STOCK TITAN

[Form 4] Axos Financial, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

John Charles Tolla, Executive Vice President and Chief Risk Officer of Axos Financial, reported transactions on a Form 4 showing the vesting and issuance of restricted stock units. On 09/23/2025 he received 1,359 shares of common stock upon RSU vesting at a price basis shown as $88.46 per share, and Axos withheld 731 shares for tax withholding, leaving him with 31,313 shares beneficially owned directly after the transactions. In addition, he holds 2,591 shares indirectly through the company 401(k) plan, for total reported alignment with company equity incentives under the 2014 Stock Incentive Plan.

John Charles Tolla, vicepresidente esecutivo e direttore del rischio di Axos Financial, ha riportato operazioni in un modulo Form 4 che mostrano la maturazione e l'emissione di unità azionarie limitate (RSU). Il 23/09/2025 ha ricevuto 1.359 azioni ordinarie al vesting delle RSU, con una base di prezzo indicata come 88,46$ per azione, e Axos ha trattenuto 731 azioni per le imposte, lasciandolo con 31.313 azioni effettivamente possedute direttamente dopo le operazioni. Inoltre detiene 2.591 azioni indirettamente tramite il piano 401(k) della società, per un totale riportato di allineamento con gli incentivi azionari aziendali ai sensi del Piano di Incentivazione Azionaria del 2014.
John Charles Tolla, vicepresidente ejecutivo y director de riesgos de Axos Financial, informó transacciones en un Formulario 4 que muestran la adquisición y emisión de unidades de acciones restringidas (RSU). El 23/09/2025 recibió 1.359 acciones ordinarias al vesting de las RSU, con una base de precio indicada como 88,46$ por acción, y Axos retuvo 731 acciones para impuestos, dejándolo con 31.313 acciones en beneficio directo después de las transacciones. Además, posee 2.591 acciones indirectamente a través del plan 401(k) de la empresa, para un total reportado de alineación con incentivos de capital de la empresa bajo el Plan de Incentivos de Acciones de 2014.
John Charles Tolla는 Axos Financial의 수석 부사장 겸 최고 위험 관리책임자이며, 제한 주식 단위(RSU)의 취득 및 발행을 보여주는 Form 4의 거래를 보고했습니다. 2025년 9월 23일 RSU의 취득 시 1,359주 의 보통주를 받았고, 주당 가격 기초는 88.46달러로 표시되며, Axos는 세금 공제를 위해 731주를 보유했다가 거래 직후 직접 유효소유 주식은 31,313주가 남았습니다. 또한 회사의 401(k) 플랜을 통해 간접적으로 2,591주를 보유하여 2014년 주식 인센티브 계획에 따른 회사 주식 인센티브 정렬에 대한 총 보고치를 형성합니다.
John Charles Tolla, vice-président exécutif et directeur des risques d'Axos Financial, a déclaré des transactions sur un formulaire Form 4 montrant l'acquisition et l'émission d'unités d'actions restreintes (RSU). Le 23/09/2025, il a reçu 1 359 actions ordinaires lors de l'acquisition des RSU à une base de prix indiquée de 88,46$ par action, et Axos a retenu 731 actions pour l'imposition, lui laissant 31 313 actions possédées directement après les transactions. De plus, il détient indirectement 2 591 actions via le plan 401(k) de l'entreprise, pour un total déclaré aligné avec les incitations en actions de l'entreprise dans le cadre du Plan d'incitation à long terme sur actions de 2014.
John Charles Tolla, Executive Vice President und Chief Risk Officer von Axos Financial, meldete Transaktionen in einem Formular 4, das die Vesting- und Ausgabe von Restricted Stock Units (RSUs) zeigt. Am 23.09.2025 erhielt er 1.359 Stammaktien bei der RSU-Vestung zu einer als 88,46$ pro Aktie angegebenen Preisbasis, und Axos behielt 731 Aktien zur Steuerabführung ein, sodass ihm unmittelbar nach den Transaktionen direkt 31.313 Aktien zum vorteilhaften Eigentum blieben. Zusätzlich hält er indirekt über das firmeneigene 401(k)-Programm 2.591 Aktien, für eine insgesamt gemeldete Ausrichtung auf die Unternehmensaktienanreize unter dem 2014 Stock Incentive Plan.
جون تشارلز تولّا، نائب الرئيس التنفيذي ومدير المخاطر في Axos Financial، أبلغ عن معاملات في نموذج Form 4 تُظهر استحقاق وإصدار وحدات الأسهم المقيدة (RSU). في 23/09/2025 تلقّى 1,359 سهماً عاديّاً عند استحقاق RSU بسعر أساسي مُحدد كما هو مدوّن بـ 88.46 دولار للسهم، واحتفظت Axos بـ 731 سهماً للضريبة، مما تركه يمتلك فعلياً 31,313 سهماً مباشرة بعد المعاملات. بالإضافة إلى ذلك، يملك 2,591 سهماً بشكل غير مباشر عبر خطة 401(k) للشركة، لإجمالي مبلّغ عنه من التوافق مع حوافز أسهم الشركة بموجب خطة حوافز الأسهم لعام 2014.
Axos Financial 的执行副总裁兼首席风险官 John Charles Tolla 在 Form 4 报告中披露了受限股票单位(RSU)的归属与授予交易。至于 2025/09/23,他在 RSU 归属时获得了 1,359 股普通股,价格基数标注为每股 88.46 美元,Axos 为税务代扣了 731 股,使他在交易后直接所持的受益股份为 31,313 股。此外,他还通过公司 401(k) 计划间接持有 2,591 股,总计与公司股权激励在 2014 年股票激励计划下的披露一致。
Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider received vested RSUs and netted shares after tax withholding, modestly increasing direct equity ownership.

