25,000-Share Sale Notice for AUPH (NASDAQ: AUPH)

Rhea-AI Filing Summary

AUPH submitted a Form 144 notice for the proposed sale of 25,000 shares of Common Stock on 06/02/2026 tied to an exercise of options under a registered plan. The transaction is reported as an issuer-directed sale with cash proceeds.

Insights

Securities Compliance Analyst

Routine Form 144 notice for option exercise and proposed resale.

The filing lists a proposed sale of 25,000 shares on 06/02/2026, arising from an exercise of options under a registered plan. The entry identifies the sale type as "Issuer" and notes cash as the consideration.

Timing and execution details are not provided here; subsequent Form 4 or Section 16 filings may show actual sale proceeds and final disposition.

Equity Capital Markets Specialist

Administrative resale notice; likely routine liquidity event.

The notice names a broker/agent line for Morgan Stanley Smith Barney LLC and lists the market as NASDAQ. The filing also shows numeric context: 54100000.00 and 128,601,671, which appear in the excerpt as reported figures tied to the filing record.

Cash-flow treatment is indicated as Cash; further filings will confirm whether shares are actually sold and any resulting proceeds to the holder or issuer.

Key Figures

Proposed shares to be sold: 25,000 shares Market: NASDAQ Numeric field: 54,100,000.00 +1 more

4 metrics

Proposed shares to be sold 25,000 shares sale proposed on <date>06/02/2026</date> from option exercise

Market NASDAQ market listed on the filing excerpt

Numeric field 54,100,000.00 numeric value present in excerpt (reported field)

Numeric field 128,601,671 numeric value present in excerpt (reported field)

Key Terms

Form 144, exercise of options under a registered plan, Issuer, Cash

4 terms

Form 144 regulatory

"Form 144 notice for the proposed sale of 25,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

exercise of options under a registered plan financial

"Exercise of options under a registered plan dated 06/02/2026"

Issuer regulatory

"Sale type listed as 'Issuer' in the Securities To Be Sold section"

Cash financial

"Consideration listed as 'Cash' for the proposed sale"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	25000	54100000.00	128601671	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/02/2026	Exercise of options under a registered plan	Issuer			25000	06/02/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUPH's Form 144 disclose?

It discloses a proposed sale of 25,000 shares of Common Stock on 06/02/2026, arising from an exercise of options under a registered plan. The filing lists the sale method as Issuer and proceeds as Cash.

Who is the broker handling the AUPH notice?

The filing lists Morgan Stanley Smith Barney LLC as the broker/agent with an address at 1 New York Plaza. This identifies the executing broker for the proposed sale but not the ultimate purchaser or timing.

How many AUPH shares are referenced and what baseline numbers appear?

The notice references 25,000 shares being sold. The excerpt also shows figures 54,100,000.00 and 128,601,671, which appear as reported numeric fields in the filing excerpt and may represent internal filing values.

Does the Form 144 mean the shares have already been sold?

No. The Form 144 is a notice of a proposed sale; it does not itself confirm completion. Subsequent filings such as trading confirmations or Form 4/5 would show whether the sale was executed and the final proceeds.