Welcome to our dedicated page for Alibaba Group Hldg SEC filings (Ticker: BABA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alibaba Group Holding Limited (NYSE: BABA) files as a foreign private issuer with the U.S. Securities and Exchange Commission, and this page aggregates its SEC filings related to BABA American Depositary Shares. Alibaba uses Form 20-F as its annual reporting framework and furnishes current information on Form 6-K, often attaching documents that it is required to submit to the Hong Kong Stock Exchange.
Recent Form 6-K filings include monthly returns on movements in authorized share capital and issued shares, next day disclosure returns for share changes, interim reports for the fiscal year, and announcements of quarterly and interim results such as the September quarter and six-month interim results. The company also files announcements related to grants of awards under share plans, dates of board meetings, and other regulatory communications.
For investors analyzing BABA, these filings provide access to detailed financial statements, segment breakdowns for Alibaba China E-commerce Group, Alibaba International Digital Commerce Group, Cloud Intelligence Group and other businesses, as well as information on share repurchase activity and capital structure changes. Filings also reference registration statements such as Form F-4 used in connection with exchange offers for senior notes.
Through this page, users can review Alibaba’s SEC-disclosed materials alongside AI-powered summaries that highlight key points from lengthy documents. This includes explanations of interim reports, quarterly result announcements and exhibits furnished from Hong Kong regulatory filings. Real-time updates from EDGAR ensure that new 6-K submissions, annual reports and other relevant documents for BABA are quickly accessible, helping users understand how Alibaba reports its e-commerce, cloud computing and financing activities to regulators and investors.
Alibaba Group Holding Limited submitted a foreign issuer report indicating it has furnished its monthly share capital return for December 2025 to U.S. investors. As a company listed on the Hong Kong Stock Exchange, Alibaba is required to file a Monthly Return detailing movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
The company has attached this Monthly Return as Exhibit 99.1 to the Form 6-K so that the same information about changes in its equity structure is also available through the U.S. reporting system.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit titled “Announcement with The Stock Exchange of Hong Kong Limited – Grant of Awards Pursuant to the 2024 Plan.” This indicates Alibaba has granted equity awards under its 2024 incentive plan, with details contained in the attached announcement.
Alibaba Group Holding Limited filed a Form 6-K to provide investors with its latest Hong Kong Stock Exchange disclosure on share capital movements. As a Hong Kong–listed issuer, Alibaba must file a Monthly Return summarizing changes in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules.
This Form 6-K furnishes Alibaba’s Monthly Return for November 2025 as Exhibit 99.1, making the same information available to U.S. investors. The filing is administrative in nature and focuses on transparency around any movements in Alibaba’s equity securities during the month.
Alibaba Group Holding Limited has submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong interim report. As a company listed on The Stock Exchange of Hong Kong Limited, Alibaba is required to prepare an interim report for the first six months of each fiscal year. This Form 6-K provides that interim report for the first half of the fiscal year ending March 31, 2026 as Exhibit 99.1, giving investors access to the company’s mid-year Hong Kong reporting in the U.S. market.
Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit announcing the grant of awards under its 2024 equity plan, as referenced in an announcement with The Stock Exchange of Hong Kong Limited. The report is signed by Company Secretary Kevin Jinwei Zhang.
Alibaba Group Holding Ltd filed a Form 13F reporting its institutional holdings. The filing lists 2 holdings with a Form 13F Information Table value total of $897,041,973. The report was signed by Jinwei Zhang, Company Secretary on 11-14-2025.
Alibaba Group Holding Limited furnished a Form 6-K that includes its Hong Kong Stock Exchange Monthly Return for October 2025 as Exhibit 99.1. This return, required under Hong Kong Listing Rule 13.25B, reports movements in the company’s authorized share capital and issued shares.
The filing is administrative in nature and makes the HKEX monthly share movement disclosure available to U.S. investors via the SEC.
Alibaba Group Holding Limited furnished a Form 6-K to provide its Hong Kong Stock Exchange Next Day Disclosure Return as Exhibit 99.1. The company notes that, as an HKEX-listed issuer, it must submit this return to report movements in authorized issued shares or treasury shares pursuant to Hong Kong Listing Rule 13.25A. The exhibit is dated October 28, 2025 and is attached to this report.
The filing also confirms Alibaba files annual reports under Form 20-F. No financial results or transaction details are presented in this submission; it primarily furnishes the required disclosure return.