Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Axos Financial, Inc. filings document the bank holding company’s operating results, material events, capital structure and public-company disclosures. Its SEC records identify common stock with a $0.01 par value listed on the New York Stock Exchange under AX and include 8-K reports for quarterly results, earnings supplements and Regulation FD investor presentations.
The filings also cover disclosure areas tied to Axos Bank, Axos Clearing LLC and Axos Invest, Inc., including Banking Business and Securities Business segment results, material agreements, shareholder voting matters, bank regulatory matters, risk language and capital-structure information.
Axos Financial, Inc. executive vice president and chief financial officer Derrick Walsh reported a charitable donation of company stock. On December 9, 2025, he transferred 150 shares of Axos common stock to a charitable fund at a price of $84.63 per share, for a total reported value of $12,694.50. After this donation, he beneficially owns 42,782 shares directly and 2,737 shares through a 401(k) plan.
Axos Financial, Inc. director reports stock sale
A director of Axos Financial, Inc. reported selling 2,145 shares of the company’s common stock on 12/08/2025 at a price of $86.2304 per share. After this transaction, the director beneficially owns 12,919 shares directly. The filing indicates this is a Form 4 submitted by a single reporting person in the capacity of director.
Axos Financial has a shareholder filing a notice to sell 2,145 shares of its common stock under Rule 144. The shares have an aggregate market value of 184,964.21 and are planned to be sold on or about 12/08/2025 on the NYSE through Morgan Stanley Smith Barney LLC. These 2,145 shares were acquired as restricted stock from the issuer on 11/14/2025, with payment also dated 11/14/2025. The filing also notes that 56,644,002 shares of the issuer’s common stock are outstanding, providing a baseline for the size of this planned sale.
Axos Financial, Inc. reported an insider stock sale by one of its directors. On 12/05/2025, the director sold 2,145 shares of common stock in an open-market transaction coded as a sale. The weighted average sale price was about $84.59 per share, based on multiple trades executed between $84.55 and $84.71. Following this transaction, the director beneficially owns 46,209 shares of Axos Financial common stock in direct ownership.
A holder of AX common stock filed a notice to sell 2,145 shares of common stock, with an aggregate market value of $181,448.55. The planned sale is to be executed through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 12/05/2025.
The shares to be sold are part of the common stock of the issuer, which had 56,644,002 shares outstanding at the time indicated. The seller acquired these 2,145 shares as restricted stock from the issuer on 11/14/2025, with payment made on the same date.
Axos Financial, Inc. (AX) reported equity transactions by a director relating to restricted stock units (RSUs). On 11/14/2025, 4,289 RSUs were converted into shares of common stock at $79.12 per share, increasing the director’s directly held common stock to 14,539 shares before related dispositions. On the same date, 2,144 shares of common stock were withheld by Axos Financial, Inc. in exchange for cash paid to the director to cover tax liabilities tied to the vested RSUs, leaving 12,395 common shares directly owned after the transactions.
The RSUs had been granted under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with service on the Board of Directors and vest on the one-year anniversary of the grant date. In a separate transaction on 11/14/2025, the director received a new grant of 3,615 RSUs, which fully vest on January 3, 2027, each representing a contingent right to receive one share of common stock.
Axos Financial, Inc. director reported routine equity compensation activity involving restricted stock units (RSUs) settling into common shares. On 11/14/2025, 4,289 RSUs converted into 4,289 shares of common stock at an exercise price of $0.00 per share, and the director’s directly held common stock position became 10,290 shares. On the same date, 2,144 of those shares were disposed of at $79.12 per share to cover tax liabilities, leaving 8,146 shares of common stock held directly. Following these transactions, the director also holds 3,615 RSUs that were granted for Board service and are scheduled to fully vest on January 3, 2027, with each RSU representing a contingent right to receive one share of Axos common stock.
Axos Financial, Inc. (AX) reported an insider equity change by a director on a Form 4. On 11/14/2025, 4,289 Restricted Stock Units (RSUs) were settled into the same number of shares of common stock at a reference price of $79.12, increasing the director’s direct holdings to 50,498 shares. On the same date, 2,144 shares of common stock were disposed of at $79.12, representing shares retained by Axos Financial, Inc. in exchange for cash paid to the director to cover tax liabilities tied to the vested RSUs, leaving 48,354 common shares held directly. The filing also shows a new grant of 3,615 RSUs on 11/14/2025 in connection with the director’s Board service, which are scheduled to fully vest on January 3, 2027, with each RSU representing a contingent right to receive one share of common stock.
Axos Financial, Inc. (AX) director equity activity centered on restricted stock units and related tax withholding. The reporting director acquired 5,443 shares of common stock through the settlement of previously granted restricted stock units at a reference price of $79.12 per share, then disposed of 2,721 shares at $79.12 to cover tax liabilities, leaving 82,217 shares of common stock held directly.
In the derivative table, 5,443 restricted stock units converted into an equal number of common shares, and a new grant of 4,588 restricted stock units was reported, each representing the right to receive one share of Axos common stock at a stated price of $0.0. These 4,588 restricted stock units were granted under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with service on the Board of Directors and are scheduled to fully vest on January 3, 2027, resulting in 4,588 derivative securities beneficially owned directly after the transactions.
Axos Financial, Inc. (AX) director Paul Grinberg reported equity compensation activity involving the company’s common stock and restricted stock units (RSUs). On 11/14/2025, 12,865 RSUs were converted into the same number of common shares at an exercise price of $0.00 per share, increasing his holdings. On the same date, 6,432 common shares were withheld and surrendered to Axos Financial, Inc. at $79.12 per share to cover tax liabilities tied to the vesting, leaving 119,728 common shares beneficially owned directly.
The filing also shows a new grant of 10,845 RSUs on 11/14/2025 in connection with Grinberg’s service on the Board of Directors. Each RSU represents a right to receive one share of Axos common stock, and these RSUs fully vest on January 3, 2027, subject to the terms of the company’s Amended and Restated 2014 Stock Incentive Plan.