Aurora Innovation, Inc. (AUROW) SEC Filings

Aurora Innovation, Inc. (AUR) reports that Chief Financial Officer David Maday had 54,412 shares of Class A common stock withheld on August 20, 2026 to cover tax withholding obligations upon the quarterly vesting of multiple Restricted Stock Unit grants, at a reference value of $6.20 per share. After this tax-withholding disposition, he holds 1,900,092 Class A shares directly, plus indirect holdings of 79,874 and 79,873 shares in separate irrevocable gift trusts for family members, where he serves as trustee and may be deemed a beneficial owner.

Aurora Innovation, Inc. (AUR) reported that Chief Legal Officer and Secretary Shelley Webb had 41,699 shares of Class A common stock withheld on 2026-08-20 to satisfy tax withholding obligations arising from quarterly vesting of Restricted Stock Units granted on February 18, 2025 and March 23, 2026. These shares were withheld by the issuer rather than sold in the open market, and Webb now directly holds 1,115,410 Class A shares following this tax-withholding transaction.

Aurora Innovation, Inc. (AUR) reported that entities associated with director Michelangelo Volpi converted and sold shares on 2026-08-17. Index Ventures Growth III (Jersey) L.P. and Yucca (Jersey) SLP converted an aggregate 2,842,682 shares of Class B Common Stock into Class A Common Stock and sold the resulting Class A shares at a weighted average price of $7.0038 per share in transactions at prices ranging from $7.00 to $7.11. Following these transactions, Index Ventures Growth III (Jersey) L.P. held 31,540,600 shares of Class B Common Stock, Yucca (Jersey) SLP held 480,295 shares of Class B Common Stock, and The M. Volpi 2025 GRAT 2 held 943,067 shares of Class A Common Stock, all reported as indirect holdings. The reporting person disclaims Section 16 beneficial ownership of the Index Ventures and Yucca positions except to the extent of any pecuniary interest.

Aurora Innovation, Inc. (AUR) reported that Uber Technologies, Inc., a greater-than-10% stockholder, had an affiliated entity sell shares. On August 17, 2026, Neben Holdings, LLC, a wholly owned subsidiary of Uber and the record holder of Aurora Class A common stock, sold 72,000,000 shares to a financial institution in a block sale at $6.55 per share. Following the transaction, Uber’s affiliated holdings in Aurora Class A common stock were 186,473,411 shares, reported as directly owned. The filing indicates the transaction was also reported on a Schedule 13D/A and the Rule 10b5-1 checkbox was not marked.

Aurora Innovation, Inc. (AUR) is the subject of an updated ownership report by Uber Technologies, Inc. Uber, through its wholly owned subsidiary Neben Holdings, LLC, completed a block sale of 72,000,000 Class A common shares on August 17, 2026 to a financial institution at $6.55 per share.

After this transaction, Uber reports beneficial ownership of 186,473,411 Class A shares, representing 10.9% of Aurora’s outstanding Class A common stock. This percentage is calculated based on 1,708,146,085 Class A shares outstanding as of July 22, 2026

Aurora Innovation Inc. is reported as the issuer for a proposed sale of 42,639 shares of Class A common stock through Merrill Lynch, with an aggregate market value of $298,046.61 and an intended sale date of August 17, 2026. The securities to be sold originate from a November 22, 2021 private placement converted from Class B shares. Selling holders, including Index Ventures Growth III (Jersey), L.P. and Yucca (Jersey) SLP, also list recent sales in August 2026, such as 177,085 shares for $1,252,800.23 on August 5 and 1,826,508 shares for $12,881,002 on August 7.

AUR shareholders filed a notice of proposed sales of 2,800,043 shares of Class A Common Stock through Merrill Lynch, with an aggregate market value of $19,572,300.57, with sales expected on or after August 17, 2026 on NASDAQ. The securities were originally acquired in a November 22, 2021 private placement via conversion from Class B shares. The filing also lists recent sales during the past three months by funds including INDEX VENTURES GROWTH III (JERSEY), L.P. and YUCCA (JERSEY) SLP, covering multiple transactions in AUR Class A Common Stock.

T. Rowe Price Investment Management, Inc. reports holdings in Aurora Innovation Inc. common stock on a Schedule 13G/A. The firm reports beneficial ownership of 299,523,229 shares, representing 18.1% of the class, while expressly denying beneficial ownership as a legal matter.

The firm has sole voting power over 282,626,158 shares and sole dispositive power over 299,523,229 shares, with no shared voting or dispositive power. Within these holdings, T. Rowe Price Capital Appreciation Fund has an interest in 161,681,204 shares, or 9.8% of the class, with dividends and sale proceeds ultimately for the benefit of underlying fund shareholders and advisory clients.

Aurora Innovation, Inc. director-affiliated entities reported a multi-day convert-and-sell transaction in Aurora Class A shares. On August 11–13, 2026, Index Ventures Growth III (Jersey) L.P. and Yucca (Jersey) SLP converted an aggregate 1,479,266 shares of Class B Common Stock into Class A Common Stock on a one-for-one basis and sold the resulting Class A shares in sales described as open market or private transactions at weighted-average prices ranging from $6.9142 to $7.0807 per share. The reporting person, Michelangelo Volpi, files as a retired partner in the Index Ventures group and disclaims Section 16 beneficial ownership of these fund and co‑investment vehicle holdings except to the extent of any pecuniary interest. Separately, 943,067 Class A shares are reported as held indirectly through The M. Volpi 2025 GRAT 2, a grantor-retained annuity trust for which he serves as trustee and sole annuitant.