AvePoint Chief Executive Maintains Strong Position Despite Tax-Related Share Transfer

Rhea-AI Filing Summary

AvePoint CEO Tianyi Jiang reported a Form 4 filing on June 28, 2025, disclosing a tax-related withholding transaction of company shares. The filing reveals that 4,706 shares were withheld at $17.96 per share on June 20, 2025, to satisfy tax obligations related to equity compensation.

Key details of the transaction:

• Transaction was an exempt withholding (Code F) for tax liability purposes
• Following the transaction, Jiang maintains beneficial ownership of 589,208 shares
• Holdings include both common stock and previously granted RSUs with various vesting schedules
• Jiang serves multiple roles: CEO, Director, and 10% Owner

This transaction represents a routine tax withholding event rather than a discretionary sale by the insider, executed in accordance with Rule 16b-3.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Jiang Tianyi

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	4,706	$17.96	$85K

Holdings After Transaction: Common Stock — 589,208 shares (Direct)

Footnotes (1)

1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jiang Tianyi

(Last) (First) (Middle)

C/O AVEPOINT, INC.

525 WASHINGTON BOULEVARD, SUITE 1400

(Street)

JERSEY CITY NJ 07310

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/20/2025		F		4,706(1)	D	$17.96	589,208(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown, Attorney-in-Fact	06/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

How many AVPT shares did CEO Tianyi Jiang dispose of on June 20, 2025?

CEO Tianyi Jiang disposed of 4,706 shares of AVPT common stock on June 20, 2025 at a price of $17.96 per share. This was an exempt transaction where shares were withheld by AvePoint for tax withholding purposes related to security vesting, not a discretionary sale.

How many AVPT shares does CEO Tianyi Jiang own after the June 20, 2025 transaction?

Following the reported transaction, CEO Tianyi Jiang beneficially owns 589,208 shares of AVPT common stock directly. This includes both non-RSU common stock and aggregate vested and unvested RSUs subject to previously reported vesting schedules.

What positions does Tianyi Jiang hold at AVPT according to the Form 4?

According to the Form 4, Tianyi Jiang holds multiple positions at AvePoint (AVPT): He serves as the Chief Executive Officer, is a Director of the company, and is also a 10% Owner of AVPT's shares.

What was the purpose of AVPT's share withholding on June 20, 2025?

The share withholding was an exempt transaction where AvePoint withheld 4,706 shares to satisfy income tax withholding and remittance obligations in connection with the net settlement of securities. This was not a discretionary transaction by the CEO but rather a standard tax-related withholding.