Welcome to our dedicated page for AvePoint SEC filings (Ticker: AVPT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AvePoint, Inc. filings document the company’s financial results, governance matters, capital structure and public-company securities activity. Form 8-K reports furnish quarterly and annual operating results, including SaaS revenue, total revenue, annual recurring revenue and related financial-condition disclosures tied to the company’s cloud data protection business.
Proxy materials and annual meeting reports cover director elections, executive compensation votes, auditor ratification and board governance. Other filings address common stock offering activity under shelf registration materials, the company’s secondary listing context for common stock, and the removal of AvePoint warrants from Nasdaq listing and registration.
AvePoint, Inc.’s chief financial officer reported a routine tax-related share withholding connected to equity compensation. On 12/12/2025, 6,120 shares of common stock were withheld at $13.89 per share to cover income tax obligations arising from the vesting or settlement of restricted stock units (RSUs) granted under the company’s 2021 Equity Incentive Plan.
This exempt transaction did not reflect a discretionary sale by the officer. After the withholding, the officer beneficially owns 200,130 shares of AvePoint common stock, including both regular shares and vested and unvested RSUs, each RSU representing the right to receive one share upon vesting.
AvePoint, Inc.'s Chief Executive Officer, who is also a director, reported an automatic tax-withholding transaction involving company stock. On 12/12/2025, 2,914 shares of AvePoint common stock were withheld by the company at a price of $13.89 per share to satisfy income tax obligations triggered by the vesting or settlement of restricted stock units (RSUs) granted under the 2021 Equity Incentive Plan. The filing characterizes this as an exempt Rule 16b-3 transaction and notes that it does not represent a discretionary trade by the insider. After this withholding, the reporting person beneficially owned 2,150,588 shares of AvePoint common stock, including both non-RSU shares and vested and unvested RSUs.
AvePoint, Inc. disclosed that its executive chairman and director had 4,025 shares of common stock withheld on December 12, 2025 to satisfy tax and related obligations arising from the vesting or settlement of equity awards, at a price of $13.89 per share. The company explains this was an exempt, non-discretionary transaction in which shares were delivered or withheld to cover income tax withholding and remittance obligations.
The reported holdings after this event total 759,677 shares beneficially owned directly, which include both non‑RSU common stock and aggregate vested and unvested restricted stock units granted under AvePoint’s 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of common stock upon vesting.
AvePoint, Inc. reported Q3 2025 results. Total revenue was $109.7 million, driven by SaaS $83.98 million, services $13.77 million, term license and support $11.14 million, and maintenance $0.84 million. Gross profit reached $81.58 million, with income from operations of $8.13 million and other income of $4.68 million, resulting in net income of $13.02 million and diluted EPS of $0.06.
Cash and cash equivalents were $471.64 million as of September 30, 2025, supported by warrant exercises that generated $168.19 million year to date. Deferred revenue totaled $174.20 million, and remaining performance obligations were $475.2 million, with approximately 57% expected to be recognized over the next twelve months.
During the quarter, AvePoint completed an acquisition of Ydentic with estimated consideration of $20.4 million. The company also executed its share repurchase program, retiring 1,743,455 shares year to date for $27.31 million. AvePoint completed a secondary listing on the SGX in connection with a secondary offering; AvePoint did not receive proceeds from those share sales.
AvePoint, Inc. (AVPT) furnished an 8-K announcing it issued a press release reporting financial results for the third quarter ended September 30, 2025. The press release is attached as Exhibit 99.1 and the information under Item 2.02 is being furnished, not filed, under the Exchange Act.
AvePoint, Inc. (AVPT) insider filing shows Executive Chairman and Director reported open‑market sales of common stock on two dates. On 11/03/2025, 41,679 shares were sold at $13.96 per share. On 11/04/2025, 18,321 shares were sold at $13.80 per share.
The transactions were made under a Rule 10b5-1 trading plan adopted on June 22, 2025. Following these sales, the reporting person beneficially owned 15,040,668 shares indirectly, held by various trusts and LLCs for which he is affiliated or acts as trustee.
AvePoint (AVPT) reported an insider transaction by its Director and Chief Legal Officer. On October 24, 2025, the reporting person sold 1,848 shares of common stock at $15.03 per share under a Rule 10b5-1 plan adopted on December 18, 2024. Following the sale, the reporting person beneficially owned 631,893 shares, held directly. Beneficial ownership includes non‑RSU shares and RSUs subject to previously disclosed vesting schedules.
AvePoint (AVPT) disclosed an insider transaction by its Chief Executive Officer and director on 10/17/2025. The reporting person exercised stock options and acquired common shares in three transactions: 299,435, 158,634, and 37,974 shares, at exercise prices of $1.34, $1.59, and $3.91, respectively. After these exercises, the reporting person beneficially owned 2,153,502 shares, held directly.
The holdings reflect common stock and restricted stock units granted under AvePoint’s equity incentive plans, as noted in the footnotes.
AvePoint (AVPT) filed an amended Form 4 reporting that its Chief Executive Officer and Director exercised multiple stock option tranches on 10/13/2025 under the 2016 Equity Incentive Plan. The amendment adds these specific tranches to the prior filing.
The transactions (code M) cover options for 569,707 shares at an exercise price of $1.34, 362,850 shares at $1.59, and 1,716,047 shares at $3.91, each into common stock. Following these entries, the reported remaining derivative securities beneficially owned declined sequentially to 3,000,104, with ownership shown as Direct. Table I reflects no separate non-derivative share transactions in this excerpt.
AvePoint, Inc. (AVPT) CEO and Director reported an insider transaction. On 10/15/2025, the reporting person transferred 1,542,779 shares of common stock from direct ownership to River Valley Ltd. in connection with a loan repayment totaling $22,542,001, reported as a change in the form of ownership (Code J). The transaction carried a reported price of $14.61 per share.
Following the transaction, direct beneficial ownership was 1,657,459 shares. Indirect beneficial ownership was 15,384,632 shares, held by trusts and LLCs as noted. Footnotes state indirect holdings include shares at entities affiliated with or overseen by the reporting person.