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Aura Minerals (AUGO) fund lines up sale of 3,944 BDRs

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) that a holder, Kapitalo K10 Previdencia II Master Fundo de Investimento Multimercado, plans to sell under Rule 144. The notice covers a proposed sale of 3,944 BDRs through J.P. Morgan Securities LLC on the B3 exchange, with a stated market value of 110,348.01. Each BDR represents a fraction of Aura Minerals common shares, with three BDRs representing one common share. The filing also lists prior BDR sales by an affiliated Kapitalo fund during the past three months.

Positive

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Negative

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BDRs to be sold 3,944 Brazilian depositary receipts Planned Rule 144 sale of Aura Minerals BDRs through J.P. Morgan Securities LLC
Aggregate market value of planned sale 110,348.01 Reported market value for the 3,944 BDRs covered by the notice
Conversion ratio Three BDRs represent one common share Relationship between Aura Minerals Brazilian depositary receipts and common shares
Past sale on 08/19/2026 2,704 Brazilian depositary receipts for 75,667.19 BDRs sold by KAPITALO K10 PREV II MASTER FIM during past 3 months
Past sale on 08/20/2026 1,957 Brazilian depositary receipts for 56,201.17 BDRs sold by KAPITALO K10 PREV II MASTER FIM during past 3 months
Past sale on 08/24/2026 59 Brazilian depositary receipts for 1,749.11 BDRs sold by KAPITALO K10 PREV II MASTER FIM during past 3 months
Past sale on 08/25/2026 718 Brazilian depositary receipts for 21,509.75 BDRs sold by KAPITALO K10 PREV II MASTER FIM during past 3 months
Past sale on 08/26/2026 1,453 Brazilian depositary receipts for 43,266.37 BDRs sold by KAPITALO K10 PREV II MASTER FIM during past 3 months
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases market
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
affiliate regulatory
"May be deemed affiliate"
Cash financial
"03/08/2024 | Cash"

FAQ

What does Aura Minerals Inc. (AUGO) disclose in this Form 144?

The filing states that a holder plans to sell 3,944 Brazilian depositary receipts (BDRs) of Aura Minerals Inc. on the B3 exchange through J.P. Morgan Securities LLC, with a reported market value of 110,348.01, under Rule 144 resale provisions.

Who is selling Aura Minerals (AUGO) Brazilian depositary receipts in this notice?

The planned sale is for the account of Kapitalo K10 Previdencia II Master Fundo de Investimento Multimercado, which may be deemed an affiliate. Related past 3‑month BDR sales are listed for KAPITALO K10 PREV II MASTER FIM.

How many Aura Minerals (AUGO) BDRs are covered by the planned Rule 144 sale?

The notice covers a proposed sale of 3,944 Brazilian depositary receipts. These securities are to be sold on the B3 exchange through J.P. Morgan Securities LLC, with a stated aggregate market value of 110,348.01 at the time of the notice.

What are Brazilian depositary receipts of Aura Minerals (AUGO) in this filing?

The filing explains that Brazilian Depositary Receipts are certificates representing common shares of the issuer, Aura Minerals Inc. It further states that three BDRs represent one common share of Aura Minerals.

What past 3‑month sales of Aura Minerals (AUGO) BDRs are disclosed?

The filing lists prior sales of Brazilian depositary receipts by KAPITALO K10 PREV II MASTER FIM on several dates in August 2026, including 2,704 BDRs for 75,667.19 on August 19 and 1,957 BDRs for 56,201.17 on August 20, among other smaller trades.

How were the Aura Minerals (AUGO) BDRs to be sold originally acquired?

The notice states that the Brazilian depositary receipts were acquired in open market trades. The form describes this as open market purchases, with the consideration for the securities listed as cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature