[Form 4] Axos Financial, Inc. Insider Trading Activity
Derrick Walsh, EVP and Chief Financial Officer of Axos Financial, Inc. (AX) reported transactions tied to vested restricted stock units (RSUs) on September 15, 2025. The filing shows issuance of Common Stock following RSU vesting, with 1,318 and 1,848 shares issued at an indicated price of $90.29 per share. Axos withheld 995 and 709 shares for tax purposes as net-settlement, reducing net share increases. After the transactions the reporting person’s direct beneficial holdings are shown in the range of 41,868 to 43,716 shares across reported lines, and an indirect 401(k) balance of 2,737 shares is disclosed. The RSUs were granted under the Axos Financial, Inc. 2014 Stock Incentive Plan and vest one-third annually; some RSUs include dividend equivalent rights.
Derrick Walsh, EVP e Direttore Finanziario di Axos Financial, Inc. (AX) ha riportato operazioni legate a unità azionarie vincolate acquisite (RSU) mediante vesting avvenuto il 15 settembre 2025. La comunicazione mostra l’emissione di azioni ordinarie a seguito del vesting delle RSU, con 1.318 e 1.848 azioni emesse al prezzo indicato di $90,29 per azione. Axos ha trattenuto 995 e 709 azioni a fini fiscali come liquidazione netta, riducendo l’aumento netto delle azioni. Dopo le operazioni, le partecipazioni dirette beneficiare del soggetto riportante sono visualizzate in una fascia tra 41.868 e 43.716 azioni nelle righe riportate, e un saldo indiretto nel 401(k) di 2.737 azioni è indicato. Le RSU sono state concesse ai sensi del Axos Financial, Inc. 2014 Stock Incentive Plan e maturano per un terzo ogni anno; alcune RSU includono diritti connessi agli dividendi.
Derrick Walsh, EVP y Director de Finanzas de Axos Financial, Inc. (AX) informó transacciones vinculadas a unidades de acciones restringidas (RSU) que se vieron afectadas por el vesting el 15 de septiembre de 2025. La presentación muestra la emisión de acciones comunes tras el vesting de las RSU, con 1.318 y 1.848 acciones emitidas a un precio indicado de $90.29 por acción. Axos retuvo 995 y 709 acciones para fines fiscales como liquidación neta, reduciendo el incremento neto de acciones. Después de las transacciones, las participaciones directas beneficiosas del informante se muestran en el rango de 41.868 a 43.716 acciones en las líneas reportadas, y se disclose un saldo indirecto de 401(k) de 2.737 acciones. Las RSU fueron otorgadas bajo el Axos Financial, Inc. 2014 Stock Incentive Plan y vencen en un tercio anual; algunas RSU incluyen derechos equivalentes de dividendos.
데릭 월시(Derrick Walsh), Axos Financial, Inc.의 EVP 겸 최고재무책임자가 2025년 9월 15일에 귀속 주식단위(RSU)와 관련된 거래를 보고했습니다. 공시는 RSU의 베스팅 이후 보통주 발행을 보여주며, 1,318주와 1,848주가 각각 $90.29의 가정 가격으로 발행되었습니다. Axos는 세금 목적의 순결산으로 995주와 709주를 보유해 순주식 증가를 줄였습니다. 거래 후 보고자의 직접적 이익 보유량은 보고된 항목에서 41,868주에서 43,716주의 범위로 표시되고, 간접적으로 401(k) 잔고는 2,737주로 공시됩니다. RSU는 Axos Financial, Inc. 2014 Stock Incentive Plan에 따라 부여되었으며 매년 3분의 1씩 베스팅되며 일부 RSU에는 배당금 등가 권리가 포함되어 있습니다.
Derrick Walsh, vice-président exécutif et directeur financier d’Axos Financial, Inc. (AX) a déclaré des transactions liées à des unités d’actions restreintes acquises (RSU) lors du vesting du 15 septembre 2025. Le dépôt montre l’émission d’actions ordinaires suite au vesting des RSU, avec 1 318 et 1 848 actions émises au prix indiqué de $90,29 par action. Axos a retenu 995 et 709 actions à des fins fiscales en tant que règlement net, réduisant ainsi l’augmentation nette des actions. Après les transactions, les participations directes bénéficiaires du déclarant sont indiquées dans une plage de 41 868 à 43 716 actions sur les lignes signalées, et un solde indirect de 401(k) de 2 737 actions est déclaré. Les RSU ont été accordées en vertu du Axos Financial, Inc. 2014 Stock Incentive Plan et vestent d’un tiers annuellement; certaines RSU comprennent des droits équivalents sur les dividendes.
