American Wtr Wks Co Inc SEC Filings

Lisa A. Grow, a director of American Water Works Company, Inc. (AWK), was reported as acquiring 868 shares on 08/26/2025. The Form 4 shows 868 stock units granted that vested on the grant date and will convert one-for-one into common stock, with a reported price of $0, indicating a compensation grant rather than a market purchase. After the transaction the reporting person beneficially owns 868 shares. The filing was signed by an attorney-in-fact on 08/27/2025.

Lisa A. Grow, a director of American Water Works Company, Inc. (AWK), filed an initial Form 3 reporting the ownership status as of 08/26/2025. The filing states that no securities are beneficially owned by Ms. Grow. The form was signed on behalf of Ms. Grow by an attorney-in-fact on 08/27/2025. This disclosure notifies investors and the market that the reporting director holds no reportable equity position in the company at the reported date.

American Water Works reported two material financings and related equity arrangements. The company entered Additional Forward Sale Agreements on August 7, 2025 relating to 1,056,338 Borrowed Optional Shares of common stock with an initial forward sale price of $139.657 per share and settlement possible at American Water's discretion on or before December 31, 2026. American Water estimates net proceeds of approximately $147.5 million if all Additional Forward Sale Agreements are physically settled in full. The agreements include pricing adjustments tied to an overnight bank funding rate less a spread and reductions for expected dividends, and permit cash or net share settlement under specified conditions.

Separately, on August 8, 2025, American Water Capital Corp. closed a registered offering of $900 million aggregate principal amount of 5.700% Senior Notes due 2055, receiving net proceeds of approximately $887.2 million after underwriting discounts. AWCC intends to lend proceeds to American Water and subsidiaries in its Regulated Businesses, repay commercial paper, and use remaining amounts for general corporate purposes. Exhibits to the filing include the Additional Forward Sale Agreements and offering documents.

American Water Capital Corp. (AWCC), the finance subsidiary of American Water Works Company, Inc. (NYSE: AWK), has filed a preliminary prospectus supplement (Form 424B5) for an unspecified aggregate principal amount of new senior unsecured notes maturing 1 Sept 20 . The coupon, spread and size will be set at pricing; interest will be paid semi-annually each 1 Mar and 1 Sept, beginning 1 Mar 2026.

The notes rank pari-passu with AWCC’s existing senior debt and benefit from a support agreement—functionally a full guarantee—by the parent company. They are effectively junior to any future secured debt and structurally junior to liabilities at operating subsidiaries.

Use of proceeds: (i) lend funds to AWK and its regulated utility subsidiaries, (ii) repay outstanding commercial paper ( $1.575 billion at 5 Aug 2025; 7-day WA maturity 4.57%), and (iii) general corporate purposes. As of 30 Jun 2025 AWK carried $14.99 billion total debt, including $13.4 billion long-term and $1.59 billion CP; subsidiaries held an additional $1.19 billion of secured and tax-exempt obligations.

Issuer profile: AWK is the largest publicly-traded U.S. water and wastewater utility, serving 14 million people across 24 states. FY 2024 revenue was $4.68 billion with $1.05 billion net income. Regulated operations contributed 92 % of revenue in both FY 2024 and 1H 2025.

Key terms: optional make-whole call prior to par-call date (Treasury + spread), 100 % par thereafter; denominations $1,000; no sinking fund; governed by New York law; joint book-runners U.S. Bancorp, J.P. Morgan, and PNC.