Axalta Coating Systems (NYSE: AXTA) VP converts RSUs, withholds shares for taxes

Q: What insider transaction did Axalta (AXTA) executive Anthony Massey report?

Anthony Massey converted 2,071 restricted stock units into common shares on August 1, 2026. In connection with this vesting, 641 shares were withheld at $35.8100 per share to satisfy related tax obligations.

Q: How many Axalta (AXTA) shares were withheld for taxes in this Form 4?

A total of 641 common shares of Axalta were withheld to satisfy Massey’s tax withholding obligation. The shares were valued at $35.8100 per share , as part of the restricted stock unit vesting.

Q: What was the origin of the RSUs exercised by Axalta (AXTA) executive Anthony Massey?

The RSUs exercised came from a 6,211-unit restricted stock grant awarded to Massey on August 1, 2023. The grant vests in three equal annual installments beginning August 1, 2024, with the reported tranche now converted.

Q: Were Anthony Massey’s Axalta (AXTA) transactions made under a Rule 10b5-1 trading plan?

The transactions were not reported as made under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox was left unchecked, and no footnote indicates a pre-arranged trading arrangement.

Q: What is Anthony Massey’s role at Axalta (AXTA) mentioned in this Form 4?

Anthony Massey serves as Axalta’s VP, Finance & Chief Accounting Officer (CAO) . His position classifies him as an officer, which requires reporting equity awards and related share transactions on Form 4.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Axalta Coating Systems Ltd. VP, Finance & CAO Anthony Massey converted 2,071 restricted stock units into an equal number of common shares on August 1, 2026. The restricted stock units convert into common shares on a one-for-one basis.

In connection with the vesting, 641 common shares were withheld at $35.8100 per share to satisfy tax withholding obligations, with the transactions reported as directly owned. The units exercised relate to a 6,211-unit restricted stock grant originally awarded on August 1, 2023, vesting in three equal annual installments. These transactions were not reported as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 1,430 shares

Net Buy 3 txns

Insider Massey Anthony

Role VP, Finance & CAO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^{F1, F3}	2,071	$0.00	$0.00
Exercise	Common Shares ^F1	2,071	--	--
Tax Withholding	Common Shares ^F2	641	$35.81	$23K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Shares — 45,702 shares (Direct)

Footnotes (3)

F1. Restricted stock units convert into common shares on a one-for-one basis.
F2. Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3. On August 1, 2023, the reporting person was granted 6,211 restricted stock units, vesting in three equal annual installments beginning on August 1, 2024.

Key Figures

RSUs converted: 2,071 restricted stock units Shares withheld for taxes: 641 shares Tax withholding price: $35.8100 per share +1 more

4 metrics

RSUs converted 2,071 restricted stock units Restricted stock units converted to common shares on August 1, 2026

Shares withheld for taxes 641 shares Common shares withheld to satisfy tax obligations at $35.8100 per share

Tax withholding price $35.8100 per share Per-share value used for the 641 shares withheld for tax withholding

Original RSU grant size 6,211 units Restricted stock units granted on August 1, 2023, vesting in three equal annual installments

Key Terms

Restricted Stock Units, tax withholding obligation, Exercise or conversion of derivative security

3 terms

Restricted Stock Units financial

"Restricted stock units convert into common shares on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligation financial

"Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award."

Exercise or conversion of derivative security financial

"Transaction code M is described as Exercise or conversion of derivative security."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 05:32 PM Accepted by SEC EDGAR 08/04/2026 - 05:32 PM

FAQ

What insider transaction did Axalta (AXTA) executive Anthony Massey report?

Anthony Massey converted 2,071 restricted stock units into common shares on August 1, 2026. In connection with this vesting, 641 shares were withheld at $35.8100 per share to satisfy related tax obligations.

How many Axalta (AXTA) shares were withheld for taxes in this Form 4?

A total of 641 common shares of Axalta were withheld to satisfy Massey’s tax withholding obligation. The shares were valued at $35.8100 per share, as part of the restricted stock unit vesting.

What was the origin of the RSUs exercised by Axalta (AXTA) executive Anthony Massey?

The RSUs exercised came from a 6,211-unit restricted stock grant awarded to Massey on August 1, 2023. The grant vests in three equal annual installments beginning August 1, 2024, with the reported tranche now converted.

Were Anthony Massey’s Axalta (AXTA) transactions made under a Rule 10b5-1 trading plan?

The transactions were not reported as made under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox was left unchecked, and no footnote indicates a pre-arranged trading arrangement.

What is Anthony Massey’s role at Axalta (AXTA) mentioned in this Form 4?

Anthony Massey serves as Axalta’s VP, Finance & Chief Accounting Officer (CAO). His position classifies him as an officer, which requires reporting equity awards and related share transactions on Form 4.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Massey Anthony

(Last)

(First)

(Middle)

1050 CONSTITUTION AVENUE

(Street)

PHILADELPHIA

PENNSYLVANIA

19112

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, Finance & CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	08/01/2026		M		2,071	A	⁽¹⁾	46,343	D
Common Shares	08/01/2026		F		641⁽²⁾	D	$35.81	45,702	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/01/2026		M			2,071	⁽³⁾	⁽³⁾	Common Shares	2,071	$0	0	D

Explanation of Responses:

1. Restricted stock units convert into common shares on a one-for-one basis.

2. Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

3. On August 1, 2023, the reporting person was granted 6,211 restricted stock units, vesting in three equal annual installments beginning on August 1, 2024.

Remarks:

	/s/ Mark Sherman, attorney-in-fact	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR