AVGO (NASDAQ: AVGO) Rule 144 notice lists proposed sale of 1,000 shares

Rhea-AI Filing Summary

AVGO submitted a Rule 144 notice reporting the proposed sale of 1,000 shares of Common stock through Fidelity Brokerage Services LLC on NASDAQ. The filing lists restricted stock vesting as compensation: 30 shares vested 04/03/2023 and 970 shares vested 04/03/2024.

Key Figures

Proposed shares to be sold: 1,000 shares Restricted shares vested (2023): 30 shares Restricted shares vested (2024): 970 shares

3 metrics

Proposed shares to be sold 1,000 shares Listed with Fidelity Brokerage Services LLC on NASDAQ

Restricted shares vested (2023) 30 shares Vested on 04/03/2023 as compensation

Restricted shares vested (2024) 970 shares Vested on 04/03/2024 as compensation

Key Terms

Rule 144, Restricted Stock Vesting, Issuer

3 terms

Rule 144 regulatory

"Securities To Be Sold / Common | Fidelity Brokerage Services LLC"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 04/03/2023 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Issuer regulatory

"Restricted Stock Vesting | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1000	358310.00	4734668184	04/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/03/2023	Restricted Stock Vesting	Issuer			30	04/03/2023	Compensation
Common	04/03/2024	Restricted Stock Vesting	Issuer			970	04/03/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AVGO's Form 144 report?

It reports a proposed sale of 1,000 shares of Common stock. The notice specifies the broker as Fidelity Brokerage Services LLC and lists vesting events for 30 and 970 shares on 04/03/2023 and 04/03/2024.

Does the filing state the sale price or proceeds for AVGO (Form 144)?

No, the filing excerpt does not state a sale price or proceeds. The provided lines list share counts, vesting dates, broker, and exchange information without a dollar amount for the proposed sale.

Who is the broker handling the proposed sale in AVGO's Form 144?

The broker is listed as Fidelity Brokerage Services LLC. The filing shows the broker's address and identifies NASDAQ as the exchange for the listed common shares.

What restricted stock vested according to AVGO's filing?

The filing lists restricted stock vesting as compensation: 30 shares vested on 04/03/2023 and 970 shares vested on 04/03/2024. These are shown under the securities-to-be-sold section.

Does AVGO's Form 144 disclose timing for the actual sale?

No specific sale timing is disclosed in the excerpt. The notice records a proposed sale and vesting dates but does not provide transaction execution dates or settlement timing.