Aura Minerals director reports 82,785 deferred units

Aura Minerals Inc. director Stephen Norman Sydney Keith filed an amended initial ownership report detailing his holdings of deferred share units.

Rhea-AI Filing Summary

Aura Minerals Inc. director Stephen Norman Sydney Keith filed an amended initial ownership report detailing his holdings of deferred share units. The filing shows he holds deferred share units tied to 82,785 underlying common shares. These units were granted under Aura Minerals’ Director's Deferred Share Unit Plan and will be settled in cash rather than shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Stephen Norman Sydney Keith Keith

Role Director

Type	Security	Shares	Price	Value
holding	Deferred Share Unit	--	--	--

Holdings After Transaction: Deferred Share Unit — 82,785 contracts (Direct)

Footnotes (1)

1. F1. Each deferred share unit ("DSU") means a unit credited by the Issuer to an eligible director by way of a bookkeeping entry in the books of the Issuer, as determined by the board, the value of which at any particular date shall be the Fair Market Value (as defined in the DSU Plan) at that date. The DSUs were granted pursuant to the Issuer's Director's Deferred Share Unit Plan dated April 22, 2010 ("DSU Plan"). The DSU Plan was terminated on May 2, 2017. DSUs will be settled in cash.

Key Figures

Underlying common shares: 82,785 shares Exercise price of DSUs: $0.0000 per unit Deferred share unit holdings: 82,785 underlying shares

3 metrics

Underlying common shares 82,785 shares Tied to director’s deferred share units

Exercise price of DSUs $0.0000 per unit Deferred share unit terms

Deferred share unit holdings 82,785 underlying shares Director’s derivative position after filing

Key Terms

Deferred Share Unit, Director's Deferred Share Unit Plan, Fair Market Value

3 terms

Deferred Share Unit financial

"Each deferred share unit ("DSU") means a unit credited by the Issuer to an eligible director"

Director's Deferred Share Unit Plan financial

"The DSUs were granted pursuant to the Issuer's Director's Deferred Share Unit Plan dated April 22, 2010"

Fair Market Value financial

"the value of which at any particular date shall be the Fair Market Value (as defined in the DSU Plan)"

The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Aura Minerals (AUGO) disclose in this amended Form 3?

Aura Minerals director Stephen Norman Sydney Keith reports his holdings of deferred share units linked to 82,785 common shares. The amendment clarifies his equity-based compensation position rather than reporting any new stock purchases or sales.

How many Aura Minerals (AUGO) shares are tied to the director’s deferred share units?

The director’s deferred share units are linked to 82,785 underlying common shares. These units track the value of Aura Minerals’ shares but are scheduled to be settled in cash instead of delivering actual stock.

What is a Deferred Share Unit (DSU) in the Aura Minerals (AUGO) filing?

A Deferred Share Unit is a bookkeeping entry crediting a director with a unit whose value equals the Fair Market Value of a share on a given date. For Aura Minerals, these DSUs will ultimately be settled in cash.

Which compensation plan governs the DSUs reported for Aura Minerals (AUGO)?

The deferred share units were granted under Aura Minerals’ Director's Deferred Share Unit Plan dated April 22, 2010. Although this DSU Plan was terminated on May 2, 2017, previously granted units remain outstanding and will be settled in cash.

Does the Aura Minerals (AUGO) Form 3/A show any insider buying or selling?

No explicit buying or selling is reported. The Form 3/A records holdings of deferred share units linked to 82,785 underlying common shares, reflecting compensation arrangements rather than open-market transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 05:15 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stephen Norman Sydney Keith Keith

(Last) (First) (Middle)

C/O AURA TECHNICAL SERVICES INC.

3390 MARY ST, SUITE 116

(Street)

COCONUT GROVE FLORIDA 33133

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Aura Minerals Inc. [ AUGO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Share Unit	(1)	(1)	Common Shares	82,785	(1)	D

Explanation of Responses:

1. Each deferred share unit ("DSU") means a unit credited by the Issuer to an eligible director by way of a bookkeeping entry in the books of the Issuer, as determined by the board, the value of which at any particular date shall be the Fair Market Value (as defined in the DSU Plan) at that date. The DSUs were granted pursuant to the Issuer's Director's Deferred Share Unit Plan dated April 22, 2010 ("DSU Plan"). The DSU Plan was terminated on May 2, 2017. DSUs will be settled in cash.

Remarks:

This amendment is being filed to correct the total number of DSUs reported in the Form 3 filed on March 18, 2026.

	/s/ Stephen Norman Sydney Keith	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)