STOCK TITAN
  1. Home
  2. Sec-filings
  3. AUGO
  4. [144] Aura Minerals Inc. SEC Filing

Aura Minerals (AUGO) fund to sell BDRs on Brazil’s B3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (symbol AUGO) has a notice of proposed sale of securities filed under Rule 144 for Brazilian depositary receipts representing its common shares. The selling holder, Kapitalo Mercante Master Fundo de Investimento Multimercado, plans to sell Brazilian depositary receipts through B3, with BofA Securities Inc. listed as broker.

The notice lists Brazilian depositary receipts as the class of securities to be sold, acquired through open market purchases. It also reports that during the past three months Kapitalo Mercante Master FIM sold Brazilian depositary receipts in two transactions. The remarks clarify that three Brazilian depositary receipts represent one common share of Aura Minerals.

Positive

  • None.

Negative

  • None.
Brazilian depositary receipts to be sold 31 Brazilian depositary receipts Class of securities listed in the securities information section
Recent sale 1 quantity 370 Brazilian depositary receipts Sale on 08/19/2026 disclosed under securities sold during the past 3 months
Recent sale 1 total value 10353.87 Total value for 370 Brazilian depositary receipts sold on 08/19/2026
Recent sale 2 quantity 1028 Brazilian depositary receipts Sale on 08/20/2026 disclosed under securities sold during the past 3 months
Recent sale 2 total value 29522.13 Total value for 1,028 Brazilian depositary receipts sold on 08/20/2026
BDR to common share ratio 3 Brazilian depositary receipts per 1 common share Stated in the remarks as the representation ratio for Aura Minerals common shares
Date of notice 08/24/2026 Date on which the Rule 144 notice was signed and filed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"83789223 | 08/24/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What type of securities of Aura Minerals Inc. (AUGO) are covered by this Rule 144 notice?
The notice covers Brazilian depositary receipts of Aura Minerals Inc. It specifies that these receipts are certificates representing the issuer’s common shares, and that three Brazilian depositary receipts represent one common share of Aura Minerals.

Who is selling Aura Minerals Inc. (AUGO) securities under this Form 144?
The selling holder is Kapitalo Mercante Master Fundo de Investimento Multimercado, also identified as Kapitalo Mercante Master FIM. The notice states that this person or entity may be deemed an affiliate and is filing in connection with planned sales of Brazilian depositary receipts.

How were the Aura Minerals (AUGO) Brazilian depositary receipts to be sold originally acquired?
The filing states that the Brazilian depositary receipts were acquired in open market trades. Under the securities to be sold section, the acquisition method is described as Open Market Purchases, with consideration listed as cash.

What recent sales of Aura Minerals (AUGO) Brazilian depositary receipts does the Form 144 disclose?
The notice lists two recent sales by Kapitalo Mercante Master FIM: on 08/19/2026, a sale of 370 Brazilian depositary receipts, and on 08/20/2026, a sale of 1,028 Brazilian depositary receipts, each with corresponding total sale values disclosed.

Which broker and market are involved for the Aura Minerals (AUGO) Brazilian depositary receipts in this filing?
The broker identified is BofA Securities Inc., and the market listed is B3, the Brazilian stock exchange. The securities information section associates the Brazilian depositary receipts with BofA Securities Inc. and trading on B3.

What does the Form 144 filing say about the relationship between Brazilian depositary receipts and Aura Minerals (AUGO) common shares?
The remarks section explains that Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc., and specifies that three BDRs represent one common share of the issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR