AvePoint CLO Sells $638K in Stock Under Trading Plan, Retains 1.2M Shares

AvePoint Chief Legal Officer Brian Michael Brown reported the sale of 35,000 shares of common stock at $18.23 per share on June 23, 2025.

Accepted by SEC EDGAR 06/24/2025 - 04:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AvePoint Chief Legal Officer Brian Michael Brown reported the sale of 35,000 shares of common stock at $18.23 per share on June 23, 2025. The transaction was executed under a Rule 10b5-1 trading plan established on December 18, 2024.

Following the transaction, Brown retains beneficial ownership of 1,225,443 shares, which includes both non-RSU common stock and previously reported vested/unvested RSUs. Brown serves as both Director and Chief Legal Officer of AvePoint.

• Transaction Value: Approximately $638,050
• Trading Plan: Executed under pre-established Rule 10b5-1 plan
• Position: Dual role as Director and Chief Legal Officer
• Ownership: Direct beneficial ownership of remaining shares

Insider Trade Summary

Net Seller: 35,000 shares

Net Sell 1 txn

Insider Brown Brian Michael

Role Chief Legal Officer

Sold 35,000 shs ($638K)

Type	Security	Shares	Price	Value
Sale	Common Stock	35,000	$18.23	$638K

Holdings After Transaction: Common Stock — 1,225,443 shares (Direct)

Footnotes (2)

1. F1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024.
2. F2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AVPT shares did Brian Brown sell on June 23, 2025?

Brian Brown, AvePoint's Chief Legal Officer and Director, sold 35,000 shares of AVPT common stock on June 23, 2025, at a price of $18.23 per share.

How many AVPT shares does Brian Brown own after his June 2025 sale?

Following the reported transaction, Brian Brown beneficially owns 1,225,443 shares of AVPT, which includes both non-RSU common stock and aggregate vested and unvested RSUs.

Was AVPT insider Brian Brown's stock sale planned in advance?

Yes, the sale was executed pursuant to a Rule 10b5-1 trading plan that Brian Brown adopted on December 18, 2024, approximately 6 months before the transaction.

What positions does Brian Brown hold at AVPT?

Brian Brown serves in dual roles at AvePoint (AVPT) as both a Director and the Chief Legal Officer of the company.

What was the total value of Brian Brown's AVPT stock sale in June 2025?

The total value of Brian Brown's stock sale was $638,050, calculated from the sale of 35,000 shares at $18.23 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VA 23219

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/23/2025		S		35,000(1)	D	$18.23	1,225,443(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024.

2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.