American States Water files Form 144 for 550-share sale

Rhea-AI Filing Summary

American States Water (AWR) filed a Form 144 notice for a planned sale of 550 common shares through Charles Schwab, with an aggregate market value of $41,013.50. The shares are expected to be sold on or about 11/10/2025 on the NYSE.

The shares to be sold were acquired via stock option exercises on 05/23/2006 (31 shares), 09/18/2023 (50 shares), and 09/04/2024 (469 shares). AWR reported 38,714,426 shares outstanding.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	550	41013.50	38714426	11/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/23/2006	Stock Option Exercise	Issuer			31	05/23/2006	Broker Check
Common	09/18/2023	Stock Option Exercise	Issuer			50	09/18/2023	Broker Check
Common	09/04/2024	Stock Option Exercise	Issuer			469	09/04/2024	Broker Check

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did AWR disclose in this Form 144 filing?

A planned sale of 550 common shares with an aggregate market value of $41,013.50.

When is the planned sale date for AWR shares?

Approximately 11/10/2025.

Which broker is handling the planned AWR share sale?

Charles Schwab, 3000 Schwab Way, Westlake, TX 76262.

On which exchange will the AWR shares be sold?

The NYSE.

How were the AWR shares being sold acquired?

Via stock option exercises on 05/23/2006 (31), 09/18/2023 (50), and 09/04/2024 (469).

How many AWR shares are outstanding?

38,714,426 shares outstanding.