Axos Financial Inc SEC Filings

Gregory Garrabrants, President and Chief Executive Officer of Axos Financial, Inc. (AX), was granted 193,811 restricted stock units (RSUs) on 09/05/2025 under the Axos Financial, Inc. 2014 Stock Incentive Plan as part of his employment contract. Each RSU represents a contingent right to receive one share of common stock, and the award vests over four years with one-fourth vesting on each fiscal year-end following the grant date. After the grant, the filing reports direct beneficial ownership of 594,779 shares. The RSUs carry a reported price of $0.0, indicating no cash purchase price shown on the Form 4.

Candace L. Thiele, EVP & Chief Administrative Officer of Axos Financial, reported a sale of 700 shares of Axos Financial common stock on 09/03/2025 at an average price of $90.135 per share. After the sale she beneficially owned 23 shares directly and 167 shares indirectly (via a 401(k) plan), for a total of 190 shares disclosed on this Form 4. The filing was signed by an authorized filer on her behalf.

Axos Financial insider sale disclosed on Form 4. Director Nicholas Mosich sold a total of 5,000 shares of Axos Financial common stock across two transactions on 09/02/2025 and 09/03/2025. The filings report sales of 4,380 shares at a weighted average price of $90.012 and 620 shares at $90.50. After these transactions the reporting person beneficially owned 79,495 shares directly. The Form 4 was filed as a single reporting person disclosure and includes an explanatory note that the first sale was executed in multiple trades at prices ranging from $89.80 to $90.10.

Form 144 notice for Axos Financial, Inc. (AX) reports a proposed sale of 700 shares of Common stock through Morgan Stanley Smith Barney LLC with an aggregate market value of $63,094.50. The filing lists approximately 56,486,144 shares outstanding and an approximate sale date of 09/03/2025. The securities to be sold were acquired as restricted stock in three tranches: 176 shares on 03/15/2024, 194 shares on 09/15/2024, and 330 shares on 03/15/2025. The filer indicates no securities sold in the past three months. Several identifying fields such as the filer name/CIK and the named person for whose account the sale is to be made are not provided in the visible content.

Form 144 notice summary: This filing notifies a proposed sale of 620 shares of the issuer's common stock through Morgan Stanley Smith Barney LLC on 09/03/2025. The shares were acquired as restricted stock on 08/01/2021 from the issuer and carry an aggregate market value of $56,110.00. The record shows 4,380 shares were sold on 09/02/2025 by Nicholas Mosich for gross proceeds of $394,253.50. The total number of shares outstanding is listed as 56,486,144. The filer represents, by signing the notice, that they do not possess any undisclosed material adverse information about the issuer.

Axos Financial, Inc. reported a Notice of Proposed Sale on Form 144 for 4,380 common shares held as restricted stock to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $394,253.50. The filer shows the shares were acquired from the issuer as restricted stock on 08/01/2021 (1,000 shares), 08/31/2021 (1,690 shares) and 09/05/2021 (1,690 shares). The filing lists 56,486,144 shares outstanding and an approximate sale date of 09/02/2025. The filer discloses no sales of issuer securities in the past three months and affirms no undisclosed material adverse information.

Axos Financial describes a technology-driven banking and securities business with approximately $24.8 billion in total assets and $39.4 billion of assets under custody/administration at Axos Clearing as of the filing. The company operates two primary segments: Banking and Securities, offering deposits, a range of loan products (single-family mortgages, multifamily, CRE, commercial & industrial, auto and consumer), and clearing/custody and advisory services for RIAs and broker-dealers. Key items disclosed include a fiscal 2025 effective tax rate of 29.42%, net charge-offs of $25.6 million (up from prior year), an allowance for credit losses reported at $290,049, and active share repurchase programs with $58.5 million repurchased in FY2025 and $148.1 million remaining available as of June 30, 2025. Management reports the Company and Bank were well capitalized and in compliance with capital covenants as of June 30, 2025.

James S. Argalas, a director of Axos Financial (AX), donated 1,100 shares of the company's common stock to a charitable fund on 08/12/2025. The shares were transferred at $88.05 per share, and the filing states the donation's value as $96.855. After the gift, Mr. Argalas is reported to beneficially own 71,195 shares directly. The Form 4 shows this was reported by a single reporting person and identifies the transaction with Code G (gift).

The disclosure documents an insider charitable gift rather than a sale, reducing his direct holdings by 1,100 shares while leaving a substantial remaining holding. All figures above are taken directly from the Form 4 content.

Axos Financial, Inc. disclosed it will use the presentation included in the exhibits at investor meetings beginning on or around August 14, 2025 and during the next few months. The materials are presented as of August 12, 2025 and the company states they are not deemed to be "filed" under Section 18 of the Exchange Act nor incorporated by reference into other filings except by specific reference. Exhibits filed include presentation files 99.1 and 99.2 and an Inline XBRL cover page 104. The filing is signed by CFO Derrick K. Walsh.