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AstraZeneca CFO acquires 73 shares via awards

ASTRAZENECA PLC (AZN) reports that its Chief Financial Officer, Dr Aradhana Sarin, acquired 73 ordinary shares on September 14, 2026, through the vesting of dividend equivalent awards linked to her 2021 AstraZeneca Performance Share Plan award.

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(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

ASTRAZENECA PLC (AZN) reports that its Chief Financial Officer, Dr Aradhana Sarin, acquired 73 ordinary shares on September 14, 2026, through the vesting of dividend equivalent awards linked to her 2021 AstraZeneca Performance Share Plan award.

These dividend equivalents related to the first interim dividend for 2026 and vested separately from the main 2021 award, which vested on August 17, 2026. Shares were withheld to meet tax obligations, and the fair market value used for tax purposes was £114.60 per ordinary share.

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Ordinary Shares acquired 73 shares Dividend equivalent awards vesting on September 14, 2026 for the CFO
Fair market value per Ordinary Share for tax purposes £114.60 per share Closing price on the last trading day preceding vesting of the 2021 AZPSP award
Nominal value per Ordinary Share US$0.25 per share Ordinary Shares of US$0.25 each in AstraZeneca PLC
Transaction date September 14, 2026 Date the dividend equivalent awards vested and shares were acquired
Main AZPSP vesting date August 17, 2026 Underlying 2021 AstraZeneca Performance Share Plan award vesting date
Person Discharging Managerial Responsibilities regulatory
"Transaction by Person Discharging Managerial Responsibilities AstraZeneca PLC"
A person discharging managerial responsibilities is an individual who holds a senior role with authority to make or influence a company’s strategic or operational decisions, such as executives, board members, or other top managers. Investors care because these people often have access to confidential information and their buying or selling of company shares must be disclosed—like a referee who knows the score before the crowd, their actions can signal important, non-public insights about a company's prospects.
dividend equivalent awards financial
"acquired 73 of the Company's ordinary shares ... following the vesting of certain dividend equivalent awards"
AstraZeneca Performance Share Plan financial
"dividend equivalent awards accrued in relation to her 2021 AstraZeneca Performance Share Plan (AZPSP) award"
EU Market Abuse Regulation regulatory
"notification, made in accordance with the requirements of the EU Market Abuse Regulation"
A set of EU-wide rules that prevent cheating in financial markets by banning insider trading, market manipulation, and misleading disclosure; it also requires timely public release of key company information so everyone can play on a level field. For investors, it reduces the risk that prices are driven by secret deals or false signals, making markets fairer and more reliable for deciding when to buy or sell — like referees enforcing fair play in a game.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider share transaction did ASTRAZENECA PLC (AZN) disclose in this Form 6-K?

The company disclosed that Chief Financial Officer Aradhana Sarin acquired 73 ordinary shares on September 14, 2026, from the vesting of dividend equivalent awards related to her 2021 AstraZeneca Performance Share Plan award.

On what date did AstraZeneca (AZN) CFO Aradhana Sarin’s dividend equivalents vest?

They vested on September 14, 2026. These dividend equivalent awards related to AstraZeneca’s first interim dividend for 2026 and were vested separately from the main 2021 Performance Share Plan award, which vested on August 17, 2026.

How many AstraZeneca (AZN) shares did the CFO acquire from the dividend equivalents?

Dr Aradhana Sarin acquired 73 ordinary shares of US$0.25 each in AstraZeneca PLC, following the vesting of certain dividend equivalent awards accrued in relation to her 2021 AstraZeneca Performance Share Plan award.

What share price did AstraZeneca (AZN) use for tax purposes on the vested awards?

For tax purposes, AstraZeneca used a fair market value of £114.60 per ordinary share, based on the closing price on the last trading day preceding the vesting of the 2021 AstraZeneca Performance Share Plan award.

Where was the AstraZeneca (AZN) CFO’s share transaction executed?

