Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Axos Financial, Inc. (NYSE: AX), the holding company for Axos Bank, Axos Clearing LLC, and Axos Invest, Inc. Through these filings, investors can review the company’s detailed financial statements, risk disclosures, governance information, and documentation of material events affecting the business.
Axos Financial’s SEC reporting includes annual reports on Form 10-K and quarterly reports on Form 10-Q, which present consolidated financial results for its Banking Business Segment and Securities Business Segment. These reports typically cover net interest income, non-interest income, provisions for credit losses, non-interest expense, segment performance, capital ratios, and metrics such as book value and tangible book value per common share. They also describe Axos Bank’s nationwide consumer and business banking activities and the securities clearing and digital advisory services provided by Axos Clearing and Axos Invest.
Current reports on Form 8-K document significant events such as earnings releases, material definitive agreements, capital markets transactions, and acquisitions. Recent 8-K filings describe Axos Financial’s issuance of 7.00% Fixed-to-Floating Rate Subordinated Notes due 2035, the agreement and subsequent closing of the acquisition of Verdant Commercial Capital, LLC, the purchase of a commercial office complex in San Diego, California that Axos Bank intends to occupy as its headquarters at a future date, and matters submitted to a vote of stockholders at the annual meeting. Other 8-Ks address changes involving directors or certain officers and the use of investor presentations.
The company’s proxy statement on Form DEF 14A provides information on board composition, director elections, executive compensation, equity incentive plans, and shareholder voting procedures. It also outlines the agenda for the annual meeting of stockholders and the board’s recommendations on each proposal, including advisory votes on executive compensation and ratification of the independent registered public accounting firm.
On Stock Titan, these filings are supplemented with AI-powered summaries designed to highlight key points from lengthy documents. Users can quickly identify major changes in Axos Financial’s financial condition, capital structure, governance, and strategic transactions, and then drill into the full text of 10-K, 10-Q, 8-K, and DEF 14A filings as needed. Insider transaction reports on Form 4 and other ownership-related filings, when available, can also be reviewed to understand trading activity by directors and officers.
Axos Financial, Inc. filed a current report to share that it has released its fiscal second quarter results for the period ended December 31, 2025. The company issued a press release with these results and also prepared a quarterly earnings supplement.
The press release is provided as Exhibit 99.1, while the earnings supplement is furnished in two formats as Exhibits 99.2 and 99.3, including a PDF version. This information is being furnished, not filed, which means it is not subject to certain liability provisions of the federal securities laws and is not automatically incorporated into other Axos Securities Act or Exchange Act filings.
Axos Financial, Inc. reported that its subsidiary, Axos Bank, entered into an agreement on December 31, 2025 to purchase a multi-building commercial office complex with associated amenities in San Diego, California. The property is currently leased and offered for lease to third parties, and the bank plans to retain a qualified third-party property management company to manage it.
At a later date, Axos Bank intends to use the complex as its headquarters, shifting from third-party tenants to corporate use over time. The transaction is anticipated to close in January 2026, indicating a planned consolidation of key operations into a dedicated owned facility.
Axos Financial, Inc. disclosed that on December 15, 2025, David Park informed the company of his resignation from his role as President, Head of Commercial Bank at Axos Bank, a subsidiary of Axos Financial. His resignation will be effective on a later date that was not specified in the disclosure. The company stated that Mr. Park’s resignation was not due to any disagreement on any matter relating to Axos Financial.
Axos Financial, Inc. executive vice president and chief financial officer Derrick Walsh reported a charitable donation of company stock. On December 9, 2025, he transferred 150 shares of Axos common stock to a charitable fund at a price of $84.63 per share, for a total reported value of $12,694.50. After this donation, he beneficially owns 42,782 shares directly and 2,737 shares through a 401(k) plan.
Axos Financial, Inc. director reports stock sale
A director of Axos Financial, Inc. reported selling 2,145 shares of the company’s common stock on 12/08/2025 at a price of $86.2304 per share. After this transaction, the director beneficially owns 12,919 shares directly. The filing indicates this is a Form 4 submitted by a single reporting person in the capacity of director.
Axos Financial has a shareholder filing a notice to sell 2,145 shares of its common stock under Rule 144. The shares have an aggregate market value of 184,964.21 and are planned to be sold on or about 12/08/2025 on the NYSE through Morgan Stanley Smith Barney LLC. These 2,145 shares were acquired as restricted stock from the issuer on 11/14/2025, with payment also dated 11/14/2025. The filing also notes that 56,644,002 shares of the issuer’s common stock are outstanding, providing a baseline for the size of this planned sale.
Axos Financial, Inc. reported an insider stock sale by one of its directors. On 12/05/2025, the director sold 2,145 shares of common stock in an open-market transaction coded as a sale. The weighted average sale price was about $84.59 per share, based on multiple trades executed between $84.55 and $84.71. Following this transaction, the director beneficially owns 46,209 shares of Axos Financial common stock in direct ownership.
A holder of AX common stock filed a notice to sell 2,145 shares of common stock, with an aggregate market value of $181,448.55. The planned sale is to be executed through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 12/05/2025.
The shares to be sold are part of the common stock of the issuer, which had 56,644,002 shares outstanding at the time indicated. The seller acquired these 2,145 shares as restricted stock from the issuer on 11/14/2025, with payment made on the same date.
Axos Financial, Inc. (AX) reported equity transactions by a director relating to restricted stock units (RSUs). On 11/14/2025, 4,289 RSUs were converted into shares of common stock at $79.12 per share, increasing the director’s directly held common stock to 14,539 shares before related dispositions. On the same date, 2,144 shares of common stock were withheld by Axos Financial, Inc. in exchange for cash paid to the director to cover tax liabilities tied to the vested RSUs, leaving 12,395 common shares directly owned after the transactions.
The RSUs had been granted under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with service on the Board of Directors and vest on the one-year anniversary of the grant date. In a separate transaction on 11/14/2025, the director received a new grant of 3,615 RSUs, which fully vest on January 3, 2027, each representing a contingent right to receive one share of common stock.
Axos Financial, Inc. director reported routine equity compensation activity involving restricted stock units (RSUs) settling into common shares. On 11/14/2025, 4,289 RSUs converted into 4,289 shares of common stock at an exercise price of $0.00 per share, and the director’s directly held common stock position became 10,290 shares. On the same date, 2,144 of those shares were disposed of at $79.12 per share to cover tax liabilities, leaving 8,146 shares of common stock held directly. Following these transactions, the director also holds 3,615 RSUs that were granted for Board service and are scheduled to fully vest on January 3, 2027, with each RSU representing a contingent right to receive one share of Axos common stock.