depositary receipts Aggregate market value of BDRs to be sold: 692,444.93 BDRs sold on 08/20/2026: 12,237 Brazilian depositary receipts +3 more

6 metrics

BDRs to be sold under Rule 144 24,749 Brazilian depositary receipts Maximum amount covered by the notice for future sales

Aggregate market value of BDRs to be sold 692,444.93 Value associated with the 24,749 Brazilian depositary receipts covered by the notice

BDRs sold on 08/20/2026 12,237 Brazilian depositary receipts Sale during past 3 months by the same holder

Gross proceeds on 08/20/2026 sale 351,422.42 Consideration received for 12,237 Brazilian depositary receipts sold

BDRs sold on 08/26/2026 9,118 Brazilian depositary receipts Sale during past 3 months by the same holder

BDRs per common share 3 Brazilian depositary receipts per 1 common share Each three BDRs represent one common share of Aura Minerals Inc.

Key Terms

Rule 144, Brazilian depositary receipts, Open Market Purchases, Common Shares

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Brazilian depositary receipts financial

"Brazilian depositary receipts are certificates representing Common Shares of the Issuer."

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

Open Market Purchases market

"03/17/2021 | Open Market Purchases | Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Common Shares financial

"certificates representing Common Shares of the Issuer. Three BDRs represent one"

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

What does the Form 144 filing for Aura Minerals Inc. (AUGO) disclose?

It discloses that Kapitalo K10 Master Fundo de Investimento Multimercado intends to sell up to 24,749 Brazilian depositary receipts (BDRs) of Aura Minerals Inc. under Rule 144, through J.P. Morgan Securities LLC on the B3 exchange.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered by this Form 144?

The notice covers up to 24,749 Brazilian depositary receipts. The filer reports an aggregate market value of 692,444.93 for these BDRs as part of the Rule 144 planned sales.

Who is the selling security holder in the Aura Minerals (AUGO) Form 144?

The selling security holder is Kapitalo K10 Master Fundo de Investimento Multimercado, which may be deemed an affiliate. The fund is the account for which the Aura Minerals Brazilian depositary receipts are to be sold under Rule 144.

What prior sales of Aura Minerals (AUGO) BDRs were reported in the last three months?

Reported past 3‑month sales include 12,237 BDRs on 08/20/2026, 368 BDRs on 08/24/2026, 4,506 BDRs on 08/25/2026, 9,118 BDRs on 08/26/2026, and 3,745 BDRs on 08/27/2026.

How do Aura Minerals (AUGO) Brazilian depositary receipts relate to common shares?

The filer states that Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer.

When were the Aura Minerals (AUGO) BDRs proposed for sale originally acquired?

The BDRs covered by this notice were acquired on 03/17/2021 through open market purchases, with the transaction settled in cash on 03/19/2021, according to the filing.

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Available on EDGAR 08/28/2026 - 07:57 PM Accepted by SEC EDGAR 08/28/2026 - 07:56 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002126755
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Aura Minerals Inc.
SEC File Number	001-42744
Address of Issuer	3390 Mary St Suite 116 Coconut Grove FLORIDA 33133
Phone	1-305-239-9332
Name of Person for Whose Account the Securities are To Be Sold	Kapitalo K10 Master Fundo de Investimento Multimercado
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	May be deemed affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian depositary receipts	J.P. Morgan Securities LLC 270 Park Ave - New York NY 10017	24749	692444.93	83789223	08/28/2026	B3

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian depositary receipts	03/17/2021	Open Market Purchases	Shares were acquired in the open market trades			24749	03/19/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO K10 MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/20/2026	12237	351422.42
KAPITALO K10 MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/24/2026	368	10909.71
KAPITALO K10 MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/25/2026	4506	134990.14
KAPITALO K10 MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/26/2026	9118	271509.11
KAPITALO K10 MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	08/27/2026	3745	111834.75

144: Remarks and Signature

Remarks	Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer
Date of Notice	08/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joao Carlos T Pinho
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)