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[Form 4] AvePoint, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

AvePoint CEO and Director Tianyi Jiang has reported a charitable gift transaction of 22,300 shares at $19.08 per share to Cornell University on June 24, 2025. This represents the second installment of a five-part charitable giving commitment extending through June 2028, with each annual gift valued at minimum $400,000.

Following the transaction, Jiang maintains beneficial ownership of 566,908 shares, held directly. This position includes both common stock and restricted stock units (RSUs) granted under the company's 2021 Equity Incentive Plan, subject to previously reported vesting schedules.

Key transaction details:

  • Transaction Type: Charitable Gift (Code G)
  • Reporting Person's Role: CEO, Director, and 10% Owner
  • Gift Commitment: Part of planned annual donations through 2028
  • Securities Type: Common Stock and RSUs

Il CEO e Direttore di AvePoint, Tianyi Jiang, ha comunicato una donazione benefica di 22.300 azioni a $19,08 per azione a favore della Cornell University il 24 giugno 2025. Questa rappresenta la seconda tranche di un impegno benefico in cinque parti che si estende fino a giugno 2028, con ogni donazione annuale valutata almeno $400.000.

Dopo la transazione, Jiang mantiene la proprietà effettiva di 566.908 azioni, detenute direttamente. Questa posizione include sia azioni ordinarie sia unità azionarie vincolate (RSU) concesse nell'ambito del Piano di Incentivi Azionari 2021 della società, soggette ai programmi di maturazione precedentemente comunicati.

Dettagli principali della transazione:

  • Tipo di transazione: Donazione benefica (Codice G)
  • Ruolo del soggetto che segnala: CEO, Direttore e proprietario del 10%
  • Impegno di donazione: Parte di donazioni annuali pianificate fino al 2028
  • Tipologia di titoli: Azioni ordinarie e RSU

El CEO y Director de AvePoint, Tianyi Jiang, ha reportado una transacción de donación benéfica de 22,300 acciones a $19.08 por acción a la Universidad de Cornell el 24 de junio de 2025. Esto representa la segunda entrega de un compromiso de donación benéfica en cinco partes que se extiende hasta junio de 2028, con cada donación anual valorada en un mínimo de $400,000.

Tras la transacción, Jiang mantiene la propiedad beneficiaria de 566,908 acciones, mantenidas directamente. Esta posición incluye tanto acciones comunes como unidades restringidas de acciones (RSU) otorgadas bajo el Plan de Incentivos de Capital 2021 de la compañía, sujetas a los calendarios de adquisición previamente reportados.

Detalles clave de la transacción:

  • Tipo de transacción: Donación benéfica (Código G)
  • Rol de la persona que reporta: CEO, Director y propietario del 10%
  • Compromiso de donación: Parte de donaciones anuales planificadas hasta 2028
  • Tipo de valores: Acciones comunes y RSU

AvePoint의 CEO 겸 이사 Tianyi Jiang은 2025년 6월 24일 Cornell 대학교에 주당 $19.08에 22,300주의 자선 기부 거래를 보고했습니다. 이는 2028년 6월까지 이어지는 5회 분할 자선 기부 약속 중 두 번째 분할에 해당하며, 매년 최소 $400,000 상당의 기부입니다.

거래 후 Jiang은 직접 보유한 566,908주의 실질 소유권을 유지하고 있습니다. 이 지분은 회사의 2021년 주식 인센티브 계획에 따라 부여된 보통주와 제한 주식 단위(RSU)를 포함하며, 이전에 보고된 권리 확정 일정에 따릅니다.

주요 거래 세부사항:

  • 거래 유형: 자선 기부 (코드 G)
  • 보고자 역할: CEO, 이사, 10% 소유주
  • 기부 약속: 2028년까지 계획된 연간 기부의 일부
  • 증권 유형: 보통주 및 RSU

Le PDG et directeur d'AvePoint, Tianyi Jiang, a déclaré une transaction de don caritatif de 22 300 actions à 19,08 $ par action à l'Université Cornell le 24 juin 2025. Il s'agit du deuxième versement d'un engagement de dons caritatifs en cinq parties s'étalant jusqu'en juin 2028, chaque don annuel étant évalué à un minimum de 400 000 $.

Suite à la transaction, Jiang conserve la propriété bénéficiaire de 566 908 actions, détenues directement. Cette position comprend à la fois des actions ordinaires et des unités d'actions restreintes (RSU) attribuées dans le cadre du Plan d'incitation en actions 2021 de la société, soumis aux calendriers d'acquisition précédemment rapportés.

