Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Axos Financial, Inc. (NYSE: AX), the holding company for Axos Bank, Axos Clearing LLC, and Axos Invest, Inc. Through these filings, investors can review the company’s detailed financial statements, risk disclosures, governance information, and documentation of material events affecting the business.
Axos Financial’s SEC reporting includes annual reports on Form 10-K and quarterly reports on Form 10-Q, which present consolidated financial results for its Banking Business Segment and Securities Business Segment. These reports typically cover net interest income, non-interest income, provisions for credit losses, non-interest expense, segment performance, capital ratios, and metrics such as book value and tangible book value per common share. They also describe Axos Bank’s nationwide consumer and business banking activities and the securities clearing and digital advisory services provided by Axos Clearing and Axos Invest.
Current reports on Form 8-K document significant events such as earnings releases, material definitive agreements, capital markets transactions, and acquisitions. Recent 8-K filings describe Axos Financial’s issuance of 7.00% Fixed-to-Floating Rate Subordinated Notes due 2035, the agreement and subsequent closing of the acquisition of Verdant Commercial Capital, LLC, the purchase of a commercial office complex in San Diego, California that Axos Bank intends to occupy as its headquarters at a future date, and matters submitted to a vote of stockholders at the annual meeting. Other 8-Ks address changes involving directors or certain officers and the use of investor presentations.
The company’s proxy statement on Form DEF 14A provides information on board composition, director elections, executive compensation, equity incentive plans, and shareholder voting procedures. It also outlines the agenda for the annual meeting of stockholders and the board’s recommendations on each proposal, including advisory votes on executive compensation and ratification of the independent registered public accounting firm.
On Stock Titan, these filings are supplemented with AI-powered summaries designed to highlight key points from lengthy documents. Users can quickly identify major changes in Axos Financial’s financial condition, capital structure, governance, and strategic transactions, and then drill into the full text of 10-K, 10-Q, 8-K, and DEF 14A filings as needed. Insider transaction reports on Form 4 and other ownership-related filings, when available, can also be reviewed to understand trading activity by directors and officers.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of common stock. On February 11, 2026, he sold 1,000 shares of Axos Financial common stock at $97 per share. After this transaction, he directly owns 81,217 shares of the company’s common stock.
Axos Financial, Inc., through its subsidiary Axos Bank, agreed to acquire approximately $2.6 billion of U.S. consumer deposits from Jenius Bank, the digital banking business of SMBC MANUBANK. Axos Bank will receive cash equal to the acquired deposit balances, less a negotiated premium.
The transaction requires approval from the Office of the Comptroller of the Currency and is expected to close in late March 2026 or April 2026. At closing, Axos will assume the related deposit liabilities and associated records under a detailed deposit purchase agreement.
Axos Financial shareholder files notice to sell restricted stock under Rule 144. The filing covers 1,000 shares of common stock, with an aggregate market value of $97,000, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around 02/10/2026.
The seller acquired these 1,000 shares as restricted stock directly from the issuer on 11/14/2025. The issuer had 56,678,249 shares of common stock outstanding at the time referenced, providing scale for the planned sale.
Axos Financial, Inc. executive Thomas M. Constantine, EVP and Chief Credit Officer, reported a sale of company stock. On 02/06/2026, he sold 3,260 shares of Axos Financial common stock at a price of $100 per share.
After this transaction, Constantine beneficially owns 16,077 shares of Axos Financial common stock directly. He also holds an additional 2,776 shares indirectly through a 401(k) plan, reflecting his remaining equity stake in the company following the reported sale.
Axos Financial EVP and CFO Derrick Walsh reported a stock sale. On February 6, 2026, he sold 4,846 shares of Axos Financial common stock at a weighted average price of $101.21 per share in multiple trades between $101.19 and $101.30.
After this transaction, Walsh directly beneficially owned 37,936 common shares. He also indirectly held 2,737 common shares through a 401(k) plan, indicating he retains a meaningful equity stake in the company following the reported sale.
Axos Financial director James John Court reported a sale of company stock. On February 6, 2026, he sold 11,163 shares of Axos Financial common stock at a weighted average price of
After this transaction, Court directly held 32,169 shares of Axos Financial common stock. The filing also notes an additional 1,200 shares held indirectly through his spouse’s IRA account.
Axos Financial insider files notice to sell common stock under Rule 144. The person for whose account the securities will be sold plans to sell 4,846 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of 490,441.85, on or about 02/06/2026 on the NYSE.
The shares to be sold were acquired as restricted stock from the issuer in three transactions on 09/23/2024, 09/15/2025, and 09/23/2025, totaling 4,846 shares. The filing notes 56,678,249 shares of common stock outstanding.
Axos Financial, Inc. President and CEO Gregory Garrabrants, who is also a director, reported several transactions in Axos common stock. On February 4, 2026, he sold 43,294 shares of common stock at a weighted average price of
On February 5, 2026, he made two charitable gifts: 1,513 shares at
An insider related to AX common stock has filed a Rule 144 notice to sell 11,163 shares. The proposed sale is through Morgan Stanley Smith Barney LLC on or around 02/06/2026 on the NYSE, with an aggregate market value of $1,127,592.49.
The filing notes that 56,678,249 AX common shares were outstanding. The shares to be sold were acquired as restricted stock from the issuer on several dates in 2023–2025, including grants on 08/15/2023, 08/31/2023, 08/31/2024, and 11/14/2025.
An AX shareholder filed a notice to sell 3,260 common shares under Rule 144, with an aggregate market value of $326,000, through Morgan Stanley Smith Barney on or around February 6, 2026 on the NYSE.
The issuer lists 56,678,249 common shares outstanding for this class. The shares to be sold were acquired as restricted stock directly from the issuer on several dates in September 2024 and September 2025, with payment described as not applicable.
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