AXS (NYSE) affiliate reports 10,000-share sale, $1.00M proceeds

Rhea-AI Filing Summary

Issuer AXS reported an affiliate sale notice. Peter J. Vogt reported a sale of 10,000 shares of Common Stock on 05/11/2026 for $1,000,123.00. The filing also lists 26,431 shares associated with restricted stock vesting under a registered plan dated 04/01/2026.

Insights

Corporate Governance Analyst

Affiliate sale notice for 10,000 shares was reported by an affiliate.

The filing shows a reported disposition of $1,000,123.00 tied to 10,000 shares on 05/11/2026. This is a routine Section 144 notice by an affiliate rather than an issuer-initiated transaction.

Timing and methods of the sale are procedural; subsequent filings may detail settlement or broker involvement. Share vesting of 26,431 shares on 04/01/2026 is listed as arising from restricted stock under a registered plan.

Key Figures

Reported sale: 10,000 shares Proceeds: $1,000,123.00 Restricted shares vesting: 26,431 shares

3 metrics

Reported sale 10,000 shares Sale reported on <date>05/11/2026</date>

Proceeds $1,000,123.00 Proceeds listed for the 05/11/2026 sale

Restricted shares vesting 26,431 shares Restricted stock vesting under a registered plan on <date>04/01/2026</date>

Key Terms

Form 144, restricted stock vesting, affiliate sale notice

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months PETER J VOGT"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan | Issuer | 26431 | 04/01/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

affiliate sale notice regulatory

"144: Securities Sold During The Past 3 Months PETER J VOGT 05/11/2026 10000"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26431	2648523.87	73723236	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted stock vesting under a registered plan	Issuer			26431	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PETER J VOGT 92 Pitts Bay Road Pembroke D0 HM 08	Common	05/11/2026	10000	1000123.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the AXS Form 144 disclose about Peter J. Vogt's transaction?

The Form 144 discloses a reported sale of 10,000 shares on 05/11/2026, with proceeds of $1,000,123.00. It lists the transaction as a Section 144 affiliate sale notice under the securities rules.

Does the filing show any restricted shares for AXS and their vesting date?

Yes. The filing lists 26,431 shares tied to restricted stock vesting under a registered plan with a vesting date of 04/01/2026. The entry appears as securities associated with the registered plan.

Who is the reporting person in the AXS Form 144?

The reporting person is identified as Peter J. Vogt with an address shown in the filing. The Form 144 attributes the reported sale of 10,000 shares to that individual on 05/11/2026.

What is a Form 144 and why was one filed for AXS?

A Form 144 is a notice required when an affiliate intends to sell restricted or control securities. The AXS filing notifies the market of an affiliate's intended or reported sale, here showing a reported disposition of 10,000 shares.

Are the sale proceeds shown in the AXS filing?

Yes. The filing includes a proceeds figure of $1,000,123.00 associated with the reported sale of 10,000 shares on 05/11/2026, as listed in the transaction row.

Does the Form 144 indicate how the shares were sold (broker, block trade)?

The excerpt does not specify the sale method or broker. The filing lists the sale quantity and proceeds; further details on execution method or broker involvement are not included in the provided excerpt.