STOCK TITAN

[Form 4] AvePoint, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

AvePoint, Inc. (AVPT) Executive Chairman and Director Gong Xunkai reported a Form 4 disclosing a routine tax-withholding share disposition related to equity vesting. On 09/12/2025 the filing shows 4,025 shares of common stock were disposed of at a price of $15.61 per share to satisfy tax withholding obligations arising from the net settlement of vested restricted stock units (RSUs). After the transaction, the reporting person beneficially owned 770,202 shares, a total that includes both non-RSU common stock and vested and unvested RSUs previously reported. The Form 4 identifies Gong Xunkai as a Director, 10% owner and Executive Chairman. The filing states the withholding was an exempt transaction under Rule 16b-3 and not a discretionary sale by the reporting person.

AvePoint, Inc. (AVPT) il Presidente Esecutivo e Amministratore Gong Xunkai ha riportato un Modulo 4 che divulga una vendita di azioni per ritenuta fiscale legata al vesting delle azioni. Il 12/09/2025 la dichiarazione mostra che 4.025 azioni ordinarie sono state cedute al prezzo di $15,61 per azione per soddisfare gli obblighi fiscali derivanti dal regolamento netto delle unità azione vincolate (RSU) maturate. Dopo la transazione, la persona che riporta possedeva beneficamente 770.202 azioni, inclusi sia azioni ordinarie non legate alle RSU sia RSU mature e non mature precedentemente riportate. Il Modulo 4 identifica Gong Xunkai come Direttore, possessore del 10% e Presidente Esecutivo. La dichiarazione indica che la ritenuta è stata un'operazione esente ai sensi della Regola 16b-3 e non una vendita discrezionale da parte della persona che riporta.

AvePoint, Inc. (AVPT) el Presidente Ejecutivo y Director Gong Xunkai reportó un Form 4 que divulga una disposición de acciones por retención de impuestos relacionada con el vesting de acciones. El 12/09/2025 la presentación muestra que se dispusieron 4.025 acciones comunes a un precio de $15,61 por acción para satisfacer las obligaciones fiscales derivadas del liquidación neta de las unidades de acciones restringidas (RSU) adquiridas. Después de la operación, la persona que reporta poseía beneficiosamente 770.202 acciones, un total que incluye tanto acciones comunes sin RSU como RSUs confiadas y no vestidas reportadas previamente. El Form 4 identifica a Gong Xunkai como Director, propietario del 10% y Presidente Ejecutivo. La presentación indica que la retención fue una transacción exenta conforme a la Regla 16b-3 y no una venta discrecional por parte de la persona reportante.

AvePoint, Inc. (AVPT) 의 실행의장 겸 이사인 공 сыр카이 Gong Xunkai가 주식 베스팅과 관련된 세금 원천 징수 주식 처분을 공개한 Form 4 를 보고했습니다. 2025년 9월 12일 제출 자료에 따르면 4,025 주의 보통주가 주당 $15.61의 가격으로 처분되어 베스트된 제한 주식 단위(RSU)의 순결정으로 발생한 세금 의무를 충당했습니다. 거래 후 보고인은 770,202 주의 보유 지분을 실질적으로 보유하게 되었으며, 이는 이전에 보고된 RSU가 vest된 것과 vest되지 않은 보통주를 포함합니다. Form 4는 Gong Xunkai를 이사, 10% 소유주 및 실행의장을 지명합니다. 제출서는 원천 징수가 Rule 16b-3에 따른 면제 거래였으며 보고자에 의한 재량적 매도가 아님을 명시합니다.

AvePoint, Inc. (AVPT) le Président Exécutif et Directeur Gong Xunkai a signalé un Form 4 divulguant une cession d’actions liée à la retenue fiscale sur le vesting des actions. Le 09/12/2025 le dossier indique que 4 025 actions ordinaires ont été cédées au prix de 15,61 $ par action pour satisfaire les obligations fiscales découlant du règlement net des unités d’actions restreintes (RSU) acquises. Après la transaction, la personne déclarant détenait bénéficamente 770 202 actions, total comprenant à la fois des actions ordinaires sans RSU et des RSU acquises et non acquises précédemment déclarées. Le Form 4 identifie Gong Xunkai comme Directeur, propriétaire à 10 % et Président Exécutif. Le dossier indique que la retenue était une opération exonérée en vertu de la Rule 16b-3 et non une vente discrétionnaire par la personne déclarante.

