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Aura Minerals investor plans sale of 29,909 BDRs

A fund holder of Aura Minerals Brazilian depositary receipts filed a Rule 144 notice to potentially sell 29,909 BDRs on Brazil’s B3 exchange.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has securities referenced in a Rule 144 notice filed for potential sales of its Brazilian depositary receipts (BDRs). Kapitalo K10 Master Fundo de Investimento Multimercado plans to sell 29,909 BDRs of Aura Minerals through Morgan Stanley on the B3 exchange, with an aggregate market value of 905,314.38 as of September 22, 2026.

The notice states the BDRs were acquired via open market purchases on June 23, 2021 and are fully paid in cash. It also reports prior sales over the past three months, including transactions such as 32,000 BDRs on September 3, 2026 and 24,749 BDRs on August 28, 2026. Each BDR represents Aura Minerals common shares at a ratio of three BDRs to one common share.

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Brazilian depositary receipts to be sold 29,909 BDRs Proposed Rule 144 sale for Aura Minerals BDRs
Aggregate market value of BDRs to be sold 905,314.38 Value of 29,909 BDRs as of September 22, 2026
BDRs outstanding 83,789,223 BDRs Brazilian depositary receipts outstanding as of September 22, 2026
BDR-to-common-share ratio 3 BDRs per 1 common share Each three Brazilian depositary receipts represent one Aura Minerals common share
BDRs sold on August 28, 2026 24,749 BDRs for 687,611.60 One of the reported past 3-month sales by Kapitalo K10 Master FIM
BDRs sold on September 3, 2026 32,000 BDRs for 938,354.10 Another reported past 3-month sale by Kapitalo K10 Master FIM
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
open market purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
aggregate market value financial
"Brazilian depositary receipts | ... | 29909 | 905314.38 | 83789223"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Aura Minerals Inc. (AUGO) disclose in this Rule 144 filing?
The filing reports that Kapitalo K10 Master Fundo has filed a Rule 144 notice to potentially sell 29,909 Brazilian depositary receipts (BDRs) of Aura Minerals Inc. on the B3 exchange, with an aggregate market value of 905,314.38 as of September 22, 2026.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered by this planned Rule 144 sale?
The notice covers a proposed sale of 29,909 Brazilian depositary receipts of Aura Minerals. These BDRs are to be sold through Morgan Stanley’s Institutional Equity Division on the B3 exchange in Brazil, under the conditions of Rule 144.

What is the value of the Aura Minerals (AUGO) BDRs to be sold under this Rule 144 notice?
The filing lists an aggregate market value of 905,314.38 for the 29,909 Brazilian depositary receipts covered by the notice, as of September 22, 2026. This value reflects the market pricing used in the Rule 144 disclosure.

Who is selling Aura Minerals (AUGO) Brazilian depositary receipts in this Form 144?
The securities are held for the account of Kapitalo K10 Master Fundo de Investimento Multimercado, which may be deemed an affiliate. The fund is the person for whose account the 29,909 BDRs of Aura Minerals are to be sold under Rule 144.

What recent sales of Aura Minerals (AUGO) BDRs does the Rule 144 notice report?
The notice lists multiple sales in the prior three months, including 24,749 BDRs sold on August 28, 2026 for 687,611.60 and 32,000 BDRs sold on September 3, 2026 for 938,354.10, among other transactions by Kapitalo K10 Master FIM.

How do Aura Minerals (AUGO) Brazilian depositary receipts relate to its common shares?
The remarks explain that Brazilian Depositary Receipts represent Aura Minerals common shares. Specifically, three BDRs represent one common share of Aura Minerals, so each BDR is a fractional economic interest in the underlying common equity.

How many Aura Minerals (AUGO) Brazilian depositary receipts are outstanding?
The securities information section notes that 83,789,223 Brazilian depositary receipts were outstanding as of September 22, 2026. This figure provides a baseline for comparing the 29,909 BDRs proposed to be sold under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR

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