Welcome to our dedicated page for Alibaba Group Hldg SEC filings (Ticker: BABA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alibaba Group Holding Limited (NYSE: BABA) files as a foreign private issuer with the U.S. Securities and Exchange Commission, and this page aggregates its SEC filings related to BABA American Depositary Shares. Alibaba uses Form 20-F as its annual reporting framework and furnishes current information on Form 6-K, often attaching documents that it is required to submit to the Hong Kong Stock Exchange.
Recent Form 6-K filings include monthly returns on movements in authorized share capital and issued shares, next day disclosure returns for share changes, interim reports for the fiscal year, and announcements of quarterly and interim results such as the September quarter and six-month interim results. The company also files announcements related to grants of awards under share plans, dates of board meetings, and other regulatory communications.
For investors analyzing BABA, these filings provide access to detailed financial statements, segment breakdowns for Alibaba China E-commerce Group, Alibaba International Digital Commerce Group, Cloud Intelligence Group and other businesses, as well as information on share repurchase activity and capital structure changes. Filings also reference registration statements such as Form F-4 used in connection with exchange offers for senior notes.
Through this page, users can review Alibaba’s SEC-disclosed materials alongside AI-powered summaries that highlight key points from lengthy documents. This includes explanations of interim reports, quarterly result announcements and exhibits furnished from Hong Kong regulatory filings. Real-time updates from EDGAR ensure that new 6-K submissions, annual reports and other relevant documents for BABA are quickly accessible, helping users understand how Alibaba reports its e-commerce, cloud computing and financing activities to regulators and investors.
Alibaba Group Holding Ltd director Shan Weijian filed an initial ownership report showing his stake in the company. The filing lists direct ownership of 144,800 Ordinary Shares of Alibaba following the reported entry. This Form 3 does not reflect a new purchase or sale, but establishes his current shareholdings as a company insider.
Alibaba Group Holding Ltd director Martello Wan Ling filed an initial ownership report showing a direct holding of 360,000 Ordinary Shares. This Form 3 does not record any new buy or sell transaction; it simply discloses the size of the director’s existing equity stake.
Alibaba Group Holding Ltd director Jerry Yang filed a Form 3 showing beneficial ownership of 485,072 ordinary shares. This establishes his initial reported stake as an insider and does not reflect any new share purchases or sales, only his existing direct holdings.
Alibaba Group Holding Ltd director Kabir Misra has filed an initial statement of ownership. The Form 3 shows beneficial ownership of 528,800 Ordinary Shares, held directly. This filing records his existing stake and does not report any new purchases or sales.
Alibaba Group Holding Limited filed a report stating that its board of directors will hold a board meeting on March 18, 2026. At this meeting, the board plans to approve unaudited results for the three months ended December 31, 2025 and the related results announcement.
Alibaba expects to announce these quarterly results on March 19, 2026. The company notes it has a weighted voting rights structure linked to the Alibaba Partnership’s director nomination rights, and that its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA.
Alibaba Group Holding Limited submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong Stock Exchange monthly return for February 2026. As a Hong Kong–listed issuer, Alibaba must file this Monthly Return under Rule 13.25B of the Hong Kong Listing Rules, reporting movements in its authorized share capital and issued shares.
Alibaba Group Holding Ltd submitted a Form 13F holdings report listing $772,115,065 as the Form 13F Information Table value total and reporting 2 holdings entries. The filing shows 0 other included managers and is signed by Jinwei Zhang, Company Secretary on 02-12-2026.
This is a routine institutional holdings disclosure filed as a 13F HOLDINGS REPORT, indicating the manager reported its holdings via the standard quarterly 13F table. No transaction details or individual security quantities are shown in the provided excerpt.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer to submit its Hong Kong Stock Exchange Monthly Return for January 2026. As a Hong Kong–listed company, Alibaba must report monthly movements in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules. This Form 6-K simply furnishes that Monthly Return as Exhibit 99.1 for U.S. investors’ information.
Alibaba Group Holding Limited submitted a foreign issuer report indicating it has furnished its monthly share capital return for December 2025 to U.S. investors. As a company listed on the Hong Kong Stock Exchange, Alibaba is required to file a Monthly Return detailing movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
The company has attached this Monthly Return as Exhibit 99.1 to the Form 6-K so that the same information about changes in its equity structure is also available through the U.S. reporting system.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit titled “Announcement with The Stock Exchange of Hong Kong Limited – Grant of Awards Pursuant to the 2024 Plan.” This indicates Alibaba has granted equity awards under its 2024 incentive plan, with details contained in the attached announcement.