Détails clés de la transaction :

  • Type de transaction : Don caritatif (Code G)
  • Rôle de la personne déclarant : PDG, Directeur et propriétaire de 10 %
  • Engagement de don : Partie des dons annuels prévus jusqu'en 2028
  • Type de titres : Actions ordinaires et RSU

Der CEO und Direktor von AvePoint, Tianyi Jiang, hat am 24. Juni 2025 eine wohltätige Schenkung von 22.300 Aktien zum Preis von 19,08 $ pro Aktie an die Cornell University gemeldet. Dies stellt die zweite Rate einer fünfteiligen wohltätigen Spendenverpflichtung dar, die bis Juni 2028 läuft, wobei jede jährliche Spende mindestens 400.000 $ wert ist.

Nach der Transaktion hält Jiang weiterhin das wirtschaftliche Eigentum an 566.908 Aktien, die direkt gehalten werden. Diese Position umfasst sowohl Stammaktien als auch Restricted Stock Units (RSUs), die im Rahmen des Aktienanreizplans 2021 des Unternehmens gewährt wurden und den zuvor gemeldeten Vesting-Zeitplänen unterliegen.

Wesentliche Transaktionsdetails:

  • Transaktionstyp: Wohltätige Schenkung (Code G)
  • Rolle der meldenden Person: CEO, Direktor und 10% Eigentümer
  • Schenkungsverpflichtung: Teil geplanter jährlicher Spenden bis 2028
  • Wertpapierart: Stammaktien und RSUs
Positive
  • CEO's charitable gift commitment to Cornell University demonstrates strong corporate social responsibility and leadership stability, with planned annual donations through 2028
Negative
  • None.

Il CEO e Direttore di AvePoint, Tianyi Jiang, ha comunicato una donazione benefica di 22.300 azioni a $19,08 per azione a favore della Cornell University il 24 giugno 2025. Questa rappresenta la seconda tranche di un impegno benefico in cinque parti che si estende fino a giugno 2028, con ogni donazione annuale valutata almeno $400.000.

Dopo la transazione, Jiang mantiene la proprietà effettiva di 566.908 azioni, detenute direttamente. Questa posizione include sia azioni ordinarie sia unità azionarie vincolate (RSU) concesse nell'ambito del Piano di Incentivi Azionari 2021 della società, soggette ai programmi di maturazione precedentemente comunicati.

Dettagli principali della transazione:

  • Tipo di transazione: Donazione benefica (Codice G)
  • Ruolo del soggetto che segnala: CEO, Direttore e proprietario del 10%
  • Impegno di donazione: Parte di donazioni annuali pianificate fino al 2028
  • Tipologia di titoli: Azioni ordinarie e RSU

El CEO y Director de AvePoint, Tianyi Jiang, ha reportado una transacción de donación benéfica de 22,300 acciones a $19.08 por acción a la Universidad de Cornell el 24 de junio de 2025. Esto representa la segunda entrega de un compromiso de donación benéfica en cinco partes que se extiende hasta junio de 2028, con cada donación anual valorada en un mínimo de $400,000.

Tras la transacción, Jiang mantiene la propiedad beneficiaria de 566,908 acciones, mantenidas directamente. Esta posición incluye tanto acciones comunes como unidades restringidas de acciones (RSU) otorgadas bajo el Plan de Incentivos de Capital 2021 de la compañía, sujetas a los calendarios de adquisición previamente reportados.

Detalles clave de la transacción:

  • Tipo de transacción: Donación benéfica (Código G)
  • Rol de la persona que reporta: CEO, Director y propietario del 10%
  • Compromiso de donación: Parte de donaciones anuales planificadas hasta 2028
  • Tipo de valores: Acciones comunes y RSU

AvePoint의 CEO 겸 이사 Tianyi Jiang은 2025년 6월 24일 Cornell 대학교에 주당 $19.08에 22,300주의 자선 기부 거래를 보고했습니다. 이는 2028년 6월까지 이어지는 5회 분할 자선 기부 약속 중 두 번째 분할에 해당하며, 매년 최소 $400,000 상당의 기부입니다.

거래 후 Jiang은 직접 보유한 566,908주의 실질 소유권을 유지하고 있습니다. 이 지분은 회사의 2021년 주식 인센티브 계획에 따라 부여된 보통주와 제한 주식 단위(RSU)를 포함하며, 이전에 보고된 권리 확정 일정에 따릅니다.

