Broadcom Inc. (NASDAQ: AVGO) plans sale of 3,327 vested shares via Form 144

Rhea-AI Filing Summary

Broadcom Inc. files a Form 144 notice of a proposed sale of 3,327 shares scheduled for 06/16/2026 tied to a Restricted Stock Lapse. The filing also reports two prior dispositions in the past three months: 33,194 shares on 03/16/2026 and 50,488 shares on 03/17/2026.

The excerpt lists equity compensation as the transaction type and provides broker details for the proposed sale. The filing is procedural: it notifies the market of an affiliate plan sale and recent related transactions.

Insights

Securities Compliance Attorney

TL;DR: This Form 144 notifies the market of an affiliate sale tied to a restricted stock lapse.

The filing lists a scheduled disposition of 3,327 shares on 06/16/2026 described as a "Restricted Stock Lapse" and classifies the method as Equity Compensation. This language indicates the sale relates to compensation vesting mechanics rather than a new issuance.

Caution: filing is a notice requirement under resale rules; timing and execution details depend on broker procedures. Subsequent SEC reports or transaction confirmations will show whether the proposed sale occurred and the executed amounts.

Key Figures

Proposed shares to be sold: 3,327 shares Disposition (past 3 months): 33,194 shares Disposition (past 3 months): 50,488 shares

3 metrics

Proposed shares to be sold 3,327 shares Scheduled 06/16/2026, described as Restricted Stock Lapse

Disposition (past 3 months) 33,194 shares Disposed on 03/16/2026 (amount listed in excerpt)

Disposition (past 3 months) 50,488 shares Disposed on 03/17/2026 (amount listed in excerpt)

Key Terms

Restricted Stock Lapse, Form 144, Equity Compensation

3 terms

Restricted Stock Lapse regulatory

"Restricted Stock Lapse - See Remarks"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"06/16/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/16/2026 - 05:13 PM Accepted by SEC EDGAR 06/16/2026 - 05:12 PM Learn about SEC filing dates

FAQ

What does Broadcom's Form 144 (AVGO) say was proposed for sale?

The filing proposes the sale of 3,327 shares on 06/16/2026 described as a Restricted Stock Lapse. It identifies the transaction type as Equity Compensation and lists brokerage details for the proposed resale.

What prior transactions does the Form 144 report for Broadcom (AVGO)?

The notice reports two dispositions in the past three months: 33,194 shares on 03/16/2026 and 50,488 shares on 03/17/2026. Each line includes an associated dollar figure shown in the excerpt.

Is the proposed sale in the Form 144 an issuance or compensation event for AVGO?

The excerpt classifies the proposed sale as Equity Compensation tied to a Restricted Stock Lapse, indicating the shares became tradable through vesting or lapse of restrictions rather than being a newly issued offering.

Does the Form 144 indicate who is selling the Broadcom (AVGO) shares?

The excerpt names brokerage details (Charles Schwab & Co., Inc.) and lists the issuer as Broadcom Inc., but it does not provide an individual seller name in the shown lines for the proposed 3,327-share sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	3327	1270465.00	4757580198	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/16/2026	Restricted Stock Lapse - See Remarks	Broadcom Inc.			3327	06/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/16/2026	33194	10824703.00
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/17/2026	50488	16236987.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)