Derrick Walsh, EVP und Chief Financial Officer von Axos Financial, Inc. (AX) hat Transaktionen gemeldet, die mit vesteten eingeschränkten Aktieneinheiten (RSUs) am 15. September 2025 verbunden sind. Die Einreichung zeigt die Emission von Stammaktien nach dem RSU-Vesting, mit 1.318 und 1.848 Aktien, die zu einem angegebenen Preis von $90,29 pro Aktie ausgegeben wurden. Axos behielt 995 und 709 Aktien zu Steuerzwecken als Nettosettlement zurück, wodurch der Netto-Anstieg der Aktien reduziert wird. Nach den Transaktionen sind die direkten, vorteilshalber gehaltenen Anteile der meldenden Person im Bereich von 41.868 bis 43.716 Aktien in den gemeldeten Zeilen angegeben, und ein indirekter 401(k)-Bestand von 2.737 Aktien wird offengelegt. Die RSUs wurden gemäß dem Axos Financial, Inc. 2014 Stock Incentive Plan gewährt und vesten jährlich zu einem Drittel; einige RSUs beinhalten Dividendenäquivalenzrechte.
ديريك والش، نائب رئيس التنفيذ والمدير المالي لشركة Axos Financial, Inc. (AX) أبلغ عن معاملات مرتبطة بوحدات الأسهم المقيدة المحققة (RSUs) المتعلقة بالاستحقاق بتاريخ 15 سبتمبر 2025. يظهر الإيداع إصدار أسهم عادية عقب اغتنام RSUs، مع 1,318 و 1,848 سهماً صدرت بسعر مُشار إليه قدره $90.29 للسهم الواحد. احتفظت Axos بـ 995 و 709 أسهم لأغراض ضريبية كتسوية صافية، مما قلل زيادة الأسهم الصافية. بعد المعاملات، تُعرض الحيازات المباشرة للمستلم المفّق عليها في النطاق من 41,868 إلى 43,716 سهماً عبر الأسطر المبلغ عنها، كما تم الإعلان عن رصيد غير مباشر في 401(k) يبلغ 2,737 سهماً. تم منح RSUs بموجب خطة Axos Financial، Inc. 2014 Stock Incentive Plan وتكتسب حقوقها سنوياً بثلاثة فُروض؛ بعض RSUs تشمل حقوقاً مكافئة للأرباح.
Derrick Walsh，Axos Financial, Inc.（AX）执行副总裁兼首席财务官于2025年9月15日披露了与已归属受限股票单位（RSU）相关的交易。该文件显示在RSU归属后发行普通股，分别有 1,318 股和 1,848 股，单股价格为 $90.29。Axos 为税务目的以净结算方式扣留 995 股和 709 股，从而减少净股增加量。交易完成后，披露方的直接受益持股在报告线内的范围为 41,868 至 43,716 股，另外披露间接的 401(k) 账户余额为 2,737 股。RSU 的授予基于 Axos Financial, Inc. 2014 Stock Incentive Plan，按年分三分之一逐步归属；部分 RSU 还包含股息等值权利。
- RSU vesting completed for the reporting person, converting awards into common shares under the existing equity plan
- Disclosure of tax withholding amounts (995 and 709 shares) provides transparency on net-share issuance
- RSUs include dividend equivalent rights, preserving economic alignment with shareholders until settlement
- Net-share settlement for taxes reduced the number of shares issued to the reporting person by 995 and 709 shares
- No open-market purchases were reported that would indicate the executive adding to personal share ownership through market activity
Insights
TL;DR: Routine executive compensation vesting with tax withholding; no material disposition or new strategic signal.
The Form 4 documents standard vesting of RSUs to an executive, resulting in issuance of common shares and net-share withholding to satisfy taxes. The transactions are compensation-related rather than open-market purchases or sales. The disclosed per-share figure of $90.29 appears as the valuation used for the withholding calculation. Aggregate direct holdings after the reported lines remain in the low tens of thousands of shares, indicating modest insider exposure relative to large-cap benchmarks. This filing does not disclose any separate cash sales, option exercises for profit taking, or new equity plans that would materially change the capital structure.
TL;DR: Compensation mechanics were executed according to the company stock plan; disclosures are complete for the reported events.
The Form 4 identifies vesting under the 2014 Stock Incentive Plan, dividend equivalent rights on RSUs, and net-settlement tax withholding, all typical governance elements for equity compensation. The filing specifies vesting schedule (one-third annually) and quantifies shares withheld for taxes, fulfilling Section 16 reporting obligations. There is no indication in this filing of accelerated vesting, related-party transactions, or deviations from plan terms that would raise governance concerns.
