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  4. [144] Aura Minerals Inc. SEC Filing

Aura Minerals (AUGO) investor lines up 54 BDR sale on B3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has a shareholder, Kapitalo Sigma LLC, filing a notice of proposed resale of its securities under Rule 144. The holder plans to sell 54 Brazilian depositary receipts (BDRs) of Aura Minerals on the B3 exchange through J.P. Morgan Securities LLC, with an aggregate market value of 1,510.85 and a stated sale date of 08/28/2026. These BDRs were acquired via open market purchases on 06/07/2024, paid in cash on 06/11/2024. The notice states that three BDRs represent one common share of Aura Minerals.

In the three months prior to the notice date of 08/28/2026, Kapitalo Sigma LLC reported additional BDR sales: 27 BDRs for 775.39 on 08/20/2026, 1 BDR for 29.65 on 08/24/2026, 10 BDRs for 299.58 on 08/25/2026, and 20 BDRs for 595.55. The filer is identified as may be deemed an affiliate.

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BDRs to be sold 54 Brazilian depositary receipts Planned Rule 144 sale of Aura Minerals Inc. BDRs
Aggregate market value of planned sale 1510.85 Value for 54 BDRs listed with sale date 08/28/2026
BDRs per common share 3 BDRs per 1 common share Stated ratio of Brazilian Depositary Receipts to Aura Minerals common shares
Prior sale 1 27 Brazilian depositary receipts for 775.39 Sale by Kapitalo Sigma LLC on 08/20/2026
Prior sale 2 1 Brazilian depositary receipt for 29.65 Sale by Kapitalo Sigma LLC on 08/24/2026
Prior sale 3 10 Brazilian depositary receipts for 299.58 Sale by Kapitalo Sigma LLC on 08/25/2026
Prior sale 4 20 Brazilian depositary receipts for 595.55 Sale by Kapitalo Sigma LLC on 08/26/2026
Notice date 08/28/2026 Date of Rule 144 notice for proposed BDR sale
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian depositary receipts are certificates representing Common Shares"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 financial
"83789223 | 08/28/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

What is Kapitalo Sigma LLC planning to sell of Aura Minerals Inc. (AUGO)?
Kapitalo Sigma LLC filed to sell 54 Brazilian depositary receipts (BDRs) of Aura Minerals Inc. on the B3 exchange. The proposed sale will be executed through J.P. Morgan Securities LLC with an aggregate market value of 1,510.85, as stated in the notice.

When are the Aura Minerals (AUGO) Brazilian depositary receipts expected to be sold?
The notice lists a sale date of 08/28/2026 for the planned sale of 54 Brazilian depositary receipts of Aura Minerals Inc. on B3. This date is presented as the proposed timing for the Rule 144 transaction.

How many Aura Minerals (AUGO) BDRs has Kapitalo Sigma LLC sold recently?
Over the three months before the notice dated 08/28/2026, Kapitalo Sigma LLC reported selling 27 BDRs for 775.39 on 08/20/2026, 1 BDR for 29.65 on 08/24/2026, 10 BDRs for 299.58 on 08/25/2026, and 20 BDRs for 595.55.

What does one Aura Minerals (AUGO) common share represent in Brazilian depositary receipts?
The notice states that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals Inc. It specifies that three BDRs represent one common share of Aura Minerals.

How and when did Kapitalo Sigma LLC acquire the Aura Minerals (AUGO) BDRs being sold?
The 54 BDRs to be sold were acquired in open market purchases on 06/07/2024. Payment was made in cash on 06/11/2024, according to the transaction details in the notice.

Is Kapitalo Sigma LLC considered an affiliate in relation to Aura Minerals (AUGO)?
The filing indicates that Kapitalo Sigma LLC may be deemed affiliate. This language appears in the identification of the person for whose account the securities are to be sold under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR