Axalta officer exercises 3,658 RSUs for shares

Axalta SVP & CHRO Amy Tufano had RSUs vest into common shares, with part of the shares withheld to cover taxes.

Rhea-AI Filing Summary

Axalta Coating Systems Ltd. (AXTA) reported that officer Amy Tufano, SVP & CHRO, exercised 3,658 restricted stock units into an equal number of common shares on September 19, 2026. Of those common shares, 1,680 were withheld at $32.20 per share to satisfy tax withholding obligations. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

3,658 shares exercised/converted

Exercise 3 txns

Insider Tufano Amy

Role SVP & CHRO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	3,658	$0.00	$0.00
Exercise	Common Shares F1	3,658	--	--
Tax Withholding	Common Shares F2	1,680	$32.20	$54K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Shares — 21,509 shares (Direct)

Footnotes (3)

1. F1. Restricted stock units convert into common shares on a one-for-one basis.
2. F2. Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
3. F3. On September 19, 2023, the reporting person was granted 10,972 restricted stock units, vesting in three equal annual installments beginning on September 19, 2024.

Key Figures

RSUs converted: 3,658 units Common shares received from RSU conversion: 3,658 shares Shares withheld for tax: 1,680 shares +2 more

5 metrics

RSUs converted 3,658 units Restricted stock units converting into common shares on September 19, 2026

Common shares received from RSU conversion 3,658 shares Common shares issued upon RSU exercise on September 19, 2026

Shares withheld for tax 1,680 shares Common shares withheld to satisfy tax withholding obligation

Tax withholding price $32.20 per share Price applied to shares withheld for tax on RSU vesting

Original RSU grant 10,972 units Restricted stock units granted on September 19, 2023, vesting in three equal annual installments

Key Terms

Restricted stock units, Rule 10b5-1, tax withholding obligation

3 terms

Restricted stock units financial

"Restricted stock units convert into common shares on a one-for-one basis"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for these transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

tax withholding obligation financial

"Shares withheld to satisfy the tax withholding obligation applicable to the vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AXTA executive Amy Tufano report on this Form 4?

Amy Tufano reported the exercise of 3,658 restricted stock units into 3,658 Axalta common shares on September 19, 2026, plus a related share withholding transaction to cover tax obligations tied to that vesting.

How many Axalta (AXTA) RSUs vested or were exercised in this filing?

The filing shows that 3,658 restricted stock units converted into 3,658 common shares, on a one-for-one basis, for Axalta Coating Systems Ltd.

How many AXTA shares were withheld for taxes and at what price?

The filing states that 1,680 common shares of Axalta were withheld to satisfy the tax withholding obligation, at a price of $32.20 per share, in connection with the vesting of a restricted stock unit award.

Was this Axalta (AXTA) insider transaction made under a Rule 10b5-1 trading plan?

No. The document-level Rule 10b5-1 checkbox is unchecked, and the footnotes do not indicate that the transactions were made pursuant to any Rule 10b5-1 trading plan.

What do the footnotes in this AXTA Form 4 say about the RSUs?

The footnotes state that restricted stock units convert into common shares on a one-for-one basis and that the shares withheld were to satisfy the tax withholding obligation related to vesting of a restricted stock unit award originally granted on September 19, 2023.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 05:44 PM Accepted by SEC EDGAR 09/22/2026 - 05:43 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tufano Amy

(Last) (First) (Middle)

1050 CONSTITUTION AVENUE

(Street)

PHILADELPHIA PENNSYLVANIA 19112

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & CHRO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/19/2026		M		3,658	A	(1)	23,189	D
Common Shares	09/19/2026		F		1,680(2)	D	$32.2	21,509	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/19/2026		M			3,658	(3)	(3)	Common Shares	3,658	$0	0	D

Explanation of Responses:

1. Restricted stock units convert into common shares on a one-for-one basis.

2. Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

3. On September 19, 2023, the reporting person was granted 10,972 restricted stock units, vesting in three equal annual installments beginning on September 19, 2024.

Remarks:

	/s/ Mark Sherman, attorney-in-fact	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)