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Solowin Holdings: Streeterville reports 9.99% stake

A contractual 9.99% ownership cap limits Streeterville Capital LLC's reported beneficial ownership of Solowin's Class A ordinary shares.

(Neutral)

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Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Solowin Holdings, Ltd. (AXG) is the subject of a report stating that Streeterville Capital LLC directly beneficially owned 15,742,464 Class A ordinary shares, or 9.99% of the class. The report identifies Streeterville Management, LLC and John M. Fife as indirect beneficial owners; Streeterville Management is Streeterville's manager, and Fife is the manager's sole member.

Streeterville's current contractual ownership cap is 9.99%. The report states that its beneficial ownership represented 9.99% of the 157,582,228 shares outstanding on March 31, 2026.

Beneficially owned shares 15,742,464 shares Directly beneficially owned by Streeterville Capital LLC
Beneficial ownership percentage 9.99% Reported for Streeterville's beneficial ownership
Contractual ownership cap 9.99% Streeterville's current cap
Shares outstanding 157,582,228 shares As of March 31, 2026
beneficially owned regulatory
"shares of the Issuer's Ordinary Shares beneficially owned by Streeterville"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Sole power to vote regulatory
"Sole power to vote or to direct the vote"
Sole power to dispose regulatory
"Sole power to dispose or to direct the disposition"
Pre-Paid Purchases financial
"various Pre-Paid Purchases issued thereunder"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AXG shares does Streeterville Capital beneficially own?

Streeterville Capital LLC directly beneficially owned 15,742,464 Class A ordinary shares, reported as 9.99% of the class. Streeterville Management, LLC and John M. Fife were identified as indirect beneficial owners.

What ownership limit applies to Streeterville's AXG shares?

Streeterville's current contractual ownership cap is 9.99%. Its rights under a Securities Purchase Agreement dated February 9, 2026, and various Pre-Paid Purchases would otherwise entitle it to own an aggregate number of the issuer's ordinary shares exceeding that cap.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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G82759104

(CUSIP Number)
10/13/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: Reporting person Streeterville Capital, LLC ("Streeterville") has rights, under a Securities Purchase Agreement dated February 9, 2026 and various Pre-Paid Purchases issued thereunder to own an aggregate number of shares of the Issuer's Ordinary Shares which, except for a contractual cap on the amount of outstanding shares that Streeterville may own, would exceed such a cap. Streeterville's current ownership cap is 9.99%. Thus, the number of shares of the Issuer's Ordinary Shares beneficially owned by Streeterville as of the date of this filing was 15,742,464 shares, which is 9.99% of the 157,582,228 shares outstanding on March 31, 2026 (as reported in the Issuer's 20-F filed on August 3, 2026). To clarify, the Form line 11 is limited to displaying only the tenth decimal place, but the ownership limitation prescribed in the agreement is 9.99%.


SCHEDULE 13G




Comment for Type of Reporting Person: Reporting person Streeterville Management, LLC is the Manager of Streeterville. Streeterville has rights, under a Securities Purchase Agreement dated February 9, 2026 and various Pre-Paid Purchases issued thereunder to own an aggregate number of shares of the Issuer's Ordinary Shares which, except for a contractual cap on the amount of outstanding shares that Streeterville may own, would exceed such a cap. Streeterville's current ownership cap is 9.99%. Thus, the number of shares of the Issuer's Ordinary Shares beneficially owned by Streeterville as of the date of this filing was 15,742,464 shares, which is 9.99% of the 157,582,228 shares outstanding on March 31, 2026 (as reported in the Issuer's 20-F filed on August 3, 2026). To clarify, the Form line 11 is limited to displaying only the tenth decimal place, but the ownership limitation prescribed in the agreement is 9.99%.


SCHEDULE 13G




Comment for Type of Reporting Person: Reporting person John M Fife is the sole member of Streeterville Management, LLC, which is the Manager of Streeterville. Streeterville has rights, under a Securities Purchase Agreement dated February 9, 2026 and various Pre-Paid Purchases issued thereunder to own an aggregate number of shares of the Issuer's Ordinary Shares which, except for a contractual cap on the amount of outstanding shares that Streeterville may own, would exceed such a cap. Streeterville's current ownership cap is 9.99%. Thus, the number of shares of the Issuer's Ordinary Shares beneficially owned by Streeterville as of the date of this filing was 15,742,464 shares, which is 9.99% of the 157,582,228 shares outstanding on March 31, 2026 (as reported in the Issuer's 20-F filed on August 3, 2026). To clarify, the Form line 11 is limited to displaying only the tenth decimal place, but the ownership limitation prescribed in the agreement is 9.99%.


SCHEDULE 13G



Streeterville Capital LLC
Signature:John Fife
Name/Title:President
Date:10/13/2026
Streeterville Management, LLC
Signature:John Fife
Name/Title:President
Date:10/13/2026
John M Fife
Signature:John Fife
Name/Title:John Fife
Date:10/13/2026

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