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Anteris Technologies Global Corp. reported $1.9M in revenue and a $94.1M net loss for fiscal 2025. See the full AVR financial statements: income statement, balance sheet, cash flow and ratios, each column linked to its SEC filing.

L1 Capital sells 7,800 Anteris shares at $8.83

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Anteris Technologies Global Corp. (AVR) had insider activity reported by major shareholder L1 Capital Pty Ltd. On 2026-08-28, entities controlled and managed by L1 Capital sold 7,800 shares of Common Stock at $8.83 per share in an indirect transaction, leaving 4,803,541 Common shares held indirectly. L1 Capital-related funds also hold 5,359,470 CHESS Depository Interests, each representing one underlying common share, and 1,333,334 CHESS Depository Interest Warrants with an exercise price of AUD 11.50 expiring on 2030-10-30, all reported as indirect holdings.

Positive

  • None.

Negative

  • None.
Insider L1 Capital Pty Ltd
Role 10% Owner
Sold 7,800 shs ($69K)
Type Security Shares Price Value
Sale Common Stock F1, F2 7,800 $8.83 $69K
holding CHESS Depository Interests F1, F3, F4, F2 -- -- --
holding CHESS Depository Interest Warrants F1, F5, F6, F7, F2 -- -- --
Holdings After Transaction: Common Stock — 4,803,541 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 contracts (Indirect, See footnote); CHESS Depository Interest Warrants — 1,333,334 contracts (Indirect, See footnote)
Footnotes (7)
  1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
  2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
  3. F3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
  4. F4. Not applicable
  5. F5. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.
  6. F6. Australian Dollars (AUD)
  7. F7. Subject to exercise price
Common Stock sold 7,800 shares Sale on 2026-08-28 by entities controlled and managed by L1 Capital Pty Ltd
Sale price per Common share $8.83 per share Sale of 7,800 AVR Common shares on 2026-08-28
Common Stock held after transaction 4,803,541 shares Indirect Common Stock holdings following the 2026-08-28 sale
CHESS Depository Interests held 5,359,470 CHESS Depository Interests Each represents one underlying AVR common share; exchangeable within 60 days
CHESS Depository Interest Warrants held 1,333,334 warrants Each warrant represents one CHESS Depository Interest
Warrant exercise price AUD 11.50 Exercise price for CHESS Depository Interest Warrants expiring 2030-10-30
Warrant expiry date 2030-10-30 Expiration of CHESS Depository Interest Warrants
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
CHESS Depository Interest Warrants financial
"The CHESS Depository Interest Warrants represent one CHESS Depository Interest"
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2."
Securities Exchange Act of 1934 regulatory
"ownership reports under the Securities Exchange Act of 1934"

FAQ

What insider transaction did AVR report for L1 Capital Pty Ltd?

AVR reported that entities controlled and managed by L1 Capital Pty Ltd sold 7,800 shares of Common Stock on 2026-08-28 at $8.83 per share, with the position reported as held indirectly through related funds.

How many AVR common shares does L1 Capital report holding after the sale?

After the 7,800-share sale, entities controlled and managed by L1 Capital report holding 4,803,541 shares of Common Stock of AVR indirectly. This figure reflects the holdings following the reported transaction on 2026-08-28.

Are L1 Capital’s reported AVR holdings direct or indirect?

All reported AVR positions are described as held indirectly. The disclosure states the shares are owned by the L1 Long Short Fund Limited, L1 Capital Long Short Fund, and L1 Capital Long Short (Master) Fund, which are controlled and managed by L1 Capital Pty Ltd.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
L1 Capital Pty Ltd

(Last)(First)(Middle)
LEVEL 45
101 COLLINS STREET

(Street)
MELBOURNE VIC 300000000

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)08/28/2026S7,800D$8.834,803,541ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
CHESS Depository Interests(1)(3)(3) (3) (4)Common Stock5,359,4705,359,470ISee footnote(2)
CHESS Depository Interest Warrants(1)(5)$11.5(6)05/01/2026(7)10/30/2030CHESS Depository Interests1,333,3341,333,334ISee footnote(2)
Explanation of Responses:
1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
4. Not applicable
5. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.
6. Australian Dollars (AUD)
7. Subject to exercise price
/s/ Joel Arber, Director09/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)