Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BABA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Alibaba Group Holding Ltd director and Chief Executive Officer Wu Yongming filed an initial Form 3 detailing his existing equity interests in the company. He reports direct ownership of 959,752 Ordinary Shares, plus indirect holdings of 108,000 Ordinary Shares held by his spouse and 12,320,000 Ordinary Shares held by a trust.
Wu also holds restricted share units that can convert into 960,000 and 280,000 Ordinary Shares under long-term vesting schedules. In addition, he has option awards over 16,000,000 Ordinary Shares tied to ADSs with an exercise price of US$78.37 per ADS expiring on November 25, 2033, and options over 12,000,000 and 12,000,000 Ordinary Shares with exercise prices of HK$116.70 (approximately US$14.96) and HK$152.69 (approximately US$19.58) per share, expiring on November 26, 2035. This filing records his current share, RSU and option positions rather than new market transactions.
Alibaba Group Holding Ltd director Joseph C. Tsai filed an initial ownership report showing his equity stake in the company. The filing lists 70,000 restricted share units, each representing one ordinary share, that vest in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the award terms.
He also reports 811,072 ordinary shares held directly, 1,280,000 ordinary shares held indirectly through his spouse, and 113,539,168 ordinary shares held indirectly through a corporation. This Form 3 does not reflect new purchases or sales, but rather his existing holdings as he becomes a reporting insider.
Alibaba Group Holding Ltd director Irene Yun-Lien Lee filed an initial ownership report showing she directly holds 138,600 Ordinary Shares of Alibaba. The filing does not show any recent share purchases or sales; it simply records her existing direct ownership position.
Alibaba Group Holding Ltd director Ng Kong Ping Albert reported ownership of 133,600 Ordinary Shares. The shares are held directly, and the filing does not show any recent purchases, sales, or option exercises, but instead reflects his reported beneficial stake in the company’s equity.
Alibaba Group Holding Ltd director Shan Weijian filed an initial ownership report showing his stake in the company. The filing lists direct ownership of 144,800 Ordinary Shares of Alibaba following the reported entry. This Form 3 does not reflect a new purchase or sale, but establishes his current shareholdings as a company insider.
Alibaba Group Holding Ltd director Martello Wan Ling filed an initial ownership report showing a direct holding of 360,000 Ordinary Shares. This Form 3 does not record any new buy or sell transaction; it simply discloses the size of the director’s existing equity stake.
Alibaba Group Holding Ltd director Jerry Yang filed a Form 3 showing beneficial ownership of 485,072 ordinary shares. This establishes his initial reported stake as an insider and does not reflect any new share purchases or sales, only his existing direct holdings.
Alibaba Group Holding Ltd director Kabir Misra has filed an initial statement of ownership. The Form 3 shows beneficial ownership of 528,800 Ordinary Shares, held directly. This filing records his existing stake and does not report any new purchases or sales.
Alibaba Group Holding Limited filed a report stating that its board of directors will hold a board meeting on March 18, 2026. At this meeting, the board plans to approve unaudited results for the three months ended December 31, 2025 and the related results announcement.
Alibaba expects to announce these quarterly results on March 19, 2026. The company notes it has a weighted voting rights structure linked to the Alibaba Partnership’s director nomination rights, and that its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA.
Alibaba Group Holding Limited submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong Stock Exchange monthly return for February 2026. As a Hong Kong–listed issuer, Alibaba must file this Monthly Return under Rule 13.25B of the Hong Kong Listing Rules, reporting movements in its authorized share capital and issued shares.