Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Axos Financial, Inc. filings document the bank holding company’s operating results, material events, capital structure and public-company disclosures. Its SEC records identify common stock with a $0.01 par value listed on the New York Stock Exchange under AX and include 8-K reports for quarterly results, earnings supplements and Regulation FD investor presentations.
The filings also cover disclosure areas tied to Axos Bank, Axos Clearing LLC and Axos Invest, Inc., including Banking Business and Securities Business segment results, material agreements, shareholder voting matters, bank regulatory matters, risk language and capital-structure information.
An insider related to AX common stock has filed a Rule 144 notice to sell 11,163 shares. The proposed sale is through Morgan Stanley Smith Barney LLC on or around 02/06/2026 on the NYSE, with an aggregate market value of $1,127,592.49.
The filing notes that 56,678,249 AX common shares were outstanding. The shares to be sold were acquired as restricted stock from the issuer on several dates in 2023–2025, including grants on 08/15/2023, 08/31/2023, 08/31/2024, and 11/14/2025.
An AX shareholder filed a notice to sell 3,260 common shares under Rule 144, with an aggregate market value of $326,000, through Morgan Stanley Smith Barney on or around February 6, 2026 on the NYSE.
The issuer lists 56,678,249 common shares outstanding for this class. The shares to be sold were acquired as restricted stock directly from the issuer on several dates in September 2024 and September 2025, with payment described as not applicable.
AX has a planned sale of restricted common stock under Rule 144. A holder intends to sell 43,294 common shares through Morgan Stanley Smith Barney LLC on or about 02/04/2026 on the NYSE, with an aggregate market value of $4,290,379.20.
These shares were acquired as restricted stock from the issuer on 06/30/2025, in the same amount of 43,294 shares. The filing notes that 56,678,249 common shares were outstanding when this notice was prepared.
AX has a planned sale of restricted shares under Rule 144. A holder filed to sell 32,719 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of 3,224,850.08 and total shares outstanding of 56,678,249. The shares were acquired on 08/01/2023 through restricted stock vesting under a registered plan, with the approximate sale date listed as 02/03/2026.
Axos Financial, Inc. filed a Form 8-K to furnish a Regulation FD disclosure about an investor presentation. The company plans to use the materials in investor meetings beginning on or around February 2, 2026 and over the next few months. The presentation is provided as Exhibits 99.1 and 99.2 and is expressly furnished, not deemed filed under the Exchange Act or incorporated by reference into other securities filings unless specifically referenced.
The company with ticker AX has a shareholder planning to sell 18,192 shares of common stock under Rule 144. The planned sale, through Morgan Stanley Smith Barney LLC on the NYSE around 01/30/2026, has an aggregate market value of $1,764,072.78. The filing notes 56,678,249 shares outstanding and shows these shares were acquired as restricted stock from the issuer on 08/28/2021.
Axos Financial, Inc. reported strong quarterly growth for the three months ended December 31, 2025. Net income rose to $128.4 million from $104.7 million a year earlier, and diluted earnings per share increased to $2.22 from $1.80. Net interest income reached $331.7 million, up from $280.1 million, driven by higher loan balances.
Total assets increased to $28.2 billion from $24.8 billion as loans held for investment grew to $24.8 billion. Deposits rose to $23.2 billion, while stockholders’ equity expanded to $2.93 billion. The allowance for credit losses on loans increased to $327.0 million, reflecting portfolio growth and updated economic assumptions.
Axos completed the all-cash acquisition of Verdant Commercial Capital, LLC on September 30, 2025. The transaction brought in about $1.2 billion of loans and leases and total consideration of approximately $566.9 million, including settlement of Verdant debt and up to $50.0 million of performance-based contingent consideration. Verdant contributed $30.1 million of net revenue for the period.
Axos Financial, Inc. filed a current report to share that it has released its fiscal second quarter results for the period ended December 31, 2025. The company issued a press release with these results and also prepared a quarterly earnings supplement.
The press release is provided as Exhibit 99.1, while the earnings supplement is furnished in two formats as Exhibits 99.2 and 99.3, including a PDF version. This information is being furnished, not filed, which means it is not subject to certain liability provisions of the federal securities laws and is not automatically incorporated into other Axos Securities Act or Exchange Act filings.
Axos Financial, Inc. reported that its subsidiary, Axos Bank, entered into an agreement on December 31, 2025 to purchase a multi-building commercial office complex with associated amenities in San Diego, California. The property is currently leased and offered for lease to third parties, and the bank plans to retain a qualified third-party property management company to manage it.
At a later date, Axos Bank intends to use the complex as its headquarters, shifting from third-party tenants to corporate use over time. The transaction is anticipated to close in January 2026, indicating a planned consolidation of key operations into a dedicated owned facility.
Axos Financial, Inc. disclosed that on December 15, 2025, David Park informed the company of his resignation from his role as President, Head of Commercial Bank at Axos Bank, a subsidiary of Axos Financial. His resignation will be effective on a later date that was not specified in the disclosure. The company stated that Mr. Park’s resignation was not due to any disagreement on any matter relating to Axos Financial.