Derrick Walsh, EVP e Direttore Finanziario di Axos Financial, Inc. (AX) ha riportato operazioni legate a unità azionarie vincolate acquisite (RSU) mediante vesting avvenuto il 15 settembre 2025. La comunicazione mostra l’emissione di azioni ordinarie a seguito del vesting delle RSU, con 1.318 e 1.848 azioni emesse al prezzo indicato di $90,29 per azione. Axos ha trattenuto 995 e 709 azioni a fini fiscali come liquidazione netta, riducendo l’aumento netto delle azioni. Dopo le operazioni, le partecipazioni dirette beneficiare del soggetto riportante sono visualizzate in una fascia tra 41.868 e 43.716 azioni nelle righe riportate, e un saldo indiretto nel 401(k) di 2.737 azioni è indicato. Le RSU sono state concesse ai sensi del Axos Financial, Inc. 2014 Stock Incentive Plan e maturano per un terzo ogni anno; alcune RSU includono diritti connessi agli dividendi.
Derrick Walsh, EVP y Director de Finanzas de Axos Financial, Inc. (AX) informó transacciones vinculadas a unidades de acciones restringidas (RSU) que se vieron afectadas por el vesting el 15 de septiembre de 2025. La presentación muestra la emisión de acciones comunes tras el vesting de las RSU, con 1.318 y 1.848 acciones emitidas a un precio indicado de $90.29 por acción. Axos retuvo 995 y 709 acciones para fines fiscales como liquidación neta, reduciendo el incremento neto de acciones. Después de las transacciones, las participaciones directas beneficiosas del informante se muestran en el rango de 41.868 a 43.716 acciones en las líneas reportadas, y se disclose un saldo indirecto de 401(k) de 2.737 acciones. Las RSU fueron otorgadas bajo el Axos Financial, Inc. 2014 Stock Incentive Plan y vencen en un tercio anual; algunas RSU incluyen derechos equivalentes de dividendos.
데릭 월시(Derrick Walsh), Axos Financial, Inc.의 EVP 겸 최고재무책임자가 2025년 9월 15일에 귀속 주식단위(RSU)와 관련된 거래를 보고했습니다. 공시는 RSU의 베스팅 이후 보통주 발행을 보여주며, 1,318주와 1,848주가 각각 $90.29의 가정 가격으로 발행되었습니다. Axos는 세금 목적의 순결산으로 995주와 709주를 보유해 순주식 증가를 줄였습니다. 거래 후 보고자의 직접적 이익 보유량은 보고된 항목에서 41,868주에서 43,716주의 범위로 표시되고, 간접적으로 401(k) 잔고는 2,737주로 공시됩니다. RSU는 Axos Financial, Inc. 2014 Stock Incentive Plan에 따라 부여되었으며 매년 3분의 1씩 베스팅되며 일부 RSU에는 배당금 등가 권리가 포함되어 있습니다.
Derrick Walsh, vice-président exécutif et directeur financier d’Axos Financial, Inc. (AX) a déclaré des transactions liées à des unités d’actions restreintes acquises (RSU) lors du vesting du 15 septembre 2025. Le dépôt montre l’émission d’actions ordinaires suite au vesting des RSU, avec 1 318 et 1 848 actions émises au prix indiqué de $90,29 par action. Axos a retenu 995 et 709 actions à des fins fiscales en tant que règlement net, réduisant ainsi l’augmentation nette des actions. Après les transactions, les participations directes bénéficiaires du déclarant sont indiquées dans une plage de 41 868 à 43 716 actions sur les lignes signalées, et un solde indirect de 401(k) de 2 737 actions est déclaré. Les RSU ont été accordées en vertu du Axos Financial, Inc. 2014 Stock Incentive Plan et vestent d’un tiers annuellement; certaines RSU comprennent des droits équivalents sur les dividendes.
Derrick Walsh, EVP und Chief Financial Officer von Axos Financial, Inc. (AX) hat Transaktionen gemeldet, die mit vesteten eingeschränkten Aktieneinheiten (RSUs) am 15. September 2025 verbunden sind. Die Einreichung zeigt die Emission von Stammaktien nach dem RSU-Vesting, mit 1.318 und 1.848 Aktien, die zu einem angegebenen Preis von $90,29 pro Aktie ausgegeben wurden. Axos behielt 995 und 709 Aktien zu Steuerzwecken als Nettosettlement zurück, wodurch der Netto-Anstieg der Aktien reduziert wird. Nach den Transaktionen sind die direkten, vorteilshalber gehaltenen Anteile der meldenden Person im Bereich von 41.868 bis 43.716 Aktien in den gemeldeten Zeilen angegeben, und ein indirekter 401(k)-Bestand von 2.737 Aktien wird offengelegt. Die RSUs wurden gemäß dem Axos Financial, Inc. 2014 Stock Incentive Plan gewährt und vesten jährlich zu einem Drittel; einige RSUs beinhalten Dividendenäquivalenzrechte.
FAQ
What did Derrick Walsh report on Form 4 for Axos Financial (AX)?
How many RSU shares were issued or acquired by the reporting person?
What price is indicated in the Form 4 and what does it represent?
Under what plan were the RSUs granted?
Does the filing show any sales of shares by the reporting person?
