AvePoint (AVPT) director John Ho granted 16,493 restricted stock units

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ho John Chi On reported acquisition or exercise transactions in this Form 4 filing.

AvePoint, Inc. director John Chi On Ho received a grant of 16,493 shares of Common Stock, represented as restricted stock units (RSUs) valued at $11.52 per share. These RSUs are compensation under the 2021 Equity Incentive Plan and are not an open-market purchase.

All of the RSUs will vest on June 1, 2027, contingent on his continued service with the company through that date. Following this award, he holds 3,749,172 shares of AvePoint common stock directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Ho John Chi On

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	16,493	$11.52	$190K

Holdings After Transaction: Common Stock — 3,749,172 shares (Direct, null)

Footnotes (1)

This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.

Key Figures

RSU grant size: 16,493 shares Grant reference price: $11.52 per share Post-transaction holdings: 3,749,172 shares +1 more

4 metrics

RSU grant size 16,493 shares Restricted stock units granted on June 1, 2026

Grant reference price $11.52 per share Value per share for the RSU award

Post-transaction holdings 3,749,172 shares Total AvePoint common shares held directly after grant

RSU vesting date June 1, 2027 100% of the RSUs vest on this date

Key Terms

restricted stock units, RSU, 2021 Equity Incentive Plan, vesting

4 terms

restricted stock units financial

"This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU financial

"Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

2021 Equity Incentive Plan financial

"RSUs granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan."

vesting financial

"100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 05:56 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ho John Chi On

(Last)

(First)

(Middle)

C/O JANCHOR PARTNERS LIMITED

1608 ONE EXCHANGE SQUARE

(Street)

CENTRAL, HONG KONG

(City)

(State)

(Zip)

HONG KONG

(Country)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	06/01/2026		A		16,493⁽²⁾	A	$11.52	3,749,172	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.

	/s/ Brian Michael Brown, Attorney-in-Fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AvePoint (AVPT) report for John Chi On Ho?

AvePoint reported that director John Chi On Ho received a grant of 16,493 restricted stock units, each representing one share of common stock at $11.52 per share, as equity compensation under the company’s 2021 Equity Incentive Plan.

Is the AvePoint (AVPT) Form 4 transaction a stock purchase or compensation grant?

The Form 4 transaction is a compensation-related grant, not an open-market stock purchase. John Chi On Ho received 16,493 restricted stock units under AvePoint’s 2021 Equity Incentive Plan as part of his director compensation package.

When do John Chi On Ho’s AvePoint (AVPT) RSUs from this grant vest?

All restricted stock units from this grant vest on June 1, 2027. Vesting is contingent on John Chi On Ho’s continued service with AvePoint through that date, after which each RSU converts into one share of common stock.

How many AvePoint (AVPT) shares does John Chi On Ho hold after this Form 4 transaction?

After the RSU grant, John Chi On Ho holds 3,749,172 shares of AvePoint common stock directly. This total includes the effect of the newly granted restricted stock units disclosed in the Form 4 filing.

What plan governs the restricted stock units granted to AvePoint (AVPT) director John Chi On Ho?

The restricted stock units were granted under AvePoint’s 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting, aligning director compensation with long-term shareholder interests.