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Aura Minerals holder plans sale of 5,635 BDRs

An investment fund has filed to sell 5,635 Brazilian depositary receipts representing Aura Minerals Inc. common shares under Rule 144.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) that Kapitalo Master III Fundo de Investimento Multimercado has notified its intent to sell under Rule 144. The notice covers 5,635 BDRs, which represent certificates for common shares of Aura Minerals.

The BDRs to be sold were acquired through open market purchases on June 12, 2025, with the planned sale for cash on or after June 16, 2025. Three BDRs represent one common share of Aura Minerals. The filing also lists multiple prior BDR sales by the same fund over the past three months.

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BDRs to be sold 5,635 Brazilian depositary receipts Proposed resale by Kapitalo Master III Fundo de Investimento Multimercado under Rule 144
Aggregate market value of BDRs 166,274.67 Approximate market value for 5,635 BDRs as of September 9, 2026
BDR-to-share ratio 3 Brazilian depositary receipts per 1 common share Each Aura Minerals common share represented by three BDRs
Past sale on June 9, 2026 27,286 BDRs for 521,354.58 BDR sale by the same fund during the past three months
Past sale on September 3, 2026 100,083 BDRs for 2,934,790.42 Larger BDR sale disclosed in the recent three‑month period
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"09/09/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

Who is the selling holder of Aura Minerals (AUGO) securities in this Form 144?

The selling holder is Kapitalo Master III Fundo de Investimento Multimercado, which filed the notice to sell Aura Minerals Brazilian depositary receipts for its account, as required under Rule 144 when certain thresholds are met.

How many Aura Minerals (AUGO) BDRs are covered and what is their market value?

The filing lists 5,635 Brazilian depositary receipts with an approximate aggregate market value of 166,274.67 as of September 9, 2026. This provides a size indication of the potential resale under Rule 144.

What do the Brazilian depositary receipts represent for AUGO?

The Brazilian depositary receipts are certificates representing Aura Minerals common shares. The filing states that three BDRs represent one common share of Aura Minerals Inc., linking the depositary receipts to the underlying equity.

What prior sales of Aura Minerals (AUGO) BDRs are disclosed?

The notice lists several past three‑month sales by the same fund, including 27,286 BDRs for 521,354.58 on June 9, 2026 and 100,083 BDRs for 2,934,790.42 on September 3, 2026, among other transactions.

On which market may the Aura Minerals (AUGO) BDRs be traded?

The filing identifies the market as B3, with Morgan Stanley’s institutional equity division listed in connection with the Brazilian depositary receipts, indicating the BDRs are associated with trading on Brazil’s B3 exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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