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Aura Minerals (AUGO) fund to sell small lot of Brazil share receipts

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the underlying issuer for a planned sale of Brazilian depositary receipts by Kapitalo Alpha Global Master Fundo de Investimento Multimercado under Rule 144. The notice relates to Brazilian depositary receipts listed on B3, with three BDRs representing one common share of Aura Minerals. The filing lists one lot of 20 BDRs tied to prior open market purchases, along with recent sales history of additional BDRs over the past three months, providing transparency on trading activity in these certificates representing Aura Minerals’ common shares.

Positive

  • None.

Negative

  • None.
Brazilian depositary receipts lot 20 Brazilian depositary receipts Identified in the securities information and securities to be sold sections
BDRs value 598.90 Figure associated with the lot of 20 Brazilian depositary receipts
BDRs sold on 08/20/2026 55 Brazilian depositary receipts; 1579.49 Securities sold during the past 3 months on 08/20/2026
BDRs sold on 08/24/2026 2 Brazilian depositary receipts; 59.29 Securities sold during the past 3 months on 08/24/2026
BDR to common share ratio 3 BDRs represent 1 common share Stated in the remarks about Brazilian depositary receipts
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
Open Market Purchases financial
"05/08/2023 | Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
Common Shares financial
"certificates representing Common Shares of the Issuer"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

What does the Form 144 filing involving AUGO disclose?

The filing discloses that Kapitalo Alpha Global Master Fundo de Investimento Multimercado intends to sell Brazilian depositary receipts representing Aura Minerals Inc. (AUGO) common shares under Rule 144, and it reports recent sales of similar receipts during the past three months.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered in this notice?

The notice identifies a lot of 20 Brazilian depositary receipts associated with prior open market purchases. It also references separate transactions in the last three months involving 55 and 2 Brazilian depositary receipts, respectively.

What is the relationship between Aura Minerals (AUGO) shares and its Brazilian depositary receipts?

The filing states that Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc. It specifies that three BDRs represent one common share of the issuer.

Who is the selling security holder in this Aura Minerals (AUGO) Form 144?

The selling security holder is Kapitalo Alpha Global Master Fundo de Investimento Multimercado, which may be deemed an affiliate and is providing notice of intended sales of Brazilian depositary receipts representing Aura Minerals common shares.

What recent sales of Aura Minerals (AUGO) Brazilian depositary receipts are reported?

The filing reports sales of Brazilian depositary receipts on 08/20/2026 involving 55 receipts with a value of 1579.49, and on 08/24/2026 involving 2 receipts with a value of 59.29.

On which market are Aura Minerals (AUGO) Brazilian depositary receipts listed?

The filing identifies the Brazilian depositary receipts as being listed on B3, with BofA Securities Inc. named in connection with the receipts and a listed address in Wilmington, Delaware.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature