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Broadcom Inc. (AVGO) CFO reports 151.036 shares in initial filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Broadcom Inc. filed an initial insider ownership report for its Chief Financial Officer, Amie Thuener O'Toole. The filing shows direct ownership of 151.036 shares of Broadcom common stock, $0.001 par value per share. It records holdings only and does not report any buy or sell transactions.

Positive

  • None.

Negative

  • None.
Insider O'Toole Amie Thuener
Role Chief Financial Officer
Type Security Shares Price Value
holding Common Stock, $0.001 par value -- -- --
Holdings After Transaction: Common Stock, $0.001 par value — 151.036 shares (Direct, null)
Footnotes (1)
Common stock holdings 151.036 shares Direct ownership reported by CFO on Form 3
Par value per share $0.001 per share Broadcom common stock, $0.001 par value
Reported buy transactions 0 transactions Form 3 transactionSummary buyCount
Reported sell transactions 0 transactions Form 3 transactionSummary sellCount
Common Stock, $0.001 par value financial
"security_title: Common Stock, $0.001 par value"
beneficial ownership financial
"Form 3 serves as an initial statement of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
direct ownership financial
"The filing shows direct ownership of 151.036 shares"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
O'Toole Amie Thuener

(Last)(First)(Middle)
C/O BROADCOM INC.
3421 HILLVIEW AVENUE

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/12/2026
3. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 par value151.036D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Noelle Matteson, Attorney-In-Fact for Amie Thuener O'Toole06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Broadcom (AVGO) disclose in Amie Thuener O'Toole’s Form 3?

Broadcom reports that Chief Financial Officer Amie Thuener O'Toole directly owns 151.036 shares of Broadcom common stock. The Form 3 serves as an initial statement of her beneficial ownership and does not list any purchase or sale transactions.

How many Broadcom (AVGO) shares does the CFO report owning on this Form 3?

The filing shows Amie Thuener O'Toole directly holding 151.036 shares of Broadcom common stock. This figure reflects her reported beneficial ownership position as of the Form 3 filing date, without indicating any recent transactions changing that amount.

Does Amie Thuener O'Toole buy or sell Broadcom (AVGO) stock in this Form 3?

No, the Form 3 does not show any buys or sells of Broadcom stock. It records a holding entry, listing 151.036 shares of common stock owned directly, with no transaction code or share movement reported in the data.

What type of security is reported for Broadcom (AVGO) in this Form 3?

The filing lists Broadcom common stock with a par value of $0.001 per share. Amie Thuener O'Toole is reported as directly owning 151.036 shares of this security, with no derivative securities disclosed in the data provided.

Is the ownership reported in Broadcom (AVGO) CFO’s Form 3 direct or indirect?

The ownership is reported as direct, indicated by an ownership code of “D.” The Form 3 data shows Amie Thuener O'Toole directly holding 151.036 shares of Broadcom common stock, without any indirect or entity-held positions listed.