주요 거래 세부사항:

  • 거래 유형: 자선 기부 (코드 G)
  • 보고자 역할: CEO, 이사, 10% 소유주
  • 기부 약속: 2028년까지 계획된 연간 기부의 일부
  • 증권 유형: 보통주 및 RSU

Le PDG et directeur d'AvePoint, Tianyi Jiang, a déclaré une transaction de don caritatif de 22 300 actions à 19,08 $ par action à l'Université Cornell le 24 juin 2025. Il s'agit du deuxième versement d'un engagement de dons caritatifs en cinq parties s'étalant jusqu'en juin 2028, chaque don annuel étant évalué à un minimum de 400 000 $.

Suite à la transaction, Jiang conserve la propriété bénéficiaire de 566 908 actions, détenues directement. Cette position comprend à la fois des actions ordinaires et des unités d'actions restreintes (RSU) attribuées dans le cadre du Plan d'incitation en actions 2021 de la société, soumis aux calendriers d'acquisition précédemment rapportés.

Détails clés de la transaction :

  • Type de transaction : Don caritatif (Code G)
  • Rôle de la personne déclarant : PDG, Directeur et propriétaire de 10 %
  • Engagement de don : Partie des dons annuels prévus jusqu'en 2028
  • Type de titres : Actions ordinaires et RSU

Der CEO und Direktor von AvePoint, Tianyi Jiang, hat am 24. Juni 2025 eine wohltätige Schenkung von 22.300 Aktien zum Preis von 19,08 $ pro Aktie an die Cornell University gemeldet. Dies stellt die zweite Rate einer fünfteiligen wohltätigen Spendenverpflichtung dar, die bis Juni 2028 läuft, wobei jede jährliche Spende mindestens 400.000 $ wert ist.

Nach der Transaktion hält Jiang weiterhin das wirtschaftliche Eigentum an 566.908 Aktien, die direkt gehalten werden. Diese Position umfasst sowohl Stammaktien als auch Restricted Stock Units (RSUs), die im Rahmen des Aktienanreizplans 2021 des Unternehmens gewährt wurden und den zuvor gemeldeten Vesting-Zeitplänen unterliegen.

Wesentliche Transaktionsdetails:

  • Transaktionstyp: Wohltätige Schenkung (Code G)
  • Rolle der meldenden Person: CEO, Direktor und 10% Eigentümer
  • Schenkungsverpflichtung: Teil geplanter jährlicher Spenden bis 2028
  • Wertpapierart: Stammaktien und RSUs
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jiang Tianyi

(Last) (First) (Middle)
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400

(Street)
JERSEY CITY NJ 07310

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 06/24/2025 G 22,300(2) D $19.08 566,908(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
2. Exempt transaction consisting of a charitable gift to Cornell University (the "Gift") and which involves no payment of consideration by the recipient. The Gift is the second of five to be gifted annually through June 30, 2028, with each installment in an amount not less than $400,000.
3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
/s/ Brian Michael Brown, Attorney-in-Fact 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AVPT shares did CEO Tianyi Jiang donate to Cornell University in June 2025?

According to the Form 4 filing, CEO Tianyi Jiang donated 22,300 shares to Cornell University on June 24, 2025. This charitable gift is the second of five planned annual donations to be made through June 30, 2028, with each installment valued at not less than $400,000.

What is the current stock ownership of AVPT's CEO Tianyi Jiang after the June 2025 transaction?

Following the reported transaction, CEO Tianyi Jiang beneficially owns 566,908 shares of AVPT. This includes both non-RSU common stock and aggregate vested and unvested RSUs subject to previously reported vesting schedules.

What is the value per share of AVPT stock in the June 2025 charitable donation?

The Form 4 indicates the charitable gift was made at a price of $19.08 per share. However, as noted in the filing, this was an exempt transaction involving no payment of consideration by the recipient (Cornell University).

What positions does Tianyi Jiang hold at AVPT according to the June 2025 Form 4?

According to the Form 4, Tianyi Jiang holds multiple positions at AVPT: he serves as the Chief Executive Officer, Director, and is also a 10% Owner of the company.

What is AVPT CEO's planned donation schedule to Cornell University?

The Form 4 reveals that CEO Tianyi Jiang has committed to making five annual charitable gifts to Cornell University through June 30, 2028. Each annual installment is required to be valued at not less than $400,000, with the June 2025 donation being the second in the series.
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