AvePoint, Inc. (AVPT) hat der Vorsitzende der Geschäftsführung und Direktor Gong Xunkai einen Form 4 eingereicht, der eine routinemäßige Aktienveräußerung zur Steuerabführung im Zusammenhang mit dem Vesting von Aktien offenlegt. Am 12.09.2025 zeigt die Einreichung, dass 4.025 Stammaktien zu einem Preis von $15,61 pro Aktie veräußert wurden, um die aus der Nettobereinigung vestierter Restricted Stock Units (RSUs) resultierenden Steuerpflichten zu erfüllen. Nach der Transaktion hielt die meldende Person beneficial 770.202 Aktien, eine Summe, die sowohl Nicht-RSU-Stammaktien als auch vestete und unbevestete RSUs umfasst, die zuvor gemeldet wurden. Das Form 4 identifiziert Gong Xunkai als Direktor, 10%-Inhaber und Executive Chairman. Die Einreichung gibt an, dass die Abführung eine von Rule 16b-3 befreite Transaktion war und kein diskretionärer Verkauf durch die meldende Person.

AvePoint, Inc. (AVPT) أعلن رئيسه التنفيذي وعضو مجلس الإدارة غون تشونكاي عن تقرير Form 4 يكشف عن التصرف في الأسهم لأغراض حجز ضريبي مرتبط بإنجاز vesting للأسهم. في 12/09/2025 تُظهر الإيداع 4,025 سهماً عائداً من الأسهم العادية بسعر $15.61 للسهم لتلبية الالتزامات الضريبية الناتجة عن التسوية الصافية لـ RSUs الممنوحة (RSUs) المحققة. بعد الصفقة، امتلك الشخص المبلغ عنه بشكل مفيد 770,202 سهماً، وهو مجموع يشمل كل من الأسهم العادية غير المرتبطة بـ RSU و RSUs المحققة وغير المحققة التي أُبلغ عنها سابقاً. يعرّف Form 4 غون تشونكاي كمدير، مالك نسبة 10% ورئيس تنفيذي. تشير الوثيقة إلى أن التحويل كان صفقة معفاة بموجب القاعدة 16b-3 وليست بيعاً تقدميًا من قبل الشخص المبلِّغ عنها.

AvePoint, Inc. (AVPT) 的执行主席兼董事 Gong Xunkai 披露了一份 Form 4,涉及与股权归属相关的常规税款代扣股票处置。 2025/09/12 的申报显示,4,025 股普通股以每股 $15.61 的价格处置,以满足因已归属的受限股票单位(RSU)净清算而产生的税务义务。交易后,申报人实际拥有 770,202 股,其中包括未与 RSU 相关的普通股,以及先前报告的已归属和未归属的 RSU。Form 4 将 Gong Xunkai 确认为董事、10%所有者及执行主席。申报还注明,该扣留属于符合 Rule 16b-3 的豁免交易,并非申报人自行决定的处置。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine tax-related withholding of vested RSUs; minimal direct market or governance impact.

The Form 4 documents a small, non-discretionary disposition of 4,025 shares to satisfy tax withholding tied to RSU vesting. The price of $15.61 reflects the withholding calculation rather than an open-market divestiture. The reporting person still holds a substantial position (770,202 shares), so this transaction is unlikely to change voting control or signal a change in insider sentiment.

TL;DR: Administrative share withholding for tax compliance; disclosure aligns with Section 16 requirements.

The filing clearly discloses the nature of the transaction as a withholding to cover tax obligations upon RSU settlement and cites Rule 16b-3 treatment. The reporting person’s roles (Director, Executive Chairman, 10% owner) are listed, and the residual holding is disclosed. This appears procedural and properly documented under SEC reporting rules.

AvePoint, Inc. (AVPT) il Presidente Esecutivo e Amministratore Gong Xunkai ha riportato un Modulo 4 che divulga una vendita di azioni per ritenuta fiscale legata al vesting delle azioni. Il 12/09/2025 la dichiarazione mostra che 4.025 azioni ordinarie sono state cedute al prezzo di $15,61 per azione per soddisfare gli obblighi fiscali derivanti dal regolamento netto delle unità azione vincolate (RSU) maturate. Dopo la transazione, la persona che riporta possedeva beneficamente 770.202 azioni, inclusi sia azioni ordinarie non legate alle RSU sia RSU mature e non mature precedentemente riportate. Il Modulo 4 identifica Gong Xunkai come Direttore, possessore del 10% e Presidente Esecutivo. La dichiarazione indica che la ritenuta è stata un'operazione esente ai sensi della Regola 16b-3 e non una vendita discrezionale da parte della persona che riporta.

