AUGO (NASDAQ) files to sell 12,486 shares acquired in open-market trades

Rhea-AI Filing Summary

AUGO filed a Form 144 reporting an intended sale of 12,486 common shares held in street name. The filing states the shares were acquired in open-market trades on 08/26/2020 and lists 05/12/2026 as a filing-related date. The trade method is described as open-market with cash indicated.

Insights

Securities Counsel

Form 144 notifies the SEC of an intended resale of registered shares.

The filing lists 12,486 shares as the securities to be sold and describes the lots as acquired by open-market purchases on 08/26/2020. This form is a notice of intent under resale rules rather than evidence of an executed market sale.

Timing and cash-flow treatment are tied to the selling process; subsequent transaction reports (Forms 4 or broker records) would show completed dispositions.

Key Figures

Shares to be sold: 12,486 shares Acquisition date: 08/26/2020 Filing-related date: 05/12/2026

3 metrics

Shares to be sold 12,486 shares Listed under 'Securities To Be Sold' in the filing

Acquisition date 08/26/2020 Date listed for the lot described as acquired in open-market trades

Filing-related date 05/12/2026 Date appearing in the securities information line

Key Terms

Form 144, Open Market Purchases, Common Shares no par value

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchases market

"Open Market Purchases | Shares were acquired in open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Common Shares no par value financial

"Common Shares no par value | BofA Securities Inc"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares no par value	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	12486	1045328.00	83789223	05/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares no par value	08/26/2020	Open Market Purchases	Shares were acquired in open market trades			12486	08/28/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144 disclose?

It discloses an intended resale of 12,486 common shares, acquired in open-market trades on 08/26/2020. The form records the planned method as open-market and shows cash as the consideration type.

Does Form 144 mean the shares were already sold?

No. Form 144 is a notice of intent to sell up to the listed shares. Actual sales would be reflected in subsequent transaction filings or brokerage records showing execution and proceeds.

Who arranged the transaction on AUGO's Form 144?

The filing lists BofA Securities Inc in the securities information block. The document also references the shares as acquired via open-market purchases on specific dates.

What dates appear on the Form 144 for AUGO?

The filing shows the acquisition date of the lots as 08/26/2020, an additional date 08/28/2020 in the sales block, and a filing-related date of 05/12/2026 in the securities information line.