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[Form 4] AvePoint, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

AvePoint CEO Tianyi Jiang reported a Form 4 filing on June 28, 2025, disclosing a tax-related withholding transaction of company shares. The filing reveals that 4,706 shares were withheld at $17.96 per share on June 20, 2025, to satisfy tax obligations related to equity compensation.

Key details of the transaction:

  • Transaction was an exempt withholding (Code F) for tax liability purposes
  • Following the transaction, Jiang maintains beneficial ownership of 589,208 shares
  • Holdings include both common stock and previously granted RSUs with various vesting schedules
  • Jiang serves multiple roles: CEO, Director, and 10% Owner

This transaction represents a routine tax withholding event rather than a discretionary sale by the insider, executed in accordance with Rule 16b-3.

Il CEO di AvePoint, Tianyi Jiang, ha segnalato un deposito Form 4 il 28 giugno 2025, rivelando una transazione di trattenuta fiscale su azioni della società. Dal deposito risulta che 4.706 azioni sono state trattenute al prezzo di 17,96 $ per azione il 20 giugno 2025, per adempiere agli obblighi fiscali legati alla compensazione azionaria.

Dettagli principali della transazione:

  • La transazione è stata una trattenuta esente (Codice F) ai fini della responsabilità fiscale
  • Dopo la transazione, Jiang mantiene la proprietà effettiva di 589.208 azioni
  • Le partecipazioni includono azioni ordinarie e RSU precedentemente assegnate con diversi piani di maturazione
  • Jiang ricopre diversi ruoli: CEO, Direttore e proprietario del 10%

Questa transazione rappresenta un evento ordinario di trattenuta fiscale e non una vendita discrezionale da parte dell'insider, eseguita in conformità alla Regola 16b-3.

El CEO de AvePoint, Tianyi Jiang, reportó una presentación Formulario 4 el 28 de junio de 2025, revelando una transacción de retención fiscal sobre acciones de la empresa. La presentación muestra que 4,706 acciones fueron retenidas a $17.96 por acción el 20 de junio de 2025 para cumplir con obligaciones fiscales relacionadas con la compensación en acciones.

Detalles clave de la transacción:

  • La transacción fue una retención exenta (Código F) para fines de responsabilidad fiscal
  • Tras la transacción, Jiang mantiene la propiedad beneficiaria de 589,208 acciones
  • Las participaciones incluyen acciones comunes y RSU previamente otorgadas con diferentes calendarios de adquisición
  • Jiang desempeña múltiples roles: CEO, Director y propietario del 10%

Esta transacción representa un evento rutinario de retención fiscal y no una venta discrecional por parte del insider, ejecutada conforme a la Regla 16b-3.

AvePoint의 CEO Tianyi Jiang은 2025년 6월 28일 Form 4 신고를 통해 회사 주식에 대한 세금 원천징수 거래를 공개했습니다. 신고서에 따르면 2025년 6월 20일에 4,706주가 주당 $17.96에 원천징수되어 주식 보상 관련 세금 의무를 이행했습니다.

거래의 주요 내용:

  • 거래는 세금 납부 목적의 면제 원천징수(코드 F)였습니다
  • 거래 후 Jiang은 589,208주의 실질 소유권을 유지합니다
  • 보유 주식에는 보통주와 다양한 베스팅 일정이 적용된 이전에 부여된 RSU가 포함됩니다
  • Jiang은 CEO, 이사, 10% 소유주 등 여러 역할을 수행합니다

이 거래는 내부자가 임의로 매도한 것이 아니라 규칙 16b-3에 따라 실행된 일상적인 세금 원천징수 행사입니다.

Le PDG d’AvePoint, Tianyi Jiang, a déclaré un dépôt Formulaire 4 le 28 juin 2025, révélant une opération de retenue fiscale sur des actions de la société. Le dépôt indique que 4 706 actions ont été retenues au prix de 17,96 $ par action le 20 juin 2025 pour satisfaire des obligations fiscales liées à la rémunération en actions.