The Form 4 discloses a standard compensation-related equity event: the vesting of 1,359 RSUs that converted to common shares under the 2014 Stock Incentive Plan with dividend equivalent rights. The company retained 731 shares to satisfy tax withholding, a routine practice. Post-transaction direct beneficial ownership increased to 31,313 shares while 2,591 shares are held indirectly in a 401(k) plan. This filing reflects compensation realization rather than a trading decision and is typical for named officers receiving equity-based pay.

TL;DR: Transaction is compensation vesting, not a sale; limited immediate market impact given the small share count relative to issuer size.

The disclosure shows RSUs vesting on 09/23/2025 with an indicated per-share price of $88.46 associated with the reported issuance and net-settlement for tax. The officer retained a substantial direct stake after withholding, signaling continued equity exposure. There is no sale of shares for liquidity purposes reported here. From a market-impact perspective, the quantities are unlikely to be material to Axos Financial's outstanding shares, and the activity aligns with standard executive compensation mechanics.

John Charles Tolla, vicepresidente esecutivo e direttore del rischio di Axos Financial, ha riportato operazioni in un modulo Form 4 che mostrano la maturazione e l'emissione di unità azionarie limitate (RSU). Il 23/09/2025 ha ricevuto 1.359 azioni ordinarie al vesting delle RSU, con una base di prezzo indicata come 88,46$ per azione, e Axos ha trattenuto 731 azioni per le imposte, lasciandolo con 31.313 azioni effettivamente possedute direttamente dopo le operazioni. Inoltre detiene 2.591 azioni indirettamente tramite il piano 401(k) della società, per un totale riportato di allineamento con gli incentivi azionari aziendali ai sensi del Piano di Incentivazione Azionaria del 2014.
John Charles Tolla, vicepresidente ejecutivo y director de riesgos de Axos Financial, informó transacciones en un Formulario 4 que muestran la adquisición y emisión de unidades de acciones restringidas (RSU). El 23/09/2025 recibió 1.359 acciones ordinarias al vesting de las RSU, con una base de precio indicada como 88,46$ por acción, y Axos retuvo 731 acciones para impuestos, dejándolo con 31.313 acciones en beneficio directo después de las transacciones. Además, posee 2.591 acciones indirectamente a través del plan 401(k) de la empresa, para un total reportado de alineación con incentivos de capital de la empresa bajo el Plan de Incentivos de Acciones de 2014.
John Charles Tolla는 Axos Financial의 수석 부사장 겸 최고 위험 관리책임자이며, 제한 주식 단위(RSU)의 취득 및 발행을 보여주는 Form 4의 거래를 보고했습니다. 2025년 9월 23일 RSU의 취득 시 1,359주 의 보통주를 받았고, 주당 가격 기초는 88.46달러로 표시되며, Axos는 세금 공제를 위해 731주를 보유했다가 거래 직후 직접 유효소유 주식은 31,313주가 남았습니다. 또한 회사의 401(k) 플랜을 통해 간접적으로 2,591주를 보유하여 2014년 주식 인센티브 계획에 따른 회사 주식 인센티브 정렬에 대한 총 보고치를 형성합니다.
John Charles Tolla, vice-président exécutif et directeur des risques d'Axos Financial, a déclaré des transactions sur un formulaire Form 4 montrant l'acquisition et l'émission d'unités d'actions restreintes (RSU). Le 23/09/2025, il a reçu 1 359 actions ordinaires lors de l'acquisition des RSU à une base de prix indiquée de 88,46$ par action, et Axos a retenu 731 actions pour l'imposition, lui laissant 31 313 actions possédées directement après les transactions. De plus, il détient indirectement 2 591 actions via le plan 401(k) de l'entreprise, pour un total déclaré aligné avec les incitations en actions de l'entreprise dans le cadre du Plan d'incitation à long terme sur actions de 2014.
John Charles Tolla, Executive Vice President und Chief Risk Officer von Axos Financial, meldete Transaktionen in einem Formular 4, das die Vesting- und Ausgabe von Restricted Stock Units (RSUs) zeigt. Am 23.09.2025 erhielt er 1.359 Stammaktien bei der RSU-Vestung zu einer als 88,46$ pro Aktie angegebenen Preisbasis, und Axos behielt 731 Aktien zur Steuerabführung ein, sodass ihm unmittelbar nach den Transaktionen direkt 31.313 Aktien zum vorteilhaften Eigentum blieben. Zusätzlich hält er indirekt über das firmeneigene 401(k)-Programm 2.591 Aktien, für eine insgesamt gemeldete Ausrichtung auf die Unternehmensaktienanreize unter dem 2014 Stock Incentive Plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Tolla John Charles

(Last) (First) (Middle)
9205 WEST RUSSELL ROAD
SUITE 400

(Street)
LAS VEGAS NV 89148

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 09/23/2025 M 1,359 A $88.46 31,313 D
Common Stock 09/23/2025 D 731(2) D $88.46 30,582 D
Common Stock 2,591 I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(3) (4) 09/23/2025 M 1,359 (5) (5) Common Stock 1,359 $88.46 25,845 D
Explanation of Responses:
1. Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
2. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
3. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
4. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
5. The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick Walsh For: John Tolla 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Axos Financial Inc

NYSE:AX

AX Rankings

AX Latest News

AX Latest SEC Filings

AX Stock Data

4.95B
53.93M
3.94%
81.46%
3.87%
Banks - Regional
Savings Institution, Federally Chartered
Link
United States
LAS VEGAS