AvePoint, Inc. (AVPT) el Presidente Ejecutivo y Director Gong Xunkai reportó un Form 4 que divulga una disposición de acciones por retención de impuestos relacionada con el vesting de acciones. El 12/09/2025 la presentación muestra que se dispusieron 4.025 acciones comunes a un precio de $15,61 por acción para satisfacer las obligaciones fiscales derivadas del liquidación neta de las unidades de acciones restringidas (RSU) adquiridas. Después de la operación, la persona que reporta poseía beneficiosamente 770.202 acciones, un total que incluye tanto acciones comunes sin RSU como RSUs confiadas y no vestidas reportadas previamente. El Form 4 identifica a Gong Xunkai como Director, propietario del 10% y Presidente Ejecutivo. La presentación indica que la retención fue una transacción exenta conforme a la Regla 16b-3 y no una venta discrecional por parte de la persona reportante.

AvePoint, Inc. (AVPT) 의 실행의장 겸 이사인 공 сыр카이 Gong Xunkai가 주식 베스팅과 관련된 세금 원천 징수 주식 처분을 공개한 Form 4 를 보고했습니다. 2025년 9월 12일 제출 자료에 따르면 4,025 주의 보통주가 주당 $15.61의 가격으로 처분되어 베스트된 제한 주식 단위(RSU)의 순결정으로 발생한 세금 의무를 충당했습니다. 거래 후 보고인은 770,202 주의 보유 지분을 실질적으로 보유하게 되었으며, 이는 이전에 보고된 RSU가 vest된 것과 vest되지 않은 보통주를 포함합니다. Form 4는 Gong Xunkai를 이사, 10% 소유주 및 실행의장을 지명합니다. 제출서는 원천 징수가 Rule 16b-3에 따른 면제 거래였으며 보고자에 의한 재량적 매도가 아님을 명시합니다.

AvePoint, Inc. (AVPT) le Président Exécutif et Directeur Gong Xunkai a signalé un Form 4 divulguant une cession d’actions liée à la retenue fiscale sur le vesting des actions. Le 09/12/2025 le dossier indique que 4 025 actions ordinaires ont été cédées au prix de 15,61 $ par action pour satisfaire les obligations fiscales découlant du règlement net des unités d’actions restreintes (RSU) acquises. Après la transaction, la personne déclarant détenait bénéficamente 770 202 actions, total comprenant à la fois des actions ordinaires sans RSU et des RSU acquises et non acquises précédemment déclarées. Le Form 4 identifie Gong Xunkai comme Directeur, propriétaire à 10 % et Président Exécutif. Le dossier indique que la retenue était une opération exonérée en vertu de la Rule 16b-3 et non une vente discrétionnaire par la personne déclarante.

AvePoint, Inc. (AVPT) hat der Vorsitzende der Geschäftsführung und Direktor Gong Xunkai einen Form 4 eingereicht, der eine routinemäßige Aktienveräußerung zur Steuerabführung im Zusammenhang mit dem Vesting von Aktien offenlegt. Am 12.09.2025 zeigt die Einreichung, dass 4.025 Stammaktien zu einem Preis von $15,61 pro Aktie veräußert wurden, um die aus der Nettobereinigung vestierter Restricted Stock Units (RSUs) resultierenden Steuerpflichten zu erfüllen. Nach der Transaktion hielt die meldende Person beneficial 770.202 Aktien, eine Summe, die sowohl Nicht-RSU-Stammaktien als auch vestete und unbevestete RSUs umfasst, die zuvor gemeldet wurden. Das Form 4 identifiziert Gong Xunkai als Direktor, 10%-Inhaber und Executive Chairman. Die Einreichung gibt an, dass die Abführung eine von Rule 16b-3 befreite Transaktion war und kein diskretionärer Verkauf durch die meldende Person.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Gong Xunkai

(Last) (First) (Middle)
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400

(Street)
JERSEY CITY NJ 07310

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 09/12/2025 F 4,025(2) D $15.61 770,202(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
/s/ Brian Michael Brown, Attorney-in-Fact 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Avepoint Inc.

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United States
JERSEY CITY