The notification states that the transaction took place outside a trading venue. It was an acquisition of shares following reinvestment of certain dividends under the 2021 AstraZeneca Performance Share Plan award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
Report of Foreign Issuer
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
 
For the month of September 2026 
 
Commission File Number: 001-11960
 
AstraZeneca PLC
 
1 Francis Crick Avenue
Cambridge Biomedical Campus
Cambridge CB2 0AA
United Kingdom
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F X Form 40-F __
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ______
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes __ No X
 
If “Yes” is marked, indicate below the file number assigned to the Registrant in connection with Rule 12g3-2(b): 82-_____________
 
 
 
AstraZeneca PLC
 
INDEX TO EXHIBITS
 
 
1.
 Director/PDMR Shareholding
 
15 September 2026
 
Transaction by Person Discharging Managerial Responsibilities
 
AstraZeneca PLC (the Company) announced that, on 14 September 2026, Dr Aradhana Sarin, Chief Financial Officer of the Company, acquired 73 of the Company's ordinary shares of $0.25 each (Ordinary Shares) following the vesting of certain dividend equivalent awards accrued in relation to her 2021 AstraZeneca Performance Share Plan (AZPSP) award.
 
The underlying 2021 AZPSP award vested to Dr Sarin on 17 August 2026 and was announced on 18 August 2026. Due to administrative processing timelines, the dividend equivalent awards relating to the Company's first interim dividend for 2026 were not included in that vesting. These dividend equivalent awards therefore vested separately on 14 September 2026. All other dividend equivalent units accrued during the performance and holding period were included within the 17 August vest.
 
Following the withholding of shares to satisfy certain tax obligations arising on vesting, Dr Sarin's beneficial interest in Ordinary Shares changed as detailed in the table below:
 
PDMR
Position
Ordinary Shares acquired
 
Aradhana Sarin
 
Executive Director and Chief Financial Officer
73
 
For tax purposes, the fair market value of an Ordinary Share at vest of the award was £114.60, being the closing price on the last trading day preceding the vesting of the 2021 AZPSP award.
 
Further details are set out in the attached notification, made in accordance with the requirements of the EU Market Abuse Regulation (as it forms part of UK law pursuant to the European Union (Withdrawal) Act 2018).
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
a)
 
Name
Aradhana Sarin
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer
b)
 
Initial notification /Amendment
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
 
Name
AstraZeneca PLC
b)
 
LEI
PY6ZZQWO2IZFZC3IOL08
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary Shares of US$0.25 each in AstraZeneca PLC
 
GB0009895292
 
b)
 
Nature of the transaction
  
Acquisition of shares following the reinvestment of certain dividends accrued during the deferral period of the 2021 AstraZeneca Performance Share Plan award. 
c)
 
Price(s) and volume(s)
 
 Price(s)
 
Volume(s)
0
 
73
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable - single transaction
 
 
 
 
e)
 
Date of the transaction
 
14 September 2026
f)
 
Place of the transaction
 
Outside a trading venue
 
AstraZeneca
AstraZeneca (LSE/STO/NYSE: AZN) is a global, science-led biopharmaceutical company that focuses on the discovery, development, and commercialisation of prescription medicines in Oncology, Rare Disease, and BioPharmaceuticals, including Cardiovascular, Renal & Metabolism, and Respiratory & Immunology. Based in Cambridge, UK, AstraZeneca's innovative medicines are sold in more than 125 countries and used by millions of patients worldwide. Please visit astrazeneca.com and follow the Company on Social Media @AstraZeneca.
 
Contacts
For details on how to contact the Investor Relations Team, please click here. For Media contacts, click here.
 
Matthew Bowden
Company Secretary
AstraZeneca PLC
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
AstraZeneca PLC
 
 
Date: 15 September 2026
 
 
By: /s/ Matthew Bowden
 
Name: Matthew Bowden
 
Title: Company Secretary

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