STOCK TITAN

American Vanguard (AVD) CCO awarded 20,000 incentive stock options at $2.51

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Vanguard Corp’s Chief Commercial Officer, Michael Joseph DiPaola, received an incentive stock option grant. The award covers 20,000 options to buy common stock at an exercise price of $2.51 per share.

The options vest in full on the third anniversary of the June 4, 2026 grant date and expire on the tenth anniversary, June 4, 2036, if not exercised. This is a compensation-related equity grant rather than an open-market share purchase or sale.

Positive

  • None.

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  • None.
Insider DiPaola Michael Joseph
Role Chief Commercial Officer
Type Security Shares Price Value
Grant/Award Option to Buy 20,000 $0.00 --
Holdings After Transaction: Option to Buy — 20,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 20,000 options Incentive stock options granted to CCO on June 4, 2026
Exercise price $2.51 per share Conversion or exercise price for the 20,000 options
Post-grant derivative holdings 20,000 options Total derivative securities following this grant
Vesting schedule 3-year cliff vesting Options vest in full on third anniversary of grant date
Expiration term 10 years from grant Options expire on tenth anniversary of June 4, 2026
incentive stock options financial
"These constitute incentive stock options that vest in their entirety on the third anniversary"
Incentive stock options are a type of employee stock option that gives eligible workers the right to buy company shares at a fixed price later on, often below future market value. They matter to investors because they align employee incentives with company performance, can dilute existing ownership when exercised, and create potential tax advantages for option holders if certain holding-time rules are met — think of them as a coupon to buy stock at today’s price with extra tax rules attached.
vest in their entirety financial
"incentive stock options that vest in their entirety on the third anniversary"
expiration date financial
"expire on the tenth anniversary of the grant date"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
exercise price financial
"conversion or exercise price of 2.5100"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DiPaola Michael Joseph

(Last)(First)(Middle)
15440 LAGUNA CANYON ROAD, SUITE 100

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN VANGUARD CORP [ AVD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Buy$2.5106/04/2026A20,000(1)06/04/202906/04/2036Common Stock20,000$020,000D
Explanation of Responses:
1. These constitute incentive stock options that vest in their entirety on the third anniversary of the grant date and expire on the tenth anniversary of the grant date.
/s/ MICHAEL JOSEPH DIPAOLA06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did American Vanguard (AVD) report about Michael DiPaola’s latest equity award?

American Vanguard reported that Chief Commercial Officer Michael Joseph DiPaola received an incentive stock option grant for 20,000 shares at $2.51 per share. The options are compensation-related and do not represent an open-market stock purchase or sale.

How many American Vanguard (AVD) options were granted to the CCO in this Form 4?

The Form 4 shows a grant of 20,000 incentive stock options to Chief Commercial Officer Michael Joseph DiPaola. Each option is exercisable into one share of American Vanguard common stock at a fixed exercise price of $2.51 per share.

What is the exercise price of Michael DiPaola’s American Vanguard (AVD) stock options?

The incentive stock options granted to Michael Joseph DiPaola have an exercise price of $2.51 per share. This means he can buy American Vanguard common stock at $2.51 per share once the options vest and before they expire.

When do Michael DiPaola’s American Vanguard (AVD) stock options vest and expire?

The options vest in their entirety on the third anniversary of the June 4, 2026 grant date. They expire on the tenth anniversary of that date, June 4, 2036, if they are not exercised by Michael Joseph DiPaola.

Is the American Vanguard (AVD) Form 4 for Michael DiPaola a stock buy or a compensation grant?

The Form 4 reflects a compensation grant, not an open-market buy or sell. Michael Joseph DiPaola received 20,000 incentive stock options as a grant, classified as a derivative acquisition under code A, with no cash purchase of shares reported.