Broadcom Rule 144: Restricted Stock Lapse, Insider Sales

Broadcom Inc. Rule 144 notice lists proposed equity transactions related to executive/insider holdings.

Rhea-AI Filing Summary

Broadcom Inc. Rule 144 notice lists proposed equity transactions related to executive/insider holdings. The filing shows a Restricted Stock Lapse scheduled on 06/16/2026 and two previously reported sales by Kirsten M. Spears: $7,781,149.00 for 23,862 shares on 03/16/2026 and $11,671,564.00 for 36,292 shares on 03/17/2026.

The filing identifies Charles Schwab & Co., Inc. in the securities broker/dealer section and classifies the transactions as Equity Compensation. No other financial metrics or proceeds recipients are disclosed in the excerpt.

Insights

Securities Compliance Counsel

Rule 144 notice documents restricted stock lapse and recent insider sales.

The filing records a Restricted Stock Lapse effective 06/16/2026 and two sales by Kirsten M. Spears on 03/16/2026 and 03/17/2026 with gross proceeds of $7,781,149.00 and $11,671,564.00 respectively. These entries are labeled as Equity Compensation.

Compliance implications depend on whether the sales complied with volume and manner-of-sale limitations under Rule 144; the excerpt names a broker (Charles Schwab & Co., Inc.) but does not state the volume test or holding-period details. Subsequent SEC forms or broker records would provide confirmatory detail.

Key Figures

Restricted stock lapse date: 06/16/2026 Sale on 03/16/2026: 23,862 shares Proceeds on 03/16/2026: $7,781,149.00 +4 more

7 metrics

Restricted stock lapse date 06/16/2026 Securities To Be Sold entry labeled Restricted Stock Lapse

Sale on 03/16/2026 23,862 shares Sale by Kirsten M. Spears on 03/16/2026

Proceeds on 03/16/2026 $7,781,149.00 Amount shown alongside 23,862-share sale

Sale on 03/17/2026 36,292 shares Sale by Kirsten M. Spears on 03/17/2026

Proceeds on 03/17/2026 $11,671,564.00 Amount shown alongside 36,292-share sale

Aggregate shares shown 60,154 shares Sum of the two reported sales in the excerpt

Aggregate proceeds shown $19,452,713.00 Sum of the two monetary amounts in the excerpt

Key Terms

Restricted Stock Lapse, Equity Compensation, Form 144

3 terms

Restricted Stock Lapse regulatory

"Restricted Stock Lapse - See Remarks"

Equity Compensation financial

"06/16/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Broadcom's (AVGO) Form 144 disclose?

Form 144 discloses planned and recent insider equity transactions. It shows a restricted stock lapse on 06/16/2026 and two sales by Kirsten M. Spears of 23,862 shares and 36,292 shares with gross proceeds of $7,781,149.00 and $11,671,564.00 respectively.

Who reported the sales in the filing for AVGO?

The filing lists Kirsten M. Spears as the reporting person for the two sales dated 03/16/2026 and 03/17/2026. It also names Charles Schwab & Co., Inc. in the securities/broker section of the excerpt.

What is the meaning of 'Restricted Stock Lapse' on AVGO's Form 144?

A Restricted Stock Lapse indicates that transfer restrictions on certain equity will expire on 06/16/2026. The filing classifies this item under Equity Compensation, but no further vesting or holding-period details are provided in the excerpt.

Do the amounts shown represent gross proceeds or net proceeds?

The excerpt presents monetary figures adjacent to each sale—$7,781,149.00 and $11,671,564.00—which are shown as sale amounts in the filing. The excerpt does not detail broker fees, taxes, or net proceeds adjustments.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/16/2026 - 05:14 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001670725
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Broadcom Inc.
SEC File Number	001-38449
Address of Issuer	3421 HILLVIEW AVENUE PALO ALTO CALIFORNIA 94304
Phone	650-427-6000
Name of Person for Whose Account the Securities are To Be Sold	Spears Kirsten M.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	2048	782266.00	4757580198	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/16/2026	Restricted Stock Lapse - See Remarks	Broadcom Inc.			2048	06/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/16/2026	23862	7781149.00
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/17/2026	36292	11671564.00

144: Remarks and Signature

Remarks	Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.
Date of Notice	06/16/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Kirsten M. Spears
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)