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Alibaba Group Hldg Ltd SEC Filings

BABA NYSE

Welcome to our dedicated page for Alibaba Group Hldg SEC filings (Ticker: BABA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Alibaba Group Holding Limited (NYSE: BABA) files as a foreign private issuer with the U.S. Securities and Exchange Commission, and this page aggregates its SEC filings related to BABA American Depositary Shares. Alibaba uses Form 20-F as its annual reporting framework and furnishes current information on Form 6-K, often attaching documents that it is required to submit to the Hong Kong Stock Exchange.

Recent Form 6-K filings include monthly returns on movements in authorized share capital and issued shares, next day disclosure returns for share changes, interim reports for the fiscal year, and announcements of quarterly and interim results such as the September quarter and six-month interim results. The company also files announcements related to grants of awards under share plans, dates of board meetings, and other regulatory communications.

For investors analyzing BABA, these filings provide access to detailed financial statements, segment breakdowns for Alibaba China E-commerce Group, Alibaba International Digital Commerce Group, Cloud Intelligence Group and other businesses, as well as information on share repurchase activity and capital structure changes. Filings also reference registration statements such as Form F-4 used in connection with exchange offers for senior notes.

Through this page, users can review Alibaba’s SEC-disclosed materials alongside AI-powered summaries that highlight key points from lengthy documents. This includes explanations of interim reports, quarterly result announcements and exhibits furnished from Hong Kong regulatory filings. Real-time updates from EDGAR ensure that new 6-K submissions, annual reports and other relevant documents for BABA are quickly accessible, helping users understand how Alibaba reports its e-commerce, cloud computing and financing activities to regulators and investors.

Rhea-AI Summary

Alibaba Group Holding Limited submitted a Form 6-K to provide investors with its latest Hong Kong Stock Exchange compliance filing. As a Hong Kong–listed issuer, the company must file a Monthly Return detailing movements in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules. This Form 6-K simply furnishes the Monthly Return for September 2025 as an exhibit, allowing U.S. investors to access the same share-movement information that is reported in Hong Kong.

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Rhea-AI Summary

Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The filing mainly serves to furnish a press release, attached as Exhibit 99.1, titled “Alibaba Group Announces Completion of Exchange Offer for Outstanding Senior Notes.”

The company states that this exhibit is incorporated by reference into its existing Registration Statement on Form F-4 (Registration No. 333-288794), making the press release part of that registration statement from the date this report is furnished, unless later superseded.

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Rhea-AI Summary

Alibaba Group Holding Limited furnished a Form 6-K mainly to file exhibits documenting the completion of an offering of approximately US$3.2 billion of zero coupon convertible senior notes. The company notes that Exhibit 99.1 to this report is incorporated by reference into its existing Form F-4 registration statement.

The filing is administrative in nature, formally linking the press release and related announcement about the completed zero coupon convertible senior notes offering to Alibaba’s U.S. securities law disclosure record.

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Alibaba Group Holding Limited furnished a Form 6-K as a foreign private issuer, primarily to attach several press releases and announcements related to a financing transaction. The exhibits describe a proposed and subsequently priced offering of approximately US$3.2 Billion zero coupon convertible senior notes. Certain exhibits, including the proposed and priced offering press releases, are incorporated by reference into Alibaba’s Registration Statement on Form F-4 (Registration No. 333-288794), making them part of that registration statement from the date this report is furnished, unless later superseded.

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Rhea-AI Summary

Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer to provide U.S. investors with the same monthly share capital information it furnishes to the Hong Kong Stock Exchange. As a company listed in Hong Kong, Alibaba must file a Monthly Return detailing movements in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules. This Form 6-K simply forwards the Monthly Return for August 2025 as an exhibit, helping keep investors informed about any changes in the company’s equity structure.

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Rhea-AI Summary

Alibaba Group Holding Limited furnished a Form 6-K as a foreign private issuer to provide investors with a press release titled “Alibaba Group Announces Commencement of Exchange Offer for Outstanding Senior Notes.” The filing is largely administrative, serving to formally transmit this press release as Exhibit 99.1.

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Alibaba Group Holding Limited submitted a report as a foreign private issuer describing a disclosure made to the Hong Kong Stock Exchange about changes in its share capital. As a company listed in Hong Kong, Alibaba must file a “Next Day Disclosure Return” whenever there are movements in its authorized, issued or treasury shares under Rule 13.25A of the Hong Kong Listing Rules. This report provides that Hong Kong disclosure return as an exhibit so U.S. investors can see the same information about Alibaba’s share capital changes.

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FAQ

How many Alibaba Group Hldg (BABA) SEC filings are available on StockTitan?

StockTitan tracks 70 SEC filings for Alibaba Group Hldg (BABA), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Alibaba Group Hldg (BABA)?

The most recent SEC filing for Alibaba Group Hldg (BABA) was filed on October 9, 2025.