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Aura Minerals (AUGO) COO details share holdings and long-term stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Aura Minerals Inc. Chief Operating Officer Rosa Luvizotto Glauber filed an amended Form 3 detailing her equity holdings. She directly holds 242,767 Common Shares, including 26,654 restricted stock units that will vest in three equal annual installments starting on September 29, 2026.

She also holds stock options to purchase Common Shares: 216,860 and 60 options granted on October 2, 2019 at an exercise price of C$1.567, fully vested and exercisable, expiring October 2, 2027, and 142,780 options granted January 10, 2025 at C$17.35, vesting in three equal annual installments starting January 10, 2026 and expiring January 10, 2032.

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Insider Rosa Luvizotto Glauber
Role Chief Operating Officer
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Stock Option (right to buy) — 216,860 shares (Direct, null); Common Shares — 242,767 shares (Direct, null)
Footnotes (1)
  1. Includes 26,654 restricted stock units (RSUs). These RSUs will vest in three equal annual installments starting on September 29, 2026. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable. Reflects stock options to purchase Common Shares. These stock options were granted on January 10, 2025 and will vest in three equal annual installments starting on January 10, 2026. Canadian dollars.
Common Shares held 242,767 shares Direct ownership as reported in amended Form 3
Restricted stock units 26,654 RSUs Vest in three annual installments starting September 29, 2026
Options at C$1.567 216,860 options Granted October 2, 2019; fully vested; expire October 2, 2027
Additional options at C$1.567 60 options Granted October 2, 2019; fully vested; expire October 2, 2027
Options at C$17.35 142,780 options Granted January 10, 2025; vest over three years from January 10, 2026; expire January 10, 2032
Exercise price (2019 grants) C$1.567 per share Stock options to purchase Common Shares, fully vested
Exercise price (2025 grant) C$17.35 per share Stock options vesting annually starting January 10, 2026
restricted stock units (RSUs) financial
"Includes 26,654 restricted stock units (RSUs). These RSUs will vest in three equal annual installments..."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Stock Option (right to buy) financial
"Stock Option (right to buy) with underlying security title Common Shares and specified exercise prices..."
fully vested and exercisable financial
"These stock options were granted on October 02, 2019 and are fully vested and exercisable."
vest in three equal annual installments financial
"These RSUs will vest in three equal annual installments starting on September 29, 2026."
Canadian dollars financial
"Canadian dollars."
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Rosa Luvizotto Glauber

(Last)(First)(Middle)
C/O AURA TECHNICAL SERVICES INC.
3390 MARY ST, SUITE 116

(Street)
COCONUT GROVE FLORIDA 33133

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Aura Minerals Inc. [ AUGO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares242,767(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (2)10/02/2027Common Shares216,860$1.567(5)D
Stock Option (right to buy) (3)10/02/2027Common Shares60$1.567(5)D
Stock Option (right to buy) (4)01/10/2032Common Shares142,780$17.35(5)D
Explanation of Responses:
1. Includes 26,654 restricted stock units (RSUs). These RSUs will vest in three equal annual installments starting on September 29, 2026.
2. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable.
3. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable.
4. Reflects stock options to purchase Common Shares. These stock options were granted on January 10, 2025 and will vest in three equal annual installments starting on January 10, 2026.
5. Canadian dollars.
Remarks:
This amendment is being filed to correct the Relationship of Reporting Person to Issuer.
/s/ Glauber Rosa Luvizotto05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What share holdings does Aura Minerals (AUGO) COO Rosa Luvizotto Glauber report?

She reports direct ownership of 242,767 Common Shares. This total includes 26,654 restricted stock units that vest in three equal annual installments starting on September 29, 2026, illustrating a mix of current and time-based equity compensation.

What restricted stock units (RSUs) does the Aura Minerals COO hold?

Her holdings include 26,654 restricted stock units. These RSUs will vest in three equal annual installments beginning on September 29, 2026, aligning part of her compensation with long-term company performance over a multi-year vesting schedule.

What stock options at C$1.567 does the Aura Minerals COO hold?

She holds stock options granted on October 2, 2019 to purchase 216,860 and 60 Common Shares at an exercise price of C$1.567. These options are fully vested and exercisable and are scheduled to expire on October 2, 2027, providing long-dated equity exposure.

What are the details of the Aura Minerals COO’s C$17.35 stock options?

She holds 142,780 stock options granted on January 10, 2025 with a C$17.35 exercise price. These options vest in three equal annual installments starting January 10, 2026 and expire on January 10, 2032, creating a long-term incentive structure.

In what currency are the Aura Minerals COO’s option exercise prices denominated?

The option exercise prices are denominated in Canadian dollars. A footnote specifies that the exercise prices such as C$1.567 and C$17.35 for the stock options to purchase Common Shares are expressed in Canadian currency, reflecting the company’s compensation terms.

Does the Aura Minerals COO’s filing indicate active recent insider trading?

The filing lists equity holdings rather than explicit buy or sell transactions. It shows positions in Common Shares, RSUs, and stock options with their vesting and expiration terms, focusing on her current and potential ownership rather than recent trading activity.