Détails clés de la transaction :

  • La transaction était une retenue exonérée (Code F) à des fins de responsabilité fiscale
  • Après la transaction, Jiang conserve la propriété bénéficiaire de 589 208 actions
  • Les avoirs comprennent des actions ordinaires ainsi que des RSU précédemment attribuées avec divers calendriers d’acquisition
  • Jiang occupe plusieurs fonctions : PDG, administrateur et propriétaire de 10 %

Cette opération représente un événement de retenue fiscale courant et non une vente discrétionnaire par l’initié, réalisée conformément à la Règle 16b-3.

AvePoint-CEO Tianyi Jiang meldete am 28. Juni 2025 eine Form 4-Einreichung, die eine steuerbedingte Zurückbehaltung von Unternehmensaktien offenlegt. Aus der Einreichung geht hervor, dass am 20. Juni 2025 4.706 Aktien zu je 17,96 $ einbehalten wurden, um steuerliche Verpflichtungen im Zusammenhang mit Aktienvergütungen zu erfüllen.

Wesentliche Details der Transaktion:

  • Die Transaktion war eine steuerbefreite Zurückbehaltung (Code F) zur Erfüllung der Steuerverbindlichkeiten
  • Nach der Transaktion hält Jiang weiterhin den wirtschaftlichen Eigentum an 589.208 Aktien
  • Bestände umfassen sowohl Stammaktien als auch zuvor gewährte RSUs mit unterschiedlichen Vestingplänen
  • Jiang bekleidet mehrere Positionen: CEO, Direktor und 10%-Eigentümer

Diese Transaktion stellt ein routinemäßiges steuerliches Zurückbehaltungsereignis dar und keine diskretionäre Veräußerung durch den Insider, ausgeführt gemäß Regel 16b-3.

Positive
  • None.
Negative
  • None.

Il CEO di AvePoint, Tianyi Jiang, ha segnalato un deposito Form 4 il 28 giugno 2025, rivelando una transazione di trattenuta fiscale su azioni della società. Dal deposito risulta che 4.706 azioni sono state trattenute al prezzo di 17,96 $ per azione il 20 giugno 2025, per adempiere agli obblighi fiscali legati alla compensazione azionaria.

Dettagli principali della transazione:

  • La transazione è stata una trattenuta esente (Codice F) ai fini della responsabilità fiscale
  • Dopo la transazione, Jiang mantiene la proprietà effettiva di 589.208 azioni
  • Le partecipazioni includono azioni ordinarie e RSU precedentemente assegnate con diversi piani di maturazione
  • Jiang ricopre diversi ruoli: CEO, Direttore e proprietario del 10%

Questa transazione rappresenta un evento ordinario di trattenuta fiscale e non una vendita discrezionale da parte dell'insider, eseguita in conformità alla Regola 16b-3.

El CEO de AvePoint, Tianyi Jiang, reportó una presentación Formulario 4 el 28 de junio de 2025, revelando una transacción de retención fiscal sobre acciones de la empresa. La presentación muestra que 4,706 acciones fueron retenidas a $17.96 por acción el 20 de junio de 2025 para cumplir con obligaciones fiscales relacionadas con la compensación en acciones.

Detalles clave de la transacción:

  • La transacción fue una retención exenta (Código F) para fines de responsabilidad fiscal
  • Tras la transacción, Jiang mantiene la propiedad beneficiaria de 589,208 acciones
  • Las participaciones incluyen acciones comunes y RSU previamente otorgadas con diferentes calendarios de adquisición
  • Jiang desempeña múltiples roles: CEO, Director y propietario del 10%

Esta transacción representa un evento rutinario de retención fiscal y no una venta discrecional por parte del insider, ejecutada conforme a la Regla 16b-3.

AvePoint의 CEO Tianyi Jiang은 2025년 6월 28일 Form 4 신고를 통해 회사 주식에 대한 세금 원천징수 거래를 공개했습니다. 신고서에 따르면 2025년 6월 20일에 4,706주가 주당 $17.96에 원천징수되어 주식 보상 관련 세금 의무를 이행했습니다.

거래의 주요 내용:

  • 거래는 세금 납부 목적의 면제 원천징수(코드 F)였습니다
  • 거래 후 Jiang은 589,208주의 실질 소유권을 유지합니다
  • 보유 주식에는 보통주와 다양한 베스팅 일정이 적용된 이전에 부여된 RSU가 포함됩니다
  • Jiang은 CEO, 이사, 10% 소유주 등 여러 역할을 수행합니다

이 거래는 내부자가 임의로 매도한 것이 아니라 규칙 16b-3에 따라 실행된 일상적인 세금 원천징수 행사입니다.

Le PDG d’AvePoint, Tianyi Jiang, a déclaré un dépôt Formulaire 4 le 28 juin 2025, révélant une opération de retenue fiscale sur des actions de la société. Le dépôt indique que 4 706 actions ont été retenues au prix de 17,96 $ par action le 20 juin 2025 pour satisfaire des obligations fiscales liées à la rémunération en actions.

Détails clés de la transaction :

  • La transaction était une retenue exonérée (Code F) à des fins de responsabilité fiscale
  • Après la transaction, Jiang conserve la propriété bénéficiaire de 589 208 actions
  • Les avoirs comprennent des actions ordinaires ainsi que des RSU précédemment attribuées avec divers calendriers d’acquisition
  • Jiang occupe plusieurs fonctions : PDG, administrateur et propriétaire de 10 %

Cette opération représente un événement de retenue fiscale courant et non une vente discrétionnaire par l’initié, réalisée conformément à la Règle 16b-3.

AvePoint-CEO Tianyi Jiang meldete am 28. Juni 2025 eine Form 4-Einreichung, die eine steuerbedingte Zurückbehaltung von Unternehmensaktien offenlegt. Aus der Einreichung geht hervor, dass am 20. Juni 2025 4.706 Aktien zu je 17,96 $ einbehalten wurden, um steuerliche Verpflichtungen im Zusammenhang mit Aktienvergütungen zu erfüllen.

Wesentliche Details der Transaktion:

  • Die Transaktion war eine steuerbefreite Zurückbehaltung (Code F) zur Erfüllung der Steuerverbindlichkeiten
  • Nach der Transaktion hält Jiang weiterhin den wirtschaftlichen Eigentum an 589.208 Aktien
  • Bestände umfassen sowohl Stammaktien als auch zuvor gewährte RSUs mit unterschiedlichen Vestingplänen
  • Jiang bekleidet mehrere Positionen: CEO, Direktor und 10%-Eigentümer

Diese Transaktion stellt ein routinemäßiges steuerliches Zurückbehaltungsereignis dar und keine diskretionäre Veräußerung durch den Insider, ausgeführt gemäß Regel 16b-3.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jiang Tianyi

(Last) (First) (Middle)
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400

(Street)
JERSEY CITY NJ 07310

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2025 F 4,706(1) D $17.96 589,208(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
/s/ Brian Michael Brown, Attorney-in-Fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AVPT shares did CEO Tianyi Jiang dispose of on June 20, 2025?

CEO Tianyi Jiang disposed of 4,706 shares of AVPT common stock on June 20, 2025 at a price of $17.96 per share. This was an exempt transaction where shares were withheld by AvePoint for tax withholding purposes related to security vesting, not a discretionary sale.

How many AVPT shares does CEO Tianyi Jiang own after the June 20, 2025 transaction?

Following the reported transaction, CEO Tianyi Jiang beneficially owns 589,208 shares of AVPT common stock directly. This includes both non-RSU common stock and aggregate vested and unvested RSUs subject to previously reported vesting schedules.

What positions does Tianyi Jiang hold at AVPT according to the Form 4?

According to the Form 4, Tianyi Jiang holds multiple positions at AvePoint (AVPT): He serves as the Chief Executive Officer, is a Director of the company, and is also a 10% Owner of AVPT's shares.

What was the purpose of AVPT's share withholding on June 20, 2025?

The share withholding was an exempt transaction where AvePoint withheld 4,706 shares to satisfy income tax withholding and remittance obligations in connection with the net settlement of securities. This was not a discretionary transaction by the CEO but rather a standard tax-related withholding.
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