KAPITALO (AUGO) files Form 144 for Brazilian depositary receipts sale

Rhea-AI Filing Summary

A notice under Rule 144 reports proposed sales of Brazilian depositary receipts by KAPITALO K10 PREV MASTER FIM. The filing lists prior open‑market purchases on 06/03/2022 and discloses sales during the past three months of 6,950 and 7,405 Brazilian depositary receipts on 05/13/2026 and 05/14/2026, with proceeds shown as 189,669.01 and 198,854.48. The notice identifies the securities as Brazilian depositary receipts and names BofA Securities Inc as an intermediary.

Insights

Securities Compliance Analyst

Rule 144 notice documents proposed resale activity in restricted ADR-like instruments.

The filing lists Brazilian depositary receipts and shows recent transfers: two sales on 05/13/2026 and 05/14/2026 with proceeds of 189,669.01 and 198,854.48. It also records an earlier open‑market purchase on 06/03/2022.

Timing and exact quantity offered for resale under this notice are tied to the listed dates and amounts. Subsequent SEC filings or broker confirmations would document completion and any Rule 144 volume/timing constraints.

Institutional Trading Specialist

Transactions appear executed through standard market channels with a broker‑dealer listed.

The excerpt names BofA Securities Inc and shows cash settlement for listed trades. The two recent sales total 14,355 Brazilian depositary receipts based on the two rows shown (6,950 and 7,405).

Execution method is listed as open market; cash flow recipient is implicit from the proceeds lines but the filing does not specify proceeds allocation or any holding limits.

Key Figures

Sale date: 05/13/2026 Sale date: 05/14/2026 Shares sold (row 1): 6,950 shares +4 more

7 metrics

Sale date 05/13/2026 Sale of Brazilian depositary receipts

Sale date 05/14/2026 Sale of Brazilian depositary receipts

Shares sold (row 1) 6,950 shares Sale on <date>05/13/2026</date>

Proceeds (row 1) $189,669.01 Associated with 6,950 receipts on <date>05/13/2026</date>

Shares sold (row 2) 7,405 shares Sale on <date>05/14/2026</date>

Proceeds (row 2) $198,854.48 Associated with 7,405 receipts on <date>05/14/2026</date>

Prior acquisition date 06/03/2022 Open Market Purchases entry

Key Terms

Brazilian depositary receipts, Open Market Purchases, Form 144 / Rule 144

3 terms

Brazilian depositary receipts financial

"Brazilian depositary receipts | BofA Securities Inc 1209 Orange Street"

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

Open Market Purchases regulatory

"06/03/2022 | Open Market Purchases | Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Form 144 / Rule 144 regulatory

"144: Securities To Be Sold"

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Available on EDGAR 06/30/2026 - 06:24 PM Accepted by SEC EDGAR 06/30/2026 - 06:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian depositary receipts	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	8644	179880.38	83789223	06/30/2026	B3

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian depositary receipts	06/03/2022	Open Market Purchases	Shares were acquired in the open market trades			8644	06/07/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO K10 PREV MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	05/13/2026	6950	189669.01
KAPITALO K10 PREV MASTER FIM Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	05/14/2026	7405	198854.48

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AUGO Form 144 filing show?

The filing notifies a proposed resale of Brazilian depositary receipts by KAPITALO K10 PREV MASTER FIM. It lists sales of 6,950 and 7,405 receipts on 05/13/2026 and 05/14/2026.

How much cash was reported from the recent sales in the filing?

The filing reports proceeds of 189,669.01 and 198,854.48 for the two sales listed. These amounts are shown alongside the sale dates and share counts in the excerpt.

Who is the intermediary or broker named in the Form 144?

The filing names BofA Securities Inc and a corporate trust address in Wilmington, DE. The broker is listed in the securities information rows associated with the Brazilian depositary receipts.

Does the filing show how the receipts were acquired?

Yes; the excerpt notes an Open Market Purchase on 06/03/2022 with settlement in cash. That row describes acquisition method for certain holdings.

How many Brazilian depositary receipts were transacted in the recent entries?

The recent sales entries list 6,950 and 7,405 receipts on 05/13/2026 and 05/14/2026, respectively, as shown in the selling rows.