Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Axos Financial, Inc. filings document the bank holding company’s operating results, material events, capital structure and public-company disclosures. Its SEC records identify common stock with a $0.01 par value listed on the New York Stock Exchange under AX and include 8-K reports for quarterly results, earnings supplements and Regulation FD investor presentations.
The filings also cover disclosure areas tied to Axos Bank, Axos Clearing LLC and Axos Invest, Inc., including Banking Business and Securities Business segment results, material agreements, shareholder voting matters, bank regulatory matters, risk language and capital-structure information.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of company stock. On February 17, 2026, he sold 1,275 shares of common stock at a price of $98.00 per share. After this transaction, he directly owned 79,942 shares of Axos Financial common stock.
Axos Financial insider Nicholas Mosich has filed a Form 144 notice to sell 1,275 shares of common stock. The proposed sale, with an aggregate market value of 124,950.00, is planned through Morgan Stanley Smith Barney LLC on the NYSE around 02/17/2026.
The 1,275 shares were acquired as restricted stock from the issuer on 08/31/2023. The filing also notes that Mosich sold 1,000 common shares during the past three months on 02/10/2026 for gross proceeds of 97,000.00.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of common stock. On February 11, 2026, he sold 1,000 shares of Axos Financial common stock at $97 per share. After this transaction, he directly owns 81,217 shares of the company’s common stock.
Axos Financial, Inc., through its subsidiary Axos Bank, agreed to acquire approximately $2.6 billion of U.S. consumer deposits from Jenius Bank, the digital banking business of SMBC MANUBANK. Axos Bank will receive cash equal to the acquired deposit balances, less a negotiated premium.
The transaction requires approval from the Office of the Comptroller of the Currency and is expected to close in late March 2026 or April 2026. At closing, Axos will assume the related deposit liabilities and associated records under a detailed deposit purchase agreement.
Axos Financial shareholder files notice to sell restricted stock under Rule 144. The filing covers 1,000 shares of common stock, with an aggregate market value of $97,000, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around 02/10/2026.
The seller acquired these 1,000 shares as restricted stock directly from the issuer on 11/14/2025. The issuer had 56,678,249 shares of common stock outstanding at the time referenced, providing scale for the planned sale.
Axos Financial, Inc. executive Thomas M. Constantine, EVP and Chief Credit Officer, reported a sale of company stock. On 02/06/2026, he sold 3,260 shares of Axos Financial common stock at a price of $100 per share.
After this transaction, Constantine beneficially owns 16,077 shares of Axos Financial common stock directly. He also holds an additional 2,776 shares indirectly through a 401(k) plan, reflecting his remaining equity stake in the company following the reported sale.
Axos Financial EVP and CFO Derrick Walsh reported a stock sale. On February 6, 2026, he sold 4,846 shares of Axos Financial common stock at a weighted average price of $101.21 per share in multiple trades between $101.19 and $101.30.
After this transaction, Walsh directly beneficially owned 37,936 common shares. He also indirectly held 2,737 common shares through a 401(k) plan, indicating he retains a meaningful equity stake in the company following the reported sale.
Axos Financial director James John Court reported a sale of company stock. On February 6, 2026, he sold 11,163 shares of Axos Financial common stock at a weighted average price of $101.01 per share, through multiple trades between $100.77 and $101.42.
After this transaction, Court directly held 32,169 shares of Axos Financial common stock. The filing also notes an additional 1,200 shares held indirectly through his spouse’s IRA account.
Axos Financial insider files notice to sell common stock under Rule 144. The person for whose account the securities will be sold plans to sell 4,846 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of 490,441.85, on or about 02/06/2026 on the NYSE.
The shares to be sold were acquired as restricted stock from the issuer in three transactions on 09/23/2024, 09/15/2025, and 09/23/2025, totaling 4,846 shares. The filing notes 56,678,249 shares of common stock outstanding.
Axos Financial, Inc. President and CEO Gregory Garrabrants, who is also a director, reported several transactions in Axos common stock. On February 4, 2026, he sold 43,294 shares of common stock at a weighted average price of $99.099 per share, leaving 1,418,751 shares owned directly after that sale.
On February 5, 2026, he made two charitable gifts: 1,513 shares at $98.97 per share, valued at $149,742, and 1,009 shares at $98.97 per share, valued at $99,861. After the reported transactions, he directly held 1,416,229 shares of Axos common stock, plus 2,890 shares held indirectly through a 401(k) Plan and 170,680 shares held indirectly by a trust.