Axalta CFO converts 20,657 RSUs into shares

Q: What insider equity transaction did AXTA’s CFO report on this Form 4?

Axalta’s CFO reported the conversion of 20,657 restricted stock units into the same number of common shares, with a portion of those shares withheld to cover tax obligations tied to vesting.

Q: How many AXTA shares were withheld for taxes in the CFO’s August 2026 transaction?

In this filing, 9,485 common shares of Axalta were withheld at $37.31 per share to satisfy the tax withholding obligation arising from the vesting of part of a restricted stock unit award.

Q: When were the restricted stock units in this AXTA Form 4 originally granted?

The reporting person was granted 61,969 restricted stock units on August 14, 2023, which vest in three equal annual installments beginning on August 14, 2024, according to the footnotes.

Axalta Coating Systems Ltd. (AXTA) reported that SVP and CFO Carl Douglas Anderson II had 20,657 restricted stock units automatically convert into an equal number of common shares on August 14, 2026.

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Rhea-AI Filing Summary

Axalta Coating Systems Ltd. (AXTA) reported that SVP and CFO Carl Douglas Anderson II had 20,657 restricted stock units automatically convert into an equal number of common shares on August 14, 2026. Of these, 9,485 shares were withheld at $37.31 per share to satisfy tax-withholding obligations related to the vesting of a portion of a restricted stock unit award. The restricted stock units convert to common shares on a one-for-one basis and relate to a grant of 61,969 RSUs originally awarded on August 14, 2023, vesting in three equal annual installments beginning August 14, 2024.

Insider Trade Summary

20,657 shares exercised/converted

Exercise 3 txns

Insider Anderson Carl Douglas II

Role SVP and CFO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F1, F3}	20,657	$0.00	$0.00
Exercise	Common Shares ^F1	20,657	--	--
Tax Withholding	Common Shares ^F2	9,485	$37.31	$354K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Shares — 90,417 shares (Direct)

Footnotes (3)

F1. Restricted stock units convert into common shares on a one-for-one basis.
F2. Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3. On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

Key Figures

RSUs converted: 20,657 shares Shares withheld for taxes: 9,485 shares Withholding price: $37.31 per share +1 more

4 metrics

RSUs converted 20,657 shares Restricted stock units converted into common shares on August 14, 2026

Shares withheld for taxes 9,485 shares Common shares withheld to satisfy tax withholding obligation on vesting

Withholding price $37.31 per share Price used for shares withheld to cover tax obligations

Original RSU grant 61,969 restricted stock units Grant on August 14, 2023, vesting in three equal annual installments

Key Terms

Restricted Stock Units, tax withholding obligation, vesting, annual installments

4 terms

Restricted Stock Units financial

"Restricted stock units convert into common shares on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligation financial

"Shares withheld to satisfy the tax withholding obligation applicable to the vesting"

vesting financial

"applicable to the vesting of a portion of a restricted stock unit award"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

annual installments financial

"vesting in three equal annual installments beginning on August 14, 2024."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity transaction did AXTA’s CFO report on this Form 4?

Axalta’s CFO reported the conversion of 20,657 restricted stock units into the same number of common shares, with a portion of those shares withheld to cover tax obligations tied to vesting.

How many AXTA shares were withheld for taxes in the CFO’s August 2026 transaction?

In this filing, 9,485 common shares of Axalta were withheld at $37.31 per share to satisfy the tax withholding obligation arising from the vesting of part of a restricted stock unit award.

What is the conversion ratio of Axalta (AXTA) restricted stock units to common shares?

The filing states that Axalta restricted stock units convert into common shares on a one-for-one basis, meaning each restricted stock unit becomes one common share upon conversion or vesting, as applicable.

When were the restricted stock units in this AXTA Form 4 originally granted?

The reporting person was granted 61,969 restricted stock units on August 14, 2023, which vest in three equal annual installments beginning on August 14, 2024, according to the footnotes.

Does the AXTA Form 4 show a market sale of shares by the CFO?

No open-market sale is reported. The only disposition of Axalta shares is 9,485 shares withheld to satisfy tax withholding obligations associated with the vesting of restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 05:31 PM Accepted by SEC EDGAR 08/18/2026 - 05:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Anderson Carl Douglas II

(Last)

(First)

(Middle)

1050 CONSTITUTION AVENUE

(Street)

PHILADELPHIA

PENNSYLVANIA

19112

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	08/14/2026		M		20,657	A	⁽¹⁾	99,902	D
Common Shares	08/14/2026		F		9,485⁽²⁾	D	$37.31	90,417	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/14/2026		M			20,657	⁽³⁾	⁽³⁾	Common Shares	20,657	$0	0	D

Explanation of Responses:

1. Restricted stock units convert into common shares on a one-for-one basis.

2. Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

3. On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.

Remarks:

	/s/ Mark Sherman, attorney